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[Form 4] Alkami Technology, Inc. Insider Trading Activity

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4

Alex Shootman, Alkami Technology's Chief Executive Officer and a director, reported a sale of 42,930 shares of Alkami common stock at $25.66 per share to satisfy tax withholding obligations tied to the vesting and settlement of restricted stock units (RSUs). After the reported sale the reporting person beneficially owned 796,563 shares. The Form 4 states the transaction was a "sell to cover" to fund tax withholding and was not a discretionary sale by the reporting person.

Alex Shootman, amministratore delegato e direttore di Alkami Technology, ha venduto 42.930 azioni ordinarie Alkami a $25,66 per azione per coprire le ritenute fiscali legate alla maturazione e liquidazione di restricted stock units (RSU). Dopo la vendita riportata, la persona interessata possedeva beneficiariamente 796.563 azioni. Il Modulo 4 indica che l’operazione è stata una «sell to cover» per finanziare le ritenute fiscali e non una vendita discrezionale da parte della persona segnalante.

Alex Shootman, director ejecutivo y miembro del consejo de Alkami Technology, informó la venta de 42.930 acciones ordinarias de Alkami a $25,66 por acción para cubrir las retenciones fiscales vinculadas a la consolidación y liquidación de unidades de acciones restringidas (RSU). Tras la operación reportada, la persona reportante poseía beneficiariamente 796.563 acciones. El Formulario 4 señala que la transacción fue un "sell to cover" para financiar las retenciones fiscales y no una venta discrecional del informante.

Alex Shootman은(는) Alkami Technology의 최고경영자 겸 이사로서 제한주식수(RSU)의 취득 및 정산과 관련한 세금 원천징수 의무를 충당하기 위해 42,930주의 Alkami 보통주를 주당 $25.66에 매도했다고 보고했습니다. 보고된 매도 후 해당 인물은 실질적으로 796,563주를 보유하고 있었습니다. 제출된 Form 4에는 이 거래가 세금 원천징수를 충당하기 위한 "sell to cover"이며 보고인의 임의 매도는 아니었다고 기재되어 있습니다.

Alex Shootman, directeur général et administrateur d'Alkami Technology, a déclaré la vente de 42 930 actions ordinaires Alkami à $25,66 par action pour satisfaire les obligations de retenue d'impôt liées à la acquisition et au règlement d'unités d'actions restreintes (RSU). Après la vente déclarée, la personne déclarante détenait bénéficiairement 796 563 actions. Le formulaire 4 indique que la transaction était un « sell to cover » pour financer la retenue d'impôt et n'était pas une vente discrétionnaire de la part du déclarant.

Alex Shootman, Chief Executive Officer und Direktor von Alkami Technology, meldete den Verkauf von 42.930 Alkami-Stammaktien zu $25,66 pro Aktie, um Steuerabzugsverpflichtungen im Zusammenhang mit der Vesting- und Abwicklung von Restricted Stock Units (RSUs) zu erfüllen. Nach dem gemeldeten Verkauf besaß die meldende Person wirtschaftlich 796.563 Aktien. Im Formular 4 heißt es, die Transaktion sei ein "sell to cover" zur Finanzierung der Steuerabzüge gewesen und keine freiwillige Veräußerung durch die meldende Person.

Positive
  • Transaction was tax-related and non-discretionary, described as a "sell to cover" for RSU withholding obligations
  • Reporting person retains significant ownership with 796,563 shares after the sale
Negative
  • Insider sold 42,930 shares, reducing direct holdings by that amount

Insights

TL;DR: CEO conducted a routine sell-to-cover of RSU tax obligations; transaction appears administrative, not a signal of changed conviction.

The reported sale of 42,930 shares was executed expressly to satisfy tax withholding from RSU vesting, which governance best practices treat as routine. The filer remains a substantial beneficial owner with 796,563 shares following the transaction. Because the filing specifies the sale was not discretionary, this reduces the likelihood that it reflects a change in the CEO's view on the company's prospects; nevertheless, any insider sale reduces outstanding insider holdings and should be tracked alongside other insider transactions.

TL;DR: The disposition was a tax-driven sale of vested RSUs; modest ownership reduction but no operational or financial implication stated.

The Form 4 shows a single non-derivative sale of 42,930 shares at $25.66 labeled as a "sell to cover" for RSU tax obligations. Such transactions are common and administrative in nature. The report does not disclose any additional sales, grants, or options exercised. From a market-impact perspective, absent other insider activity or material corporate developments, this disclosure is typically neutral.

Alex Shootman, amministratore delegato e direttore di Alkami Technology, ha venduto 42.930 azioni ordinarie Alkami a $25,66 per azione per coprire le ritenute fiscali legate alla maturazione e liquidazione di restricted stock units (RSU). Dopo la vendita riportata, la persona interessata possedeva beneficiariamente 796.563 azioni. Il Modulo 4 indica che l’operazione è stata una «sell to cover» per finanziare le ritenute fiscali e non una vendita discrezionale da parte della persona segnalante.

Alex Shootman, director ejecutivo y miembro del consejo de Alkami Technology, informó la venta de 42.930 acciones ordinarias de Alkami a $25,66 por acción para cubrir las retenciones fiscales vinculadas a la consolidación y liquidación de unidades de acciones restringidas (RSU). Tras la operación reportada, la persona reportante poseía beneficiariamente 796.563 acciones. El Formulario 4 señala que la transacción fue un "sell to cover" para financiar las retenciones fiscales y no una venta discrecional del informante.

Alex Shootman은(는) Alkami Technology의 최고경영자 겸 이사로서 제한주식수(RSU)의 취득 및 정산과 관련한 세금 원천징수 의무를 충당하기 위해 42,930주의 Alkami 보통주를 주당 $25.66에 매도했다고 보고했습니다. 보고된 매도 후 해당 인물은 실질적으로 796,563주를 보유하고 있었습니다. 제출된 Form 4에는 이 거래가 세금 원천징수를 충당하기 위한 "sell to cover"이며 보고인의 임의 매도는 아니었다고 기재되어 있습니다.

Alex Shootman, directeur général et administrateur d'Alkami Technology, a déclaré la vente de 42 930 actions ordinaires Alkami à $25,66 par action pour satisfaire les obligations de retenue d'impôt liées à la acquisition et au règlement d'unités d'actions restreintes (RSU). Après la vente déclarée, la personne déclarante détenait bénéficiairement 796 563 actions. Le formulaire 4 indique que la transaction était un « sell to cover » pour financer la retenue d'impôt et n'était pas une vente discrétionnaire de la part du déclarant.

Alex Shootman, Chief Executive Officer und Direktor von Alkami Technology, meldete den Verkauf von 42.930 Alkami-Stammaktien zu $25,66 pro Aktie, um Steuerabzugsverpflichtungen im Zusammenhang mit der Vesting- und Abwicklung von Restricted Stock Units (RSUs) zu erfüllen. Nach dem gemeldeten Verkauf besaß die meldende Person wirtschaftlich 796.563 Aktien. Im Formular 4 heißt es, die Transaktion sei ein "sell to cover" zur Finanzierung der Steuerabzüge gewesen und keine freiwillige Veräußerung durch die meldende Person.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Shootman Alex

(Last) (First) (Middle)
C/O ALKAMI TECHNOLOGY, INC.
5601 GRANITE PARKWAY, SUITE 120

(Street)
PLANO TX 75024

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ALKAMI TECHNOLOGY, INC. [ ALKT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
09/09/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/09/2025 S 42,930(1) D $25.66 796,563 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
Remarks:
/s/ Douglas A. Linebarger, as Attorney-in-Fact for Alex Shootman 09/10/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Alkami (ALKT) insider Alex Shootman do?

He sold 42,930 shares of Alkami common stock at $25.66 per share to cover tax withholding on vested RSUs.

Was the sale discretionary or part of a trading plan?

The Form 4 states the sale was a sell to cover to satisfy tax withholding related to RSU settlement and "does not represent a discretionary transaction."

How many Alkami shares does the reporting person own after the transaction?

The reporting person beneficially owned 796,563 shares following the reported transaction.

What is the per-share price reported for the sale?

The sale price reported on the Form 4 is $25.66 per share.

Why was the sale executed according to the Form 4?

The sale was executed to fund tax withholding obligations arising from the vesting and settlement of restricted stock units (RSUs).
Alkami Technology, Inc.

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