Director at Allison (NYSE: ALSN) gains RSUs and shares in equity awards
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Shivram Krishna reported acquisition or exercise transactions in this Form 4 filing.
Allison Transmission Holdings Inc director Krishna Shivram reported routine equity compensation activity. On May 7, 2026, he received 1,503 Restricted Stock Units (RSUs) as his annual equity award, with the grant size based on a $123.02 closing share price.
On May 6, 2026, previously granted 1,570 RSUs and 16 dividend equivalent rights settled into 1,586 shares of common stock. Following these transactions he directly holds 9,633 shares of common stock and 1,503 RSUs, with no open-market buys or sells reported.
Positive
- None.
Negative
- None.
Insider Trade Summary
1,586 shares exercised/converted
Mixed
4 txns
Insider
Shivram Krishna
Role
null
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Restricted Stock Units | 1,503 | $0.00 | -- |
| Exercise | Restricted Stock Units | 1,570 | $0.00 | -- |
| Exercise | Dividend Equivalent Rights | 16 | $0.00 | -- |
| Exercise | Common Stock | 1,586 | $0.00 | -- |
Holdings After Transaction:
Restricted Stock Units — 1,503 shares (Direct, null);
Dividend Equivalent Rights — 0 shares (Direct, null);
Common Stock — 9,633 shares (Direct, null)
Footnotes (1)
- Settlement of restricted stock units ("RSUs") and related dividend equivalents. Includes 16 dividend equivalents. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc.'s (the "Company") common stock. On May 8, 2025, the reporting person was granted 1,570 RSUs that vested on May 6, 2026. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock. The dividend equivalent rights accrued on previously awarded RSUs and vested on May 7, 2025. The RSUs represent the reporting person's annual equity award under the Company's Ninth Amended and Restated Non-Employee Director Compensation Policy. The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock. The number of RSUs received was calculated based on $123.02, which was the closing price of the Company's common stock on the date of grant.
Key Figures
New RSU grant: 1,503 RSUs
RSUs vested: 1,570 RSUs
Dividend equivalent rights vested: 16 rights
+4 more
7 metrics
New RSU grant
1,503 RSUs
Annual equity award granted May 7, 2026, based on $123.02 share price
RSUs vested
1,570 RSUs
Previously granted RSUs that vested and settled into common stock on May 6, 2026
Dividend equivalent rights vested
16 rights
Dividend equivalents that vested and converted into common stock on May 6, 2026
Common shares issued from vesting
1,586 shares
Total common stock received from 1,570 RSUs and 16 dividend equivalents
Common shares owned after transactions
9,633 shares
Direct Allison Transmission common stock holdings following Form 4 transactions
Unvested RSUs after transactions
1,503 RSUs
Outstanding RSUs representing contingent rights to common shares
Grant valuation reference price
$123.02/share
Closing price used to calculate number of RSUs granted
Key Terms
Restricted Stock Units, Dividend Equivalent Rights, annual equity award, Non-Employee Director Compensation Policy
4 terms
Restricted Stock Units financial
"On May 8, 2025, the reporting person was granted 1,570 RSUs that vested"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Dividend Equivalent Rights financial
"Each dividend equivalent right is the economic equivalent of one share"
Dividend equivalent rights are promises that mirror the cash payments shareholders get from a company’s profits, but they are paid to holders of certain awards (like stock options or restricted stock units) rather than to actual shares. Think of them as a paycheck top‑up that matches dividends while the award is not yet a real stock, and they matter to investors because they add to employee compensation costs and potential share dilution, affecting company profitability and per‑share value.
annual equity award financial
"The RSUs represent the reporting person's annual equity award under the Company's Ninth Amended and Restated Non-Employee Director Compensation Policy"
Non-Employee Director Compensation Policy financial
"under the Company's Ninth Amended and Restated Non-Employee Director Compensation Policy"
FAQ
What insider activity did Allison Transmission (ALSN) report for Krishna Shivram?
Allison Transmission reported that director Krishna Shivram received 1,503 RSUs as an annual equity award and had 1,586 common shares issued from vesting RSUs and dividend equivalents. These are compensation-related grants and exercises, not open-market trades.
How many Restricted Stock Units did Krishna Shivram receive from Allison Transmission?
Krishna Shivram received an annual equity award of 1,503 Restricted Stock Units (RSUs). The number of RSUs was calculated using the $123.02 closing price of Allison Transmission’s common stock on the grant date, as disclosed in the filing footnotes.
What are dividend equivalent rights in Allison Transmission’s Form 4 for ALSN?
The filing states that dividend equivalent rights are the economic equivalent of one share of common stock. 16 dividend equivalent rights accrued on previously awarded RSUs and vested, settling into an equal number of common shares along with the underlying RSUs.
Were there any open-market stock purchases or sales by Krishna Shivram in this Form 4?
No open-market purchases or sales were reported. The Form 4 shows grants of RSUs and exercises of RSUs and dividend equivalents into common stock, all at $0.00 per share, indicating compensation-related activity rather than discretionary market trading.