STOCK TITAN

ALLIENT (ALNT) CTO sees 1,331 shares withheld for tax on RSU vesting

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

ALLIENT INC Chief Technology Officer Kenneth Arthur May had 1,331 shares of common stock withheld on April 1, 2026 to cover tax withholding obligations upon the vesting of restricted stock, at a value of $61.82 per share. This was a tax-withholding disposition permitted under a shareholder-approved stock incentive plan, not an open-market sale. After these transactions, he holds 18,124 shares directly and 1,228 shares indirectly through an ESOP Trust.

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Insider May Kenneth Arthur
Role Chief Technology Officer
Type Security Shares Price Value
Tax Withholding Common Stock 1,331 $61.82 $82K
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 18,124 shares (Direct); Common Stock — 1,228 shares (Indirect, By ESOP Trust)
Footnotes (1)
  1. [object Object]
Tax-withholding shares 1,331 shares Withheld to cover tax obligations on restricted stock vesting
Implied share value $61.82 per share Value used for 1,331-share tax-withholding disposition
Direct holdings after transaction 18,124 shares Common stock directly held by CTO after tax withholding
Indirect ESOP holdings 1,228 shares Common stock held indirectly through ESOP Trust after entry
Tax-withholding entries 1 transaction Form 4 transactionSummary taxWithholdingCount
tax withholding obligations financial
"to cover tax withholding obligations upon the vesting of restricted stock"
restricted stock financial
"upon the vesting of restricted stock as permitted under the applicable"
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
shareholder-approved stock incentive plan financial
"permitted under the applicable shareholder-approved stock incentive plan"
ESOP Trust financial
"nature_of_ownership": "By ESOP Trust""
tax-withholding disposition financial
"transaction_action": "tax-withholding disposition""
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
May Kenneth Arthur

(Last)(First)(Middle)
C/O ALLIENT INC.
495 COMMERCE DRIVE

(Street)
AMHERST NEW YORK 14228

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ALLIENT INC [ ALNT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Technology Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/01/2026F(1)1,331D$61.8218,124D
Common Stock1,228IBy ESOP Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. On the indicated date, the Reporting Person instructed the Company to withhold shares of common stock to cover tax withholding obligations upon the vesting of restricted stock as permitted under the applicable shareholder-approved stock incentive plan.
/s/ Michael C. Donlon, Attorney-in-Fact for Kenneth A. May04/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did ALLIENT INC (ALNT) report for Kenneth Arthur May?

ALLIENT INC reported that Chief Technology Officer Kenneth Arthur May had 1,331 common shares withheld to cover tax obligations upon restricted stock vesting. This was a tax-withholding disposition, not an open-market sale, and was carried out under a shareholder-approved stock incentive plan.

Was the ALLIENT INC (ALNT) Form 4 transaction an open-market sale of shares?

No, the Form 4 shows a tax-withholding disposition, not an open-market sale. 1,331 shares were withheld by the company to satisfy tax obligations when restricted stock vested, as allowed under its shareholder-approved stock incentive plan for equity compensation.

How many ALLIENT INC (ALNT) shares were withheld for taxes in this Form 4?

The filing shows 1,331 shares of ALLIENT INC common stock were withheld at $61.82 per share. These shares covered tax withholding obligations triggered by the vesting of restricted stock granted to Chief Technology Officer Kenneth Arthur May.

What are Kenneth Arthur May’s ALLIENT INC (ALNT) holdings after the reported transaction?

Following the transaction, Kenneth Arthur May directly holds 18,124 shares of ALLIENT INC common stock. He also indirectly holds 1,228 additional shares through an ESOP Trust, reflecting both his direct and indirect ownership positions after the tax-withholding event.

How is the ESOP Trust referenced in the ALLIENT INC (ALNT) Form 4 filing?

The Form 4 notes an indirect holding entry of 1,228 common shares classified as held “By ESOP Trust.” This indicates part of Kenneth Arthur May’s ALLIENT INC ownership is through an employee stock ownership plan structure rather than held solely in his direct account.