ALLIENT VP reports routine tax share withholding

ALLIENT INC VP and Group President Stephen Warzala reported a routine tax-withholding share disposition tied to restricted stock vesting.

Rhea-AI Filing Summary

ALLIENT INC VP and Group President Stephen Warzala reported a routine tax-withholding share disposition tied to restricted stock vesting. On April 1, 2026, he instructed the company to withhold 1,544 shares of common stock at $61.82 per share to cover tax obligations, rather than selling shares in the open market.

After this withholding, Warzala directly owns 34,484 common shares. He also has indirect holdings through trusts and an ESOP, including 110,000 shares held by a trust where he is co-trustee and beneficiary, 2,801 shares in a trust where he is trustee, and 4,200 shares held by an ESOP trust.

Insights

Insider trading and governance analyst

Routine tax withholding on vested shares; no open-market selling signal.

The filing shows Stephen Warzala, a VP and Group President at ALLIENT INC, had 1,544 shares withheld at $61.82 per share on April 1, 2026. The F code and footnote confirm this covered tax obligations on vested restricted stock, not a discretionary market sale.

This type of transaction is mechanical and common when equity awards vest. Warzala still holds 34,484 shares directly plus indirect positions of 110,000, 2,801, and 4,200 shares via trusts and an ESOP. Given the non-market nature and his sizable remaining stake, the investment signal here is neutral.

Insider Trade Summary

Exercise Price or Tax Liability: 1,544 shares

Exercise Price or Tax Liability 4 txns

Insider Warzala Stephen

Role VP and Group President

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	1,544	$61.82	$95K
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 34,484 shares (Direct); Common Stock — 110,000 shares (Indirect, By Trust (Reporting Person as co-trustee and beneficiary)); Common Stock — 2,801 shares (Indirect, By Trust (Reporting Person as trustee)); Common Stock — 4,200 shares (Indirect, By ESOP Trust)

Footnotes (1)

1. F1. On the indicated date, the Reporting Person instructed the Company to withhold shares of common stock to cover tax withholding obligations upon the vesting of restricted stock as permitted under the applicable shareholder-approved stock incentive plan.

Key Figures

Tax-withholding shares: 1,544 shares Tax-withholding price: $61.82 per share Direct holdings after transaction: 34,484 shares +3 more

6 metrics

Tax-withholding shares 1,544 shares Withheld on April 1, 2026 to cover tax obligations

Tax-withholding price $61.82 per share Value used for withholding on April 1, 2026

Direct holdings after transaction 34,484 shares Common stock directly owned by Warzala after withholding

Indirect trust holdings (co-trustee) 110,000 shares Held by trust with Warzala as co-trustee and beneficiary

Indirect trust holdings (trustee) 2,801 shares Held by trust with Warzala as trustee

ESOP trust holdings 4,200 shares Indirect ownership via ESOP trust

Key Terms

restricted stock, stock incentive plan, tax-withholding disposition, ESOP Trust, +1 more

5 terms

restricted stock financial

"tax withholding obligations upon the vesting of restricted stock as permitted"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

stock incentive plan financial

"permitted under the applicable shareholder-approved stock incentive plan"

A stock incentive plan is a company program that gives employees or directors pieces of ownership or the right to buy shares over time, similar to receiving a bonus paid in company stock instead of cash. Investors pay attention because these plans align staff incentives with long‑term company performance but can also dilute existing shareholders and affect reported profits when grants are expensed, so they influence both ownership percentages and financial results.

tax-withholding disposition financial

"transaction_action": "tax-withholding disposition""

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

ESOP Trust financial

"nature_of_ownership": "By ESOP Trust""

co-trustee and beneficiary financial

"Reporting Person as co-trustee and beneficiary"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did ALLIENT INC (ALNT) report for Stephen Warzala?

ALLIENT INC reported that VP and Group President Stephen Warzala had 1,544 shares of common stock withheld at $61.82 per share on April 1, 2026 to satisfy tax obligations on vested restricted stock, a routine non-market transaction under the company’s stock incentive plan.

Was the ALLIENT INC (ALNT) Form 4 transaction an open-market sale?

No, the Form 4 shows a tax-withholding disposition, not an open-market sale. The company withheld 1,544 shares to cover Warzala’s tax obligations upon vesting of restricted stock, as allowed under the shareholder-approved stock incentive plan described in the filing footnote.

How many ALLIENT INC (ALNT) shares does Stephen Warzala hold after this Form 4?

After the transaction, Warzala directly owns 34,484 ALLIENT INC common shares. He also has indirect holdings of 110,000 shares in a co-trustee trust, 2,801 shares in another trust, and 4,200 shares through an ESOP trust, all reported in the filing.

What does transaction code F mean in the ALLIENT INC (ALNT) Form 4?

Transaction code F indicates shares were used to pay exercise price or taxes. In this case, 1,544 ALLIENT INC shares were withheld at $61.82 per share to satisfy Warzala’s tax withholding obligations when his restricted stock vested under the company’s stock incentive plan.

How significant is the 1,544-share tax withholding for ALLIENT INC (ALNT) insider holdings?

The 1,544-share withholding is small relative to Warzala’s overall reported position. He continues to hold 34,484 shares directly plus 110,000, 2,801, and 4,200 indirect shares via trusts and an ESOP, suggesting this is a routine administrative adjustment rather than a major ownership change.

How are Stephen Warzala’s indirect ALLIENT INC (ALNT) holdings structured?

Warzala’s indirect holdings include 110,000 shares held by a trust where he is co-trustee and beneficiary, 2,801 shares held by a trust where he is trustee, and 4,200 shares held by an ESOP trust. These structures are disclosed as indirect ownership in the Form 4.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/03/2026 - 01:45 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Warzala Stephen

(Last) (First) (Middle)

C/O ALLIENT INC.

495 COMMERCE DRIVE

(Street)

AMHERST NEW YORK 14228

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ALLIENT INC [ ALNT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	VP and Group President

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/01/2026		F(1)		1,544	D	$61.82	34,484	D
Common Stock								110,000	I	By Trust (Reporting Person as co-trustee and beneficiary)
Common Stock								2,801	I	By Trust (Reporting Person as trustee)
Common Stock								4,200	I	By ESOP Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. On the indicated date, the Reporting Person instructed the Company to withhold shares of common stock to cover tax withholding obligations upon the vesting of restricted stock as permitted under the applicable shareholder-approved stock incentive plan.

	/s/ Michael C. Donlon, Attorney-in-Fact for Stephen R. Warzala	04/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)