Welcome to our dedicated page for AlTi Global SEC filings (Ticker: ALTI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for AlTi Global, Inc. (NASDAQ: ALTI), an independent global wealth manager focused on fiduciary advisory services and alternative investment strategies. Through these filings, readers can review how AlTi reports its financial condition, segment information, and material events related to its wealth management and capital solutions activities.
Key documents available for ALTI include periodic reports such as Form 10-K annual reports and Form 10-Q quarterly reports, which contain management’s discussion of results, segment performance, and risk factors. Current reports on Form 8-K detail material developments, such as the strategic review and orderly wind-down of the non-core International Real Estate business, the appointment of administrators for that business, and the furnishing of investor presentations. These 8-K filings help explain how the company is simplifying its core business model and addressing non-core operations.
AlTi has also filed a Form 12b-25 (Notification of Late Filing) to explain a delay in filing a Quarterly Report on Form 10-Q. In that filing, the company cited the deconsolidation of discontinued operations related to its international real estate business segment and the need for additional time to complete its financial statements and accompanying notes. The Form 12b-25 references an investor presentation furnished on Form 8-K that includes certain financial information.
On Stock Titan, these SEC filings are supplemented with AI-powered summaries that highlight key points from lengthy documents, helping readers quickly understand major changes, segment updates, and important disclosures. Users can review ALTI’s historical and current filings, including 10-Ks, 10-Qs, 8-Ks, and notifications like Form 12b-25, to gain a clearer view of the company’s regulatory history, strategic decisions, and reporting practices.
AlTi Global, Inc. is unable to timely file its Form 10-K for the year ended December 31, 2025 and requires additional time to complete its financial close and finalize consolidated financial statements. The company anticipates it will file within the fifteen-day grace period provided by Rule 12b-25.
AlTi Global, Inc. executive Brooke Connell, President of US Wealth Management, reported several transactions on February 15, 2026 involving the exercise or conversion of restricted stock units into Class A Common Stock at a price of $0.0000 per share. The restricted stock units represent rights to receive one share of Class A stock each and vest in three equal annual installments beginning on February 15, 2024, February 15, 2025, and February 15, 2026.
AlTi Global, Inc. Chief Legal, Compliance & Risk Officer Colleen A. Graham reported multiple equity transactions on February 15, 2026. She exercised restricted stock units, each representing a contingent right to receive one share of Class A common stock, at a price of $0.00 per share. Following these derivative exercises and conversions, her direct holdings of AlTi Class A common stock increased to 147,093.23 shares. The footnotes state that these restricted stock units vest in three equal annual installments beginning on February 15, 2024, February 15, 2025, and February 15, 2026, respectively, reflecting a structured, multi-year compensation schedule.
AlTi Global, Inc. Chief Financial Officer Michael W. Harrington reported offsetting equity awards involving restricted stock units (RSUs) and Class A Common Stock. He disposed of 27,088.83 RSUs in a transaction coded as a disposition to the issuer at a stated price of $0.00 per unit, leaving 54,177.66 RSUs directly held after the transaction. On the same date, he acquired 27,088.83 shares of Class A Common Stock through an exercise or conversion of derivative securities, also at a stated price of $0.00 per share, resulting in direct ownership of 27,088.83 Class A shares. Each RSU represents a contingent right to receive one share of Class A Common Stock, and the RSUs referenced in the footnote vest in three equal annual installments beginning on February 15, 2026.
AlTi Global, Inc.’s Principal Accounting Officer, Patrick T. Keenan, reported several equity award-related transactions in Class A Common Stock and restricted stock units on February 15, 2026. The filing shows dispositions of restricted stock units back to the issuer paired with corresponding acquisitions of Class A shares through exercises or conversions of derivative securities at a stated price of $0.00 per share.
Following these transactions, Keenan directly held 15,988.47 shares of Class A Common Stock. Footnotes explain that each restricted stock unit represents a contingent right to receive one Class A share and that different RSU awards vest in three equal annual installments beginning on February 15, 2024, February 15, 2025, and February 15, 2026.
AlTi Global, Inc. reported that President and COO Kevin P. Moran acquired shares through the exercise and conversion of restricted stock units. On February 15, 2026, three blocks of restricted stock units were converted into equal numbers of Class A Common Stock at a price of
AlTi Global, Inc. executive Robert Weeber, President of International Wealth Management, reported the exercise and conversion of several blocks of restricted stock units into Class A common stock on February 15, 2026.
The filing shows derivative transactions coded “M,” where restricted stock units were converted at a price of $0.0000 per unit into Class A shares, including individual blocks of 35,796.4500, 8,954.8000, and 23,021.1100 shares. According to the footnotes, each restricted stock unit represents a right to receive one share of Class A stock, with units vesting in three equal annual installments beginning on February 15, 2024, February 15, 2025, and February 15, 2026.
AlTi Global, Inc. Chief Executive Officer Michael Tiedemann reported multiple exercises of restricted stock units into Class A Common Stock on February 15, 2026. The filing shows three RSU conversions at a price of $0.0000 per share, with corresponding increases in his directly held common shares.
After these derivative exercises, his direct Class A Common Stock holdings reported in the filing rose to 710,351.360 shares. The filing also notes additional Class A shares held indirectly through the MGT 2012 DE Trust, Chauncey Close, LLC, and the CHT Fam Tst Ar 3rd fbo MGT, for which he disclaims beneficial ownership except for any pecuniary interest.
AlTi Global, Inc. filed a Form 13F Combination reporting its institutional holdings.
The report lists 719 Form 13F information table entries with a total value of $4,663,986,539, and identifies one other included manager (Tiedemann Advisors, LLC). The filing is signed by Colleen Graham.
AlTi Global, Inc. (ALTI) reported Q3 2025 results showing higher revenue but a wider loss. Total income was $57.2 million, up from $51.8 million a year ago, driven mainly by management/advisory fees. Operating loss widened to $28.5 million from $9.5 million, and the quarter included a $35.0 million impairment on goodwill and intangible assets.
After other items and taxes, net loss was $106.9 million for the quarter, including a loss from discontinued operations of $19.9 million. For the nine months, net loss totaled $139.9 million. Cash and cash equivalents were $35.8 million as of September 30, 2025, down from $64.4 million at December 31, 2024. Total shareholders’ equity was $883.8 million versus $970.2 million at year-end, reflecting cumulative losses and changes in noncontrolling interests. As context, outstanding shares were 102,464,812 Class A and 44,188,561 Class B as of November 7, 2025.