[Form 4/A] AlTi Global, Inc. Amended Insider Trading Activity

Rhea-AI Filing Summary

AlTi Global (ALTI) Form 4/A amends the 16 Jun 2025 filing for director Ali Bouzarif.

• On 13 Jun 2025 he received 22,312 restricted stock units (RSUs) that convert 1-for-1 into Class A shares and vest no later than 30 Jun 2025.
• Direct ownership after the grant: 53,787 shares.
• Indirect ownership via MERCYAH B.V.: 748,298 shares (Bouzarif controls the entity but disclaims beneficial ownership beyond his pecuniary interest).
• Total reported beneficial stake is now ≈802 k shares.

The filing carries transaction code “M”, indicating settlement of a derivative (the RSU grant). No shares were sold and no cash changed hands. The amendment corrects an administrative error in the prior Form 4; economic impact to AlTi Global is immaterial, but the update confirms substantial insider alignment and highlights the importance of accurate Section 16 reporting.

Positive

• Director alignment: Bouzarif now reports direct & indirect control over ~802 k shares, reinforcing shareholder-management interest alignment.
• No cash outflow or share sale: RSU grant is non-cash and does not signal insider selling pressure.

Negative

• Administrative error: Amendment was required to fix prior misreporting, hinting at lapses in Section 16 compliance processes.

Insights

Corporate Governance Analyst

TL;DR: Neutral—clarifies holdings, small equity award, no cash impact.

This Form 4/A merely corrects Bouzarif’s ownership numbers after an earlier filing error. The 22,312 RSU grant is routine board compensation and involves no share sales, so dilution and market impact are negligible. Nevertheless, the disclosure confirms the director controls roughly 800 k shares, signalling meaningful skin-in-the-game. From a governance lens, the need for an amendment suggests minor weaknesses in insider reporting controls; investors may expect tighter compliance going forward.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Bouzarif Ali

(Last) (First) (Middle)

C/O ALTI GLOBAL, INC.

22 VANDERBILT AVE, 27TH FLOOR

(Street)

NEW YORK NY 10017

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AlTi Global, Inc. [ ALTI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
06/13/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)
06/16/2025

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	06/13/2025		M		22,312.37	A	(1)	53,787.31(2)	D
Class A Common Stock								748,298(2)	I	See Footnote(3)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	06/13/2025		A		22,312.37		(4)	(4)	Class A Common Stock	22,312.37	$0	0	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.

2. This Form 4 Amendment is being filed solely to correct an administrative error on the numbers of securities beneficially owned following the reported transaction of the Reporting Person on June 13, 2025 in the Form 4 filed by the Reporting Person on June 16, 2025.

3. Represents securities held by MERCYAH B.V. MERCYAH B.V. is controlled by Ali Bouzarif. Consequently, Mr. Bouzarif may be deemed to share voting and dispositive control over the securities held by MERCYAH B.V., and thus to share beneficial ownership of such securities. Mr. Bouzarif disclaims beneficial ownership of the securities held by MERCYAH B.V., except to the extent of his pecuniary interest therein.

4. The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2025 annual general meeting or (ii) June 30, 2025.

Remarks:

	/s/ Colleen Graham, Attorney-in-fact	07/30/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did AlTi Global (ALTI) disclose in the latest Form 4/A?

The filing corrects director Ali Bouzarif’s holdings after a 22,312 RSU grant dated 13 Jun 2025.

How many ALTI shares does Ali Bouzarif now directly own?

53,787 Class A shares are reported as direct holdings.

What is Bouzarif’s total beneficial ownership in ALTI?

Including indirect holdings, he controls or influences about 802 k shares.

Were any ALTI shares sold in this transaction?

No. The filing reflects an RSU grant (code “M”); no shares were sold or bought for cash.

Why was the Form 4 amended?

To correct an administrative error in the share counts reported on 16 Jun 2025.