STOCK TITAN

[Form 4/A] AlTi Global, Inc. Amended Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4/A
Rhea-AI Filing Summary

Shimmick Corporation (SHIM) – Form 144 filing: Insider Mitchell B. Goldsteen notifies the SEC of an intent to sell 4,000 common shares through TD Securities on 30 Jul 2025. At the reference price used in the notice, the proposed sale is valued at $7,340, representing well under 0.01 % of the 34.36 million shares outstanding. Shares are listed on NASDAQ.

The filing also discloses an extensive history of open-market disposals by the same seller during the prior three months. The table lists dozens of transactions between 30 Apr and 29 Jul 2025, each ranging from a few hundred to nearly 30,000 shares, with gross proceeds typically in the $1,000-59,000 range per day. While the new 4,000-share plan is modest, the cumulative pattern may indicate ongoing liquidation and could exert incremental supply pressure.

No financial performance data or corporate developments are included; the filing is limited to disclosure of planned and recent insider sales. Investors often interpret persistent insider selling as a mildly negative sentiment signal, although the absolute volume remains small relative to total float.

Shimmick Corporation (SHIM) – Comunicazione Form 144: L'insider Mitchell B. Goldsteen informa la SEC dell'intenzione di vendere 4.000 azioni ordinarie tramite TD Securities il 30 luglio 2025. Al prezzo di riferimento indicato nella notifica, la vendita proposta vale 7.340 $, rappresentando meno dello 0,01% delle 34,36 milioni di azioni in circolazione. Le azioni sono quotate al NASDAQ.

La comunicazione rivela anche una lunga serie di vendite sul mercato aperto effettuate dallo stesso venditore negli ultimi tre mesi. La tabella elenca decine di transazioni tra il 30 aprile e il 29 luglio 2025, ciascuna da qualche centinaio fino a quasi 30.000 azioni, con proventi lordi generalmente compresi tra 1.000 e 59.000 $ al giorno. Sebbene il nuovo piano di vendita di 4.000 azioni sia modesto, il modello cumulativo potrebbe indicare una liquidazione in corso e generare una pressione incrementale sull'offerta.

Non sono inclusi dati sulle performance finanziarie o sviluppi aziendali; la comunicazione si limita alla divulgazione delle vendite pianificate e recenti da parte degli insider. Gli investitori spesso interpretano le vendite persistenti da parte degli insider come un segnale di sentiment leggermente negativo, anche se il volume assoluto rimane contenuto rispetto al flottante totale.

Shimmick Corporation (SHIM) – Presentación del Formulario 144: El insider Mitchell B. Goldsteen notifica a la SEC su la intención de vender 4.000 acciones ordinarias a través de TD Securities el 30 de julio de 2025. Al precio de referencia usado en el aviso, la venta propuesta tiene un valor de , representando menos del 0,01 % de las 34,36 millones de acciones en circulación. Las acciones están listadas en NASDAQ.

La presentación también revela un extenso historial de disposiciones en mercado abierto por parte del mismo vendedor durante los tres meses anteriores. La tabla enumera docenas de transacciones entre el 30 de abril y el 29 de julio de 2025, cada una con cantidades que van desde unos pocos cientos hasta casi 30.000 acciones, con ingresos brutos típicos en el rango de por día. Aunque el nuevo plan de 4.000 acciones es modesto, el patrón acumulativo podría indicar una liquidación continua y podría ejercer presión incremental sobre la oferta.

No se incluyen datos de desempeño financiero ni desarrollos corporativos; la presentación se limita a la divulgación de ventas internas planeadas y recientes. Los inversores a menudo interpretan la venta persistente de insiders como una señal de sentimiento ligeramente negativa, aunque el volumen absoluto sigue siendo pequeño en relación con el flotante total.

Shimmick Corporation (SHIM) – Form 144 제출: 내부자 Mitchell B. Goldsteen가 2025년 7월 30일 TD Securities를 통해 4,000주 보통주를 매도할 의사를 SEC에 알렸습니다. 공지에 사용된 기준 가격으로 평가한 이번 매도 가치는 7,340달러로, 전체 발행주식 3,436만 주의 0.01% 미만에 해당합니다. 주식은 NASDAQ에 상장되어 있습니다.

이번 제출 서류는 같은 판매자가 지난 3개월 동안 공개 시장에서 매도한 광범위한 내역도 공개합니다. 표에는 2025년 4월 30일부터 7월 29일까지 수십 건의 거래가 나열되어 있으며, 각각 수백 주에서 거의 3만 주에 달하고, 일별 총 매출액은 보통 1,000~59,000달러 범위입니다. 이번 4,000주 매도 계획은 소규모이지만, 누적된 패턴은 지속적인 청산을 시사할 수 있으며, 추가적인 공급 압력을 가할 수 있습니다.

재무 성과 데이터나 기업 발전 사항은 포함되어 있지 않으며, 제출 서류는 계획된 및 최근 내부자 매도 내역 공개에 국한됩니다. 투자자들은 내부자의 지속적인 매도를 다소 부정적인 신호로 해석하는 경우가 많지만, 절대 거래량은 전체 유통 주식 대비 여전히 적은 편입니다.

Shimmick Corporation (SHIM) – Dépôt du formulaire 144 : L'initié Mitchell B. Goldsteen informe la SEC de son intention de vendre 4 000 actions ordinaires via TD Securities le 30 juillet 2025. Au prix de référence utilisé dans l'avis, la vente proposée est évaluée à 7 340 $, représentant bien moins de 0,01 % des 34,36 millions d'actions en circulation. Les actions sont cotées au NASDAQ.

Le dépôt révèle également un historique important de cessions sur le marché ouvert par le même vendeur au cours des trois mois précédents. Le tableau liste des dizaines de transactions entre le 30 avril et le 29 juillet 2025, chacune allant de quelques centaines à près de 30 000 actions, avec des recettes brutes généralement comprises entre 1 000 et 59 000 $ par jour. Bien que le nouveau plan de vente de 4 000 actions soit modeste, le schéma cumulatif pourrait indiquer une liquidation en cours et exercer une pression supplémentaire sur l'offre.

Aucune donnée sur la performance financière ou les développements d'entreprise n'est incluse ; le dépôt se limite à la divulgation des ventes internes prévues et récentes. Les investisseurs interprètent souvent les ventes persistantes des initiés comme un signal de sentiment légèrement négatif, bien que le volume absolu reste faible par rapport au flottant total.

Shimmick Corporation (SHIM) – Form 144 Einreichung: Insider Mitchell B. Goldsteen informiert die SEC über die Absicht, 4.000 Stammaktien über TD Securities am 30. Juli 2025 zu verkaufen. Zum im Hinweis verwendeten Referenzpreis beläuft sich der vorgeschlagene Verkauf auf 7.340 $, was deutlich unter 0,01 % der 34,36 Millionen ausstehenden Aktien liegt. Die Aktien sind an der NASDAQ gelistet.

Die Einreichung offenbart zudem eine umfangreiche Historie von Verkäufen am offenen Markt durch denselben Verkäufer in den vorangegangenen drei Monaten. Die Tabelle listet Dutzende von Transaktionen zwischen dem 30. April und dem 29. Juli 2025 auf, jede zwischen einigen Hundert und fast 30.000 Aktien, mit Bruttoerlösen typischerweise im Bereich von 1.000 bis 59.000 $ pro Tag. Während der neue Plan für 4.000 Aktien moderat ist, könnte das kumulative Muster auf eine fortlaufende Liquidation hinweisen und zusätzlichen Angebotsdruck erzeugen.

Finanzielle Leistungsdaten oder Unternehmensentwicklungen sind nicht enthalten; die Einreichung beschränkt sich auf die Offenlegung geplanter und kürzlich erfolgter Insider-Verkäufe. Investoren interpretieren anhaltende Insider-Verkäufe oft als leicht negatives Sentiment-Signal, obwohl das absolute Volumen im Verhältnis zum Gesamtbestand gering bleibt.

Positive
  • None.
Negative
  • Continuous insider selling over the last three months could indicate reduced management confidence and create incremental selling pressure on SHIM shares.

Insights

TL;DR: Small new sale, but continued insider selling trend; limited direct impact.

Form 144 covers only 4,000 shares (<0.01 % float), so dilution pressure is negligible. However, the attached history reveals sustained selling by Goldsteen over three months. Persistent insider disposition can weigh on sentiment, especially for thinly traded small-caps like SHIM. No operational data accompany the filing, so valuation drivers remain unchanged. Overall market impact: neutral with a slight negative bias.

TL;DR: Repeated insider sales may flag governance or confidence concerns.

Rule 144 filings mandate transparency, yet investors should monitor the magnitude and frequency of Goldsteen’s disposals. Regular sales over consecutive weeks suggest a structured exit strategy rather than opportunistic trading. While legal, such patterns can erode investor confidence if not offset by positive corporate news. Absent clarifying commentary from management, I view the signal as modestly adverse.

Shimmick Corporation (SHIM) – Comunicazione Form 144: L'insider Mitchell B. Goldsteen informa la SEC dell'intenzione di vendere 4.000 azioni ordinarie tramite TD Securities il 30 luglio 2025. Al prezzo di riferimento indicato nella notifica, la vendita proposta vale 7.340 $, rappresentando meno dello 0,01% delle 34,36 milioni di azioni in circolazione. Le azioni sono quotate al NASDAQ.

La comunicazione rivela anche una lunga serie di vendite sul mercato aperto effettuate dallo stesso venditore negli ultimi tre mesi. La tabella elenca decine di transazioni tra il 30 aprile e il 29 luglio 2025, ciascuna da qualche centinaio fino a quasi 30.000 azioni, con proventi lordi generalmente compresi tra 1.000 e 59.000 $ al giorno. Sebbene il nuovo piano di vendita di 4.000 azioni sia modesto, il modello cumulativo potrebbe indicare una liquidazione in corso e generare una pressione incrementale sull'offerta.

Non sono inclusi dati sulle performance finanziarie o sviluppi aziendali; la comunicazione si limita alla divulgazione delle vendite pianificate e recenti da parte degli insider. Gli investitori spesso interpretano le vendite persistenti da parte degli insider come un segnale di sentiment leggermente negativo, anche se il volume assoluto rimane contenuto rispetto al flottante totale.

Shimmick Corporation (SHIM) – Presentación del Formulario 144: El insider Mitchell B. Goldsteen notifica a la SEC su la intención de vender 4.000 acciones ordinarias a través de TD Securities el 30 de julio de 2025. Al precio de referencia usado en el aviso, la venta propuesta tiene un valor de , representando menos del 0,01 % de las 34,36 millones de acciones en circulación. Las acciones están listadas en NASDAQ.

La presentación también revela un extenso historial de disposiciones en mercado abierto por parte del mismo vendedor durante los tres meses anteriores. La tabla enumera docenas de transacciones entre el 30 de abril y el 29 de julio de 2025, cada una con cantidades que van desde unos pocos cientos hasta casi 30.000 acciones, con ingresos brutos típicos en el rango de por día. Aunque el nuevo plan de 4.000 acciones es modesto, el patrón acumulativo podría indicar una liquidación continua y podría ejercer presión incremental sobre la oferta.

No se incluyen datos de desempeño financiero ni desarrollos corporativos; la presentación se limita a la divulgación de ventas internas planeadas y recientes. Los inversores a menudo interpretan la venta persistente de insiders como una señal de sentimiento ligeramente negativa, aunque el volumen absoluto sigue siendo pequeño en relación con el flotante total.

Shimmick Corporation (SHIM) – Form 144 제출: 내부자 Mitchell B. Goldsteen가 2025년 7월 30일 TD Securities를 통해 4,000주 보통주를 매도할 의사를 SEC에 알렸습니다. 공지에 사용된 기준 가격으로 평가한 이번 매도 가치는 7,340달러로, 전체 발행주식 3,436만 주의 0.01% 미만에 해당합니다. 주식은 NASDAQ에 상장되어 있습니다.

이번 제출 서류는 같은 판매자가 지난 3개월 동안 공개 시장에서 매도한 광범위한 내역도 공개합니다. 표에는 2025년 4월 30일부터 7월 29일까지 수십 건의 거래가 나열되어 있으며, 각각 수백 주에서 거의 3만 주에 달하고, 일별 총 매출액은 보통 1,000~59,000달러 범위입니다. 이번 4,000주 매도 계획은 소규모이지만, 누적된 패턴은 지속적인 청산을 시사할 수 있으며, 추가적인 공급 압력을 가할 수 있습니다.

재무 성과 데이터나 기업 발전 사항은 포함되어 있지 않으며, 제출 서류는 계획된 및 최근 내부자 매도 내역 공개에 국한됩니다. 투자자들은 내부자의 지속적인 매도를 다소 부정적인 신호로 해석하는 경우가 많지만, 절대 거래량은 전체 유통 주식 대비 여전히 적은 편입니다.

Shimmick Corporation (SHIM) – Dépôt du formulaire 144 : L'initié Mitchell B. Goldsteen informe la SEC de son intention de vendre 4 000 actions ordinaires via TD Securities le 30 juillet 2025. Au prix de référence utilisé dans l'avis, la vente proposée est évaluée à 7 340 $, représentant bien moins de 0,01 % des 34,36 millions d'actions en circulation. Les actions sont cotées au NASDAQ.

Le dépôt révèle également un historique important de cessions sur le marché ouvert par le même vendeur au cours des trois mois précédents. Le tableau liste des dizaines de transactions entre le 30 avril et le 29 juillet 2025, chacune allant de quelques centaines à près de 30 000 actions, avec des recettes brutes généralement comprises entre 1 000 et 59 000 $ par jour. Bien que le nouveau plan de vente de 4 000 actions soit modeste, le schéma cumulatif pourrait indiquer une liquidation en cours et exercer une pression supplémentaire sur l'offre.

Aucune donnée sur la performance financière ou les développements d'entreprise n'est incluse ; le dépôt se limite à la divulgation des ventes internes prévues et récentes. Les investisseurs interprètent souvent les ventes persistantes des initiés comme un signal de sentiment légèrement négatif, bien que le volume absolu reste faible par rapport au flottant total.

Shimmick Corporation (SHIM) – Form 144 Einreichung: Insider Mitchell B. Goldsteen informiert die SEC über die Absicht, 4.000 Stammaktien über TD Securities am 30. Juli 2025 zu verkaufen. Zum im Hinweis verwendeten Referenzpreis beläuft sich der vorgeschlagene Verkauf auf 7.340 $, was deutlich unter 0,01 % der 34,36 Millionen ausstehenden Aktien liegt. Die Aktien sind an der NASDAQ gelistet.

Die Einreichung offenbart zudem eine umfangreiche Historie von Verkäufen am offenen Markt durch denselben Verkäufer in den vorangegangenen drei Monaten. Die Tabelle listet Dutzende von Transaktionen zwischen dem 30. April und dem 29. Juli 2025 auf, jede zwischen einigen Hundert und fast 30.000 Aktien, mit Bruttoerlösen typischerweise im Bereich von 1.000 bis 59.000 $ pro Tag. Während der neue Plan für 4.000 Aktien moderat ist, könnte das kumulative Muster auf eine fortlaufende Liquidation hinweisen und zusätzlichen Angebotsdruck erzeugen.

Finanzielle Leistungsdaten oder Unternehmensentwicklungen sind nicht enthalten; die Einreichung beschränkt sich auf die Offenlegung geplanter und kürzlich erfolgter Insider-Verkäufe. Investoren interpretieren anhaltende Insider-Verkäufe oft als leicht negatives Sentiment-Signal, obwohl das absolute Volumen im Verhältnis zum Gesamtbestand gering bleibt.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Brophy Warson Tracey

(Last) (First) (Middle)
C/O ALTI GLOBAL, INC.
22 VANDERBILT AVE, 27TH FLOOR

(Street)
NEW YORK NY 10017

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AlTi Global, Inc. [ ALTI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/13/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
06/16/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 06/13/2025 M 22,312.37 A (1) 53,787.31(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 06/13/2025 A 22,312.37 (3) (3) Class A Common Stock 22,312.37 $0 0 D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.
2. This Form 4 Amendment is being filed solely to correct an administrative error on the number of securities beneficially owned following the reported transaction of the Reporting Person on June 13, 2025 in the Form 4 filed by the Reporting Person on June 16, 2025.
3. The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2025 annual general meeting or (ii) June 30, 2025.
Remarks:
/s/ Colleen Graham, Attorney-in-fact 07/30/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many Shimmick (SHIM) shares does the insider plan to sell under this Form 144?

The notice covers 4,000 common shares.

What is the market value of the planned sale?

The filing cites an aggregate value of $7,340 for the 4,000 shares.

When is the approximate sale date listed in the Form 144?

The insider plans to sell on or about 30 July 2025.

How many shares has Mitchell B. Goldsteen already sold in the past three months?

The table lists dozens of transactions totaling tens of thousands of shares between 30 Apr – 29 Jul 2025.

What percentage of outstanding shares does the 4,000-share sale represent?

Less than 0.01 % of Shimmick’s 34.36 million outstanding shares.

On which exchange are Shimmick’s shares traded?

Shimmick Corporation common stock is listed on the NASDAQ.
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