ALKT insider sells 42,930 shares at $25.66 to cover RSU taxes

Alex Shootman, Alkami Technology's Chief Executive Officer and a director, reported a sale of 42,930 shares of Alkami common stock at $25.66 per share to satisfy tax withholding obligations tied to the vesting and settlement of restricted stock units (RSUs).

Rhea-AI Filing Summary

Alex Shootman, Alkami Technology's Chief Executive Officer and a director, reported a sale of 42,930 shares of Alkami common stock at $25.66 per share to satisfy tax withholding obligations tied to the vesting and settlement of restricted stock units (RSUs). After the reported sale the reporting person beneficially owned 796,563 shares. The Form 4 states the transaction was a "sell to cover" to fund tax withholding and was not a discretionary sale by the reporting person.

Positive

• Transaction was tax-related and non-discretionary, described as a "sell to cover" for RSU withholding obligations
• Reporting person retains significant ownership with 796,563 shares after the sale

Negative

• Insider sold 42,930 shares, reducing direct holdings by that amount

Insights

Corporate Governance Expert

TL;DR: CEO conducted a routine sell-to-cover of RSU tax obligations; transaction appears administrative, not a signal of changed conviction.

The reported sale of 42,930 shares was executed expressly to satisfy tax withholding from RSU vesting, which governance best practices treat as routine. The filer remains a substantial beneficial owner with 796,563 shares following the transaction. Because the filing specifies the sale was not discretionary, this reduces the likelihood that it reflects a change in the CEO's view on the company's prospects; nevertheless, any insider sale reduces outstanding insider holdings and should be tracked alongside other insider transactions.

Securities Analyst

TL;DR: The disposition was a tax-driven sale of vested RSUs; modest ownership reduction but no operational or financial implication stated.

The Form 4 shows a single non-derivative sale of 42,930 shares at $25.66 labeled as a "sell to cover" for RSU tax obligations. Such transactions are common and administrative in nature. The report does not disclose any additional sales, grants, or options exercised. From a market-impact perspective, absent other insider activity or material corporate developments, this disclosure is typically neutral.

Insider Trade Summary

Net Seller: 42,930 shares

Net Sell 1 txn

Insider Shootman Alex

Role Chief Executive Officer

Sold 42,930 shs ($1.10M)

Type	Security	Shares	Price	Value
Sale	Common Stock	42,930	$25.66	$1.10M

Holdings After Transaction: Common Stock — 796,563 shares (Direct)

Footnotes (1)

1. F1. The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Alkami (ALKT) insider Alex Shootman do?

He sold 42,930 shares of Alkami common stock at $25.66 per share to cover tax withholding on vested RSUs.

Was the sale discretionary or part of a trading plan?

The Form 4 states the sale was a sell to cover to satisfy tax withholding related to RSU settlement and "does not represent a discretionary transaction."

How many Alkami shares does the reporting person own after the transaction?

The reporting person beneficially owned 796,563 shares following the reported transaction.

What is the per-share price reported for the sale?

The sale price reported on the Form 4 is $25.66 per share.

Why was the sale executed according to the Form 4?

The sale was executed to fund tax withholding obligations arising from the vesting and settlement of restricted stock units (RSUs).

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Accepted by SEC EDGAR 09/10/2025 - 04:45 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Shootman Alex

(Last) (First) (Middle)

C/O ALKAMI TECHNOLOGY, INC.

5601 GRANITE PARKWAY, SUITE 120

(Street)

PLANO TX 75024

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ALKAMI TECHNOLOGY, INC. [ ALKT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

3. Date of Earliest Transaction (Month/Day/Year)
09/09/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/09/2025		S		42,930(1)	D	$25.66	796,563	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

Remarks:

	/s/ Douglas A. Linebarger, as Attorney-in-Fact for Alex Shootman	09/10/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.