Alkami (NASDAQ: ALKT) CEO sells 10,876 shares in non-discretionary tax trade

Rhea-AI Filing Summary

Alkami Technology, Inc. Chief Executive Officer Alex Shootman reported an open-market sale of 10,876 shares of common stock at $16.59 per share. According to the footnote, this sale was executed solely to cover tax withholding obligations arising from the vesting and settlement of restricted stock units under a "sell to cover" arrangement, and is described as non-discretionary. After the transaction, Shootman directly holds 1,210,974 shares of Alkami common stock, so the sale represents only a small portion of his overall equity position.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Shootman Alex

(Last) (First) (Middle)

C/O ALKAMI TECHNOLOGY, INC.

5601 GRANITE PARKWAY, SUITE 120

(Street)

PLANO TX 75024

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ALKAMI TECHNOLOGY, INC. [ ALKT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/09/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/09/2026		S		10,876(1)	D	$16.59	1,210,974	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

Remarks:

	/s/ Douglas A. Linebarger, as Attorney-in-Fact for Alex Shootman	03/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Alkami Technology (ALKT) report for Alex Shootman?

Alkami Technology reported that CEO Alex Shootman sold 10,876 shares of common stock at $16.59 per share. The transaction was linked to tax withholding obligations from vested restricted stock units rather than a voluntary portfolio change.

Why did Alkami Technology (ALKT) CEO Alex Shootman sell shares?

The filing states the sale was made to cover tax withholding obligations from the vesting and settlement of RSUs. It was executed as a "sell to cover" transaction and is described as not representing a discretionary trade by the CEO.

How many Alkami Technology (ALKT) shares does the CEO hold after the sale?

Following the reported sale, CEO Alex Shootman directly owns 1,210,974 shares of Alkami Technology common stock. This shows the 10,876 shares sold for tax withholding are a relatively small fraction of his total reported direct holdings.

Was the Alkami Technology (ALKT) insider sale an open-market transaction?

Yes. The transaction is coded as an open-market sale of common stock at $16.59 per share. However, the footnote clarifies it was executed solely to satisfy tax withholding obligations under a sell-to-cover approach linked to RSU vesting.

Does the Alkami Technology (ALKT) Form 4 indicate any option exercises or derivative trades?

No derivative transactions are listed in this Form 4. The filing shows one non-derivative open-market sale of 10,876 common shares for tax withholding, and the derivativeSummary section is empty, indicating no option exercises reported in this specific filing.

Is the Alkami Technology (ALKT) CEO’s share sale considered discretionary?

The footnote explicitly states the sale does not represent a discretionary transaction by the reporting person. It was conducted to fund tax withholding obligations associated with the vesting and settlement of restricted stock units through a sell-to-cover mechanism.