[NT 10-Q] AlTi Global, Inc. SEC Filing

Rhea-AI Filing Summary

AlTi Global (ALTI) filed a Form 12b-25, notifying a late filing of its Q3 2025 Form 10-Q. The company cites the deconsolidation of discontinued operations tied to its international real estate business segment, which required additional time to complete its financial review, statements, and notes.

AlTi states it intends to file the Q3 Form 10-Q immediately following this notice. The company also incorporated by reference slides 30 and 31 from its November 12, 2025 investor presentation filed on Form 8-K, which contain the consolidated balance sheet and income statement.

Insights

Financial Reporting Analyst

Brief 10-Q delay due to discontinued-ops deconsolidation; core financials furnished via 8-K slides; short Rule 12b-25 window applies.

AlTi Global, Inc. filed an NT 10-Q, citing extra time needed to complete Q3 financial statements after deconsolidating discontinued operations tied to its international real estate segment. The company indicated the Q3 Form 10-Q will be filed immediately after this notice and within the Rule 12b-25 five-day window for a 10-Q.

The company incorporated by reference slides 30 and 31 from a November 12, 2025 Form 8-K investor presentation, which include the consolidated balance sheet and consolidated income statement. That provides headline financial statements while the full Form 10-Q, including notes and detailed disclosures, is finalized.

Watch for timely filing within five calendar days of the prescribed due date, the final discontinued-operations and deconsolidation disclosures, and consistency between the 10-Q and slides 30–31. The short-term focus is on completion of the Q3 10-Q and clarity around the treatment of discontinued operations in Q3 2025.

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 12b-25 

SEC FILE NUMBER: 001-40103

CUSIP NUMBER: 02157E114

NOTIFICATION OF LATE FILING

(Check One):						☐    Form 10-K     ☐  Form 20-F     ☐  Form 11-K     ☒  Form 10-Q ☐  Form 10-D     ☐  Form N-CEN     ☐  Form N-CSR
						For Period Ended: September 30, 2025
						☐  Transition Report on Form 10-K
						☐  Transition Report on Form 20-F
						☐  Transition Report on Form 11-K
						☐  Transition Report on Form 10-Q
						☐  Transition Report on Form N-SAR
						For the Transition Period Ended:

Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: N/A

PART I – REGISTRANT INFORMATION

AlTi Global, Inc.

Full Name of Registrant

N/A

Former Name if Applicable

22 Vanderbilt Avenue, 27th Floor

Address of Principal Executive Office (Street and Number)

New York, New York 10017

City, State and Zip Code

PART II – RULES 12b-25 (b) AND (c)

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)

☒

(a)

The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;

(b)

The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and

(c)

The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.

PART III – NARRATIVE

State below in reasonable detail the reasons why the Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-CEN, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period. (Attach extra sheets if needed)

AlTi Global, Inc. (the “Company”) has determined that it is unable to file its Quarterly Report on Form 10-Q for the

quarter ended September 30, 2025 (the “Q3 Form 10-Q”) within the prescribed time period without unreasonable

effort or expense. Due to the deconsolidation of the Company’s discontinued operations in connection with the

international real estate business segment, the Company required additional time to complete its review of financial

results for the quarter ended September 30, 2025 and complete the financial statements and accompanying notes to

be included in the Q3 Form 10-Q. The Company intends to file the Q3 Form 10-Q immediately following the filing

of this Form 12b-25.

PART IV – OTHER INFORMATION

(1)

Name and telephone number of person to contact in regard to this notification

Michael W. Harrington

(212)

396-5900

(Name)

(Area Code)

(Telephone Number)

(2)

Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s).    ☒  Yes    ☐  No

(3)

Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?    ☒  Yes    ☐  No

If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.

On November 12, 2025, the Company filed a Current Report on Form 8-K that included an investor

presentation with information concerning the Company’s third quarter results of operations as Exhibit 99.1

thereto (the “Investor Presentation”). Slides 30 and 31 of the Investor Presentation containing the

Company’s consolidated balance sheet and consolidated income statement are hereby incorporated by

reference herein. For the avoidance of doubt, no other information contained in the Investor Presentation

other than slides 30 and 31 shall be deemed incorporated by reference herein.

AlTi Global, Inc.

(Name of Registrant as Specified in Charter)

has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.

Date: November 12, 2025

By:

/s/ Michael W. Harrington

Michael W. Harrington, Chief Financial Officer

FAQ

What did AlTi Global (ALTI) file?

AlTi Global filed a Form 12b-25 (NT 10-Q), notifying a delay in filing its quarterly report.

Which period is affected for ALTI?

The notice covers the quarter ended September 30, 2025 (Q3 2025).

Why was ALTI’s Q3 2025 10-Q delayed?

The company cites deconsolidation of discontinued operations for its international real estate business segment requiring additional time.

When does ALTI plan to file the 10-Q?

AlTi states it intends to file the Q3 Form 10-Q immediately following the Form 12b-25.

Did ALTI provide any financial information meanwhile?

Yes. It incorporated by reference slides 30 and 31 from its November 12, 2025 8-K investor presentation with the consolidated balance sheet and income statement.

Who signed ALTI’s notice and when?

The notice was signed by Michael W. Harrington, Chief Financial Officer, on November 12, 2025.