Welcome to our dedicated page for Ally Finl SEC filings (Ticker: ALLY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Ally Financial Inc. filings document the regulatory record of a Delaware financial services company with NYSE-listed common stock. Its reports cover operating results furnished through Form 8-K earnings releases, supplemental financial data, and analyst presentation materials, along with capital-structure disclosures for common stock and fixed-rate reset non-cumulative perpetual preferred stock series.
The company’s SEC filings also record proxy governance matters, annual meeting votes, director elections, equity and incentive compensation plans, share repurchase authorization, preferred stock rights and preferences, redemption-related matters, and director or officer changes. These disclosures connect Ally’s banking, auto finance, insurance, brokerage, advisory, and corporate finance activities with its governance, securities, and capital management framework.
David Reilly, a director of Ally Financial Inc. (ALLY), reported a non‑derivative acquisition on 10/08/2025 of 830 Deferred Stock Units (DSUs) that convert one‑for‑one into common shares. The filing shows a $0.00 per‑unit price because the award is a grant of DSUs rather than an open‑market purchase. After the grant, the reporting person beneficially owns 30,883 common shares in total. The DSUs are stated to be fully vested upon grant and will convert into common stock on distribution.
Ally Financial director Thomas P. Gibbons received a grant of 1,212 Deferred Stock Units on 10/08/2025. The units convert one-for-one into common stock on distribution and were reported with a transaction price of $0.00, indicating a compensation grant rather than a market purchase. After the award, Mr. Gibbons' beneficial ownership increased to 19,136 shares held directly. The filing notes the Deferred Stock Units are fully vested upon grant, meaning there are no further vesting conditions before conversion.
Ally Financial Inc. (ALLY) Form 3 shows that Austin Thomas McGrath reported initial beneficial ownership following a reportable event on 08/08/2025. Mr. McGrath discloses beneficial ownership of a total of 3,276 shares of common stock, comprised of 2,529 shares held directly, 447 shares held indirectly by his children, and 300 shares held indirectly by his spouse. The reported direct holdings include 1,890 Restricted Stock Units (RSUs) that convert to common shares on applicable settlement dates under the company’s plan. The filing was signed by an attorney-in-fact on 08/15/2025.
Ally Financial Inc. filed a Form 13F reporting institutional holdings. The report lists 105 reported holdings with a total market value of $885,191,628 and identifies 2 other included managers. The filing was signed by Jeffrey A. Belisle, Corporate Secretary, on 08-13-2025.
Ally Financial Inc. has filed a preliminary prospectus supplement (Form 424B5) to offer a new series of fixed-to-floating rate senior notes. Key economic terms—aggregate principal, fixed coupon, spread over compounded SOFR and final maturity—are still blank, reflecting that marketing is ongoing. The notes will:
- rank unsubordinated and unsecured, pari passu with Ally’s other senior debt and structurally subordinated to subsidiary liabilities.
- pay a semi-annual fixed rate until a set date in 20--, then convert to quarterly SOFR-based floating payments plus an undetermined spread.
- be callable at Ally’s option beginning 180 days after settlement and at par within one year of maturity.
Net proceeds, estimated at <amount TBD> after underwriting fees, are earmarked for general corporate purposes. Ally had $193.3 bn of assets and $151.4 bn of deposits as of 31 Mar 2025; consolidated debt totaled $20.5 bn ( $11.3 bn unsecured, $9.2 bn secured). A separate $750 mm 5.737% senior note due 2029 was issued 15 May 2025.
The filing reiterates extensive risk factors, highlighting high leverage, subordination to secured debt, potential SOFR volatility, benchmark transition uncertainties and limited default remedies under Ally’s June 2022 indenture amendments. Proceeds will temporarily be invested in short-term securities.