STOCK TITAN

[4] – Graham Colleen A (CIK 0001774027)

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

AlTi Global (ALTI) reported a Form 4 for its Chief Legal, Compliance & Risk Officer reflecting a grant of 38,829.787 performance RSUs on 05/22/2025. Each PRSU represents a contingent right to receive one share of Class A Common Stock. 33.33% of the PRSUs are eligible to vest at the end of each of three annual performance periods beginning on March 31, 2026, based on total shareholder return exceeding stated thresholds. The maximum that may vest over three years is 77,659.574 (200% of target). The derivative security price is $0, and 38,829.787 derivative securities are beneficially owned directly following the transaction.

AlTi Global (ALTI) ha riportato un Modulo 4 per il suo Responsabile Legale, Compliance e Rischi, riflettendo una concessione di 38.829,787 RSU di performance il 05/22/2025. Ogni PRSU rappresenta un diritto condizionale a ricevere una quota di una Class A Common Stock. 33,33% delle PRSU sono idonee a maturare alla fine di ciascuno dei tre periodi di performance annuali a partire dal 31 marzo 2026, basato sul rendimento per azioni complessivo degli azionisti che supera le soglie stabilite. Il massimo che può maturare in tre anni è 77.659,574 (200% dell'obiettivo). Il prezzo del titolo derivato è $0, e 38.829,787 titoli derivati sono detenuti beneficiariamente direttamente dopo la transazione.

AlTi Global (ALTI) informó un Formulario 4 para su Director de Asesoría Legal, Cumplimiento y Riesgos, reflejando una concesión de 38,829.787 RSU de rendimiento el 22/05/2025. Cada PRSU representa un derecho contingente a recibir una acción de Clase A Common Stock. 33,33% de las PRSU son elegibles para vestirse al final de cada uno de los tres periodos de rendimiento anuales a partir del 31/03/2026, basado en un rendimiento total para los accionistas que supere los umbrales establecidos. El máximo que puede vestirse en tres años es 77,659.574 (200% del objetivo). El precio del título derivado es $0, y 38,829.787 valores derivados son poseídos beneficiosamente directamente después de la transacción.

AlTi Global (ALTI)는 최고 법무·준법·리스크 책임자에 대한 Form 4를 보고했으며 38,829.787 퍼포먼스 RSU의 부여가 2025-05-22에 이루어졌습니다. 각 PRSU는 Class A 보통주 1주를 받기 위한 조건부 권리를 나타냅니다. 33.33%의 PRSU는 세 차례의 연간 성과 기간 각각의 종료 시점에 vesting될 자격이 있으며, 시작일은 2026년 3월 31일부터이고, 주주총수익률이 설정한 임계치를 초과하는 경우에만 해당됩니다. 3년 간 vesting될 수 있는 최대치는 77,659.574주(목표의 200%)입니다. 파생증권의 가격은 $0이며, 거래 직후 38,829.787개의 파생증권이 직접 유리하게 소유됩니다.

AlTi Global (ALTI) a déclaré un Form 4 pour son Responsable juridique, conformité et risque, reflétant une attribution de 38 829,787 RSU de performance le 22/05/2025. Chaque PRSU représente un droit conditionnel de recevoir une action ordinaire de classe A. 33,33% des PRSU sont éligibles pour acquérir des droits à l’issue de chacune des trois périodes de performance annuelles à partir du 31/03/2026, en fonction d’un rendement total pour les actionnaires dépassant les seuils établis. Le maximum pouvant acquérir des droits sur trois ans est 77 659,574 (200% de l’objectif). Le prix de l’actif dérivé est $0, et 38 829,787 valeurs dérivées sont détenues directement à la suite de la transaction.

AlTi Global (ALTI) meldete ein Formular 4 für seinen Chief Legal, Compliance & Risk Officer und verweist auf eine Gewährung von 38.829,787 Performance RSUs am 22.05.2025. Jede PRSU stellt ein bedingtes Recht dar, eine Aktie der Class A Common Stock zu erhalten. 33,33% der PRSUs qualifizieren sich dafür, am Ende jeder der drei jährlichen Leistungsperioden ab dem 31.03.2026 vesten, basierend auf der Gesamtrendite der Aktionäre, die die festgelegten Schwellenwerte übertrifft. Die maximale, die über drei Jahre vesten kann, beträgt 77.659,574 (200% des Ziels). Der Derivatepreis beträgt $0, und 38.829,787 derivative Wertpapiere gehören unmittelbar nach der Transaktion dem Investor/Nutzer unmittelbar zugute.

AlTi Global (ALTI) أبلغت عن نموذج 4 لمسؤولها التنفيذي الأعلى للشؤون القانونية والامتثال والمخاطر، مع إشارة إلى منح قدره 38,829.787 وحدة RSU أداء في 22/05/2025. تمثل كل PRSU حقاً مشروطاً في الحصول على سهم واحد من أسهم Class A Common Stock. 33.33% من PRSUs مؤهلة للاستحقاق في نهاية كل فترة أداء سنوية ثلاثية تبدأ في 31 مارس 2026، وذلك بناءً على العائد الإجمالي للمساهمين الذي يتجاوز العتبات المحددة. الحد الأقصى الذي قد يتم استحقاقه خلال ثلاث سنوات هو 77,659.574 (200% من الهدف). سعر أداة المشتقة هو $0، و38,829.787 من الأوراق المالية المشتقة مملوكة بشكل فعلي مباشرة بعد الصفقة.

AlTi Global (ALTI) 已就其首席法务、合规与风险官员披露一份 Form 4,显示授予 38,829.787 绩效 RSU,日期为 2025/05/22。每个 PRSU 代表获得一股 A 类普通股的或有权利。33.33% 的 PRSU 在三期年度绩效结束时有资格归属,三年开始于 2026/03/31,基于总股东回报率超过规定阈值。三年内可归属的最大数量为 77,659.574(目标的 200%)。衍生证券价格为 $0,并且在交易完成后直接受益所有的 38,829.787 项衍生证券。

Positive
  • None.
Negative
  • None.

AlTi Global (ALTI) ha riportato un Modulo 4 per il suo Responsabile Legale, Compliance e Rischi, riflettendo una concessione di 38.829,787 RSU di performance il 05/22/2025. Ogni PRSU rappresenta un diritto condizionale a ricevere una quota di una Class A Common Stock. 33,33% delle PRSU sono idonee a maturare alla fine di ciascuno dei tre periodi di performance annuali a partire dal 31 marzo 2026, basato sul rendimento per azioni complessivo degli azionisti che supera le soglie stabilite. Il massimo che può maturare in tre anni è 77.659,574 (200% dell'obiettivo). Il prezzo del titolo derivato è $0, e 38.829,787 titoli derivati sono detenuti beneficiariamente direttamente dopo la transazione.

AlTi Global (ALTI) informó un Formulario 4 para su Director de Asesoría Legal, Cumplimiento y Riesgos, reflejando una concesión de 38,829.787 RSU de rendimiento el 22/05/2025. Cada PRSU representa un derecho contingente a recibir una acción de Clase A Common Stock. 33,33% de las PRSU son elegibles para vestirse al final de cada uno de los tres periodos de rendimiento anuales a partir del 31/03/2026, basado en un rendimiento total para los accionistas que supere los umbrales establecidos. El máximo que puede vestirse en tres años es 77,659.574 (200% del objetivo). El precio del título derivado es $0, y 38,829.787 valores derivados son poseídos beneficiosamente directamente después de la transacción.

AlTi Global (ALTI)는 최고 법무·준법·리스크 책임자에 대한 Form 4를 보고했으며 38,829.787 퍼포먼스 RSU의 부여가 2025-05-22에 이루어졌습니다. 각 PRSU는 Class A 보통주 1주를 받기 위한 조건부 권리를 나타냅니다. 33.33%의 PRSU는 세 차례의 연간 성과 기간 각각의 종료 시점에 vesting될 자격이 있으며, 시작일은 2026년 3월 31일부터이고, 주주총수익률이 설정한 임계치를 초과하는 경우에만 해당됩니다. 3년 간 vesting될 수 있는 최대치는 77,659.574주(목표의 200%)입니다. 파생증권의 가격은 $0이며, 거래 직후 38,829.787개의 파생증권이 직접 유리하게 소유됩니다.

AlTi Global (ALTI) a déclaré un Form 4 pour son Responsable juridique, conformité et risque, reflétant une attribution de 38 829,787 RSU de performance le 22/05/2025. Chaque PRSU représente un droit conditionnel de recevoir une action ordinaire de classe A. 33,33% des PRSU sont éligibles pour acquérir des droits à l’issue de chacune des trois périodes de performance annuelles à partir du 31/03/2026, en fonction d’un rendement total pour les actionnaires dépassant les seuils établis. Le maximum pouvant acquérir des droits sur trois ans est 77 659,574 (200% de l’objectif). Le prix de l’actif dérivé est $0, et 38 829,787 valeurs dérivées sont détenues directement à la suite de la transaction.

AlTi Global (ALTI) meldete ein Formular 4 für seinen Chief Legal, Compliance & Risk Officer und verweist auf eine Gewährung von 38.829,787 Performance RSUs am 22.05.2025. Jede PRSU stellt ein bedingtes Recht dar, eine Aktie der Class A Common Stock zu erhalten. 33,33% der PRSUs qualifizieren sich dafür, am Ende jeder der drei jährlichen Leistungsperioden ab dem 31.03.2026 vesten, basierend auf der Gesamtrendite der Aktionäre, die die festgelegten Schwellenwerte übertrifft. Die maximale, die über drei Jahre vesten kann, beträgt 77.659,574 (200% des Ziels). Der Derivatepreis beträgt $0, und 38.829,787 derivative Wertpapiere gehören unmittelbar nach der Transaktion dem Investor/Nutzer unmittelbar zugute.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Graham Colleen A

(Last) (First) (Middle)
C/O ALTI GLOBAL, INC.
22 VANDERBILT AVE, 27TH FLOOR

(Street)
NEW YORK NY 10017

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AlTi Global, Inc. [ ALTI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Legal, Compl & Risk Ofcr
3. Date of Earliest Transaction (Month/Day/Year)
05/22/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Peformance Restricted Stock Unit (1) 05/22/2025 A 38,829.787 (2) (2) Class A Common Stock 38,829.787 $0 38,829.787 D
Explanation of Responses:
1. Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of the Company's Class A Common Stock.
2. 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2026, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 77,659.574 (200% of the target number).
Remarks:
/s/ Colleen Graham, Attorney-in-fact 10/15/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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