How is the ESOP Trust related to ALLIENT INC (ALNT) CEO’s Form 4 holdings?

In addition to his direct ownership, the Form 4 shows 26,067 ALLIENT INC common shares held indirectly by an ESOP Trust. This ESOP Trust holding is classified as indirect ownership, separate from the CEO’s 1,569,106 directly held shares.

ALLIENT (ALNT) CEO reports 22,956-share tax withholding and holds 1.57M shares

Filing Impact

(Very High)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

ALLIENT INC Chief Executive Officer Richard S. Warzala reported a tax-related share disposition connected to vesting of restricted stock. On the indicated date, he instructed the company to withhold 22,956 shares of common stock at $61.82 per share to cover tax withholding obligations under a shareholder-approved stock incentive plan. This was not an open-market sale. Following the transaction, he holds 1,569,106 common shares directly and 26,067 common shares indirectly through an ESOP Trust.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider WARZALA RICHARD S

Role Chief Executive Officer

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock	22,956	$61.82	$1.42M
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 1,569,106 shares (Direct); Common Stock — 26,067 shares (Indirect, By ESOP Trust)

Footnotes (1)

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Key Figures

Tax-withheld shares: 22,956 shares Withholding price: $61.82 per share Direct holdings after transaction: 1,569,106 shares +1 more

4 metrics

Tax-withheld shares 22,956 shares Common stock withheld to cover tax obligations on restricted stock vesting

Withholding price $61.82 per share Value assigned to common stock withheld for taxes

Direct holdings after transaction 1,569,106 shares CEO’s directly held ALLIENT INC common stock following tax-withholding disposition

Indirect ESOP holdings 26,067 shares Common stock held indirectly by ESOP Trust after reported date

Key Terms

tax withholding obligations, restricted stock, shareholder-approved stock incentive plan, ESOP Trust

4 terms

tax withholding obligations financial

"to cover tax withholding obligations upon the vesting of restricted stock"

restricted stock financial

"upon the vesting of restricted stock as permitted under the applicable"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

shareholder-approved stock incentive plan financial

"permitted under the applicable shareholder-approved stock incentive plan"

ESOP Trust financial

"Common Stock ... nature_of_ownership: By ESOP Trust"

Form 4 Insider Transactions: What Each Field Means →

04/03/2026 - 01:43 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

WARZALA RICHARD S

(Last)

(First)

(Middle)

ALLIENT INC.

495 COMMERCE DRIVE

(Street)

AMHERST

NEW YORK

14228

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ALLIENT INC [ ALNT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	04/01/2026		F⁽¹⁾		22,956	D	$61.82	1,569,106	D
Common Stock								26,067	I	By ESOP Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. On the indicated date, the Reporting Person instructed the Company to withhold shares of common stock to cover tax withholding obligations upon the vesting of restricted stock as permitted under the applicable shareholder-approved stock incentive plan.

	/s/ Michael C. Donlon, Attorney-in-Fact for Richard S. Warzala	04/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did ALLIENT INC (ALNT) report for its CEO?

ALLIENT INC CEO Richard S. Warzala reported a tax-withholding disposition of 22,956 common shares. The shares were withheld by the company to satisfy tax obligations triggered by the vesting of restricted stock under a shareholder-approved stock incentive plan.

Was the ALLIENT INC (ALNT) CEO’s Form 4 transaction an open-market sale?

No, the CEO’s Form 4 transaction was not an open-market sale. The company withheld 22,956 shares to cover tax withholding obligations upon restricted stock vesting, as permitted under a shareholder-approved stock incentive plan, rather than selling shares on the market.

How many ALLIENT INC (ALNT) shares were withheld for the CEO’s taxes?

The company withheld 22,956 shares of ALLIENT INC common stock for the CEO’s tax obligations. These shares were valued at $61.82 per share in the Form 4, corresponding to tax withholding upon the vesting of restricted stock awards.

What are Richard S. Warzala’s holdings in ALLIENT INC (ALNT) after this Form 4?

After the reported tax-withholding disposition, Richard S. Warzala holds 1,569,106 ALLIENT INC common shares directly. He also has 26,067 additional common shares held indirectly through an ESOP Trust, as reflected in the Form 4 holding entry.

What role did restricted stock play in the ALLIENT INC (ALNT) CEO transaction?

The transaction stemmed from the vesting of restricted stock granted to the CEO. When those restricted shares vested, the company withheld 22,956 common shares to satisfy tax withholding obligations allowed under the applicable shareholder-approved stock incentive plan.