AlTi Global SEC Filings

AlTi Global (ALTI) filed a Form 12b-25, notifying a late filing of its Q3 2025 Form 10-Q. The company cites the deconsolidation of discontinued operations tied to its international real estate business segment, which required additional time to complete its financial review, statements, and notes.

AlTi states it intends to file the Q3 Form 10-Q immediately following this notice. The company also incorporated by reference slides 30 and 31 from its November 12, 2025 investor presentation filed on Form 8-K, which contain the consolidated balance sheet and income statement.

AlTi Global (ALTI) reported a Form 4 for its Chief Legal, Compliance & Risk Officer reflecting a grant of 38,829.787 performance RSUs on 05/22/2025. Each PRSU represents a contingent right to receive one share of Class A Common Stock. 33.33% of the PRSUs are eligible to vest at the end of each of three annual performance periods beginning on March 31, 2026, based on total shareholder return exceeding stated thresholds. The maximum that may vest over three years is 77,659.574 (200% of target). The derivative security price is $0, and 38,829.787 derivative securities are beneficially owned directly following the transaction.

AlTi Global (ALTI) reported an insider equity award. The company granted its Pres, Intl. Wealth Management performance restricted stock units (PRSUs) covering 30,939.716 shares on 05/22/2025 at a price of $0.

These PRSUs are tied to total shareholder return targets. 33.33% of the units become eligible to vest at the end of each of three annual performance periods beginning on March 31, 2026, subject to continued service and performance thresholds. The maximum that may vest over three years is 61,879.432 shares (200% of target).

AlTi Global (ALTI) reported a Form 4 showing its Chief Executive Officer and Director received 115,248.227 performance restricted stock units (PRSUs) on 05/22/2025. Each PRSU represents a right to one share of Class A common stock, acquired at $0 and held directly.

33.33% of the PRSUs are eligible to vest at the end of each of three annual performance periods beginning on March 31, 2026, based on total shareholder return meeting specified thresholds. The filing states a maximum of 230,496.454 units may vest over three years (200% of target).

AlTi Global (ALTI) reported an officer equity award via Form 4. The President, US Wealth Mgmt received 30,851.064 performance restricted stock units (PRSUs) on 05/22/2025 at $0 per unit, directly owned. Each PRSU represents a contingent right to one share of Class A common stock. 33.33% of the PRSUs are eligible to vest at the end of each of three annual performance periods beginning on March 31, 2026, based on total shareholder return thresholds and continued service. The maximum that may vest over three years is 61,702.128 (200% of target).

AlTi Global (ALTI) reported a Form 4 for its President and COO, reflecting a grant of 47,695.035 performance restricted stock units (PRSUs) on 05/22/2025 (code A). Each PRSU represents the right to receive one share of Class A common stock at a price of $0. Following the transaction, 47,695.035 derivative securities are beneficially owned directly.

Vesting is performance-based: 33.33% of the PRSUs are eligible to vest at the end of each of three annual performance periods beginning on March 31, 2026, tied to total shareholder return thresholds. The maximum that may vest over three years is 95,390.070 (200% of target).

AlTi Global, Inc. filed a current report to furnish an updated investor presentation as an exhibit. The presentation is provided as Exhibit 99.1 and is also available on the company’s investor relations website at ir.alti-global.com. The company states that the investor presentation and the information within it are being furnished, not filed, so they are not subject to the liability provisions of Section 18 of the Securities Exchange Act and are not automatically incorporated into other Securities Act or Exchange Act filings. The report is signed on behalf of AlTi Global by Chief Executive Officer Michael Tiedemann.

AlTi Global reported a mixed quarter driven by continued asset growth but material operating and net losses. Revenue for the three months ended June 30, 2025 totaled $53,127 (in thousands), up from $49,453 a year earlier, led by management and advisory fees. The company reported a quarterly net loss of $30,043 and a six‑month net loss of $32,925, driven by rising compensation, professional fees and higher operating expenses that produced an operating loss of $30,147 for the quarter and $43,636 for six months. Cash and cash equivalents declined to $42,414 from $65,494 at December 31, 2024.

On the balance sheet, total assets were $1,242,771 with intangible assets and goodwill of $480,726 and $386,878, respectively. AlTi manages or advises approximately $97.2 billion in combined assets as of June 30, 2025, with the Wealth & Capital Solutions segment reporting $87.8 billion in AUA (up from $67.3 billion). The company completed strategic financings with Allianz and Constellation (Series A and Series C preferred stock issuances and associated warrants), which provide capital but carry cumulative dividend terms. Management approved an orderly wind‑down plan for the International Real Estate businesses on July 11, 2025 (see subsequent events).