STOCK TITAN

[Form 4/A] AlTi Global, Inc. Amended Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4/A
Rhea-AI Filing Summary

Babcock & Wilcox Enterprises, Inc. (BW) – Form 4 insider filing

On 07/28/2025, CEO & Director Kenneth M. Young converted 50,000 Restricted Stock Units into common shares (Code M). Concurrently, the issuer withheld 24,958 shares (Code F) at $1.04 per share to satisfy tax obligations, resulting in a net acquisition of 25,042 shares.

After the transactions, Young holds 1,421,376 shares directly and 241,745 shares indirectly through a revocable trust, bringing his total beneficial ownership to roughly 1.66 million shares. All RSUs from this grant are now fully settled and no derivative securities remain outstanding under this award.

The activity reflects scheduled vesting under the company’s 2021 Long-Term Incentive Plan and modestly increases the CEO’s equity stake, aligning executive interests with shareholders.

Babcock & Wilcox Enterprises, Inc. (BW) – Comunicazione interna Form 4

Il 28/07/2025, l’Amministratore Delegato e Direttore Kenneth M. Young ha convertito 50.000 Unità Azionarie Vincolate in azioni ordinarie (Codice M). Contestualmente, l’emittente ha trattenuto 24.958 azioni (Codice F) al prezzo di $1,04 per azione per coprire gli obblighi fiscali, con un’acquisizione netta di 25.042 azioni.

Dopo queste operazioni, Young detiene 1.421.376 azioni direttamente e 241.745 azioni indirettamente tramite un trust revocabile, portando la sua partecipazione complessiva a circa 1,66 milioni di azioni. Tutte le RSU di questa assegnazione sono ora completamente liquidate e non risultano strumenti derivati ancora in essere relativi a questo premio.

L’operazione riflette la maturazione programmata secondo il Piano Incentivi a Lungo Termine 2021 della società e aumenta leggermente la quota azionaria del CEO, allineando gli interessi della dirigenza con quelli degli azionisti.

Babcock & Wilcox Enterprises, Inc. (BW) – Presentación interna Formulario 4

El 28/07/2025, el CEO y Director Kenneth M. Young convirtió 50,000 Unidades de Acciones Restringidas en acciones comunes (Código M). Al mismo tiempo, el emisor retuvo 24,958 acciones (Código F) a $1.04 por acción para cubrir obligaciones fiscales, resultando en una adquisición neta de 25,042 acciones.

Tras estas transacciones, Young posee 1,421,376 acciones directamente y 241,745 acciones indirectamente a través de un fideicomiso revocable, sumando una participación total aproximada de 1.66 millones de acciones. Todas las RSU de esta concesión están completamente liquidadas y no quedan valores derivados pendientes bajo este premio.

Esta actividad refleja la consolidación programada bajo el Plan de Incentivos a Largo Plazo 2021 de la compañía y aumenta modestamente la participación accionaria del CEO, alineando los intereses ejecutivos con los de los accionistas.

Babcock & Wilcox Enterprises, Inc. (BW) – 내부자 Form 4 신고

2025년 7월 28일, CEO 겸 이사 Kenneth M. Young50,000 제한 주식 단위(RSU)를 보통주로 전환했습니다(코드 M). 동시에 발행사는 세금 납부를 위해 24,958주(코드 F)를 주당 $1.04에 원천징수하여 순취득 25,042주가 이루어졌습니다.

거래 후 Young은 직접 1,421,376주취소 가능한 신탁을 통해 간접적으로 241,745주를 보유하여 총 실질 소유 주식 수가 약 166만 주에 달합니다. 이번 RSU는 모두 완전히 정산되었으며, 해당 보상과 관련된 파생 증권은 더 이상 존재하지 않습니다.

이번 활동은 회사의 2021년 장기 인센티브 계획에 따른 예정된 베스팅을 반영하며, CEO의 지분을 소폭 증가시켜 경영진과 주주 간 이해관계를 일치시키는 효과가 있습니다.

Babcock & Wilcox Enterprises, Inc. (BW) – Déclaration d’initié Formulaire 4

Le 28/07/2025, le PDG et directeur Kenneth M. Young a converti 50 000 unités d’actions restreintes en actions ordinaires (Code M). Parallèlement, l’émetteur a retenu 24 958 actions (Code F) à 1,04 $ par action pour couvrir les obligations fiscales, ce qui a entraîné une acquisition nette de 25 042 actions.

Après ces opérations, Young détient 1 421 376 actions directement et 241 745 actions indirectement via une fiducie révocable, portant sa participation totale à environ 1,66 million d’actions. Toutes les unités d’actions restreintes de cette attribution sont désormais entièrement réglées, et aucun titre dérivé n’est en circulation au titre de cette attribution.

Cette opération reflète la levée programmée des droits selon le Plan d’Incitations à Long Terme 2021 de la société et augmente modestement la participation du PDG, alignant ainsi les intérêts des dirigeants avec ceux des actionnaires.

Babcock & Wilcox Enterprises, Inc. (BW) – Insider-Meldung Form 4

Am 28.07.2025 wandelte CEO und Direktor Kenneth M. Young 50.000 Restricted Stock Units in Stammaktien um (Code M). Gleichzeitig behielt der Emittent 24.958 Aktien (Code F) zu je $1,04 ein, um Steuerverpflichtungen zu erfüllen, was zu einem Nettoerwerb von 25.042 Aktien führte.

Nach den Transaktionen hält Young 1.421.376 Aktien direkt und 241.745 Aktien indirekt über einen widerruflichen Trust, womit sein gesamtes wirtschaftliches Eigentum bei etwa 1,66 Millionen Aktien liegt. Alle RSUs aus dieser Zuteilung sind nun vollständig abgewickelt, und es bestehen keine derivativen Wertpapiere mehr aus dieser Auszeichnung.

Die Transaktion spiegelt die planmäßige Vesting-Phase des langfristigen Anreizplans 2021 des Unternehmens wider und erhöht leicht den Aktienanteil des CEOs, wodurch die Interessen der Geschäftsführung mit denen der Aktionäre in Einklang gebracht werden.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine RSU vesting; CEO nets +25k shares, small alignment signal, limited market impact.

The filing shows a standard vesting event rather than an open-market purchase. Although Young’s direct stake grows to 1.4 M shares, the bulk of the 50 k share issuance was offset by tax-related withholding. No cash outlay was required, and the $1.04 reference price suggests a low grant price versus current market levels, but investors should note the net addition is only ~1.7% of his pre-transaction holdings. Overall impact on capital structure and float is immaterial; however, continued ownership by the CEO can be viewed as mildly supportive of long-term alignment.

Babcock & Wilcox Enterprises, Inc. (BW) – Comunicazione interna Form 4

Il 28/07/2025, l’Amministratore Delegato e Direttore Kenneth M. Young ha convertito 50.000 Unità Azionarie Vincolate in azioni ordinarie (Codice M). Contestualmente, l’emittente ha trattenuto 24.958 azioni (Codice F) al prezzo di $1,04 per azione per coprire gli obblighi fiscali, con un’acquisizione netta di 25.042 azioni.

Dopo queste operazioni, Young detiene 1.421.376 azioni direttamente e 241.745 azioni indirettamente tramite un trust revocabile, portando la sua partecipazione complessiva a circa 1,66 milioni di azioni. Tutte le RSU di questa assegnazione sono ora completamente liquidate e non risultano strumenti derivati ancora in essere relativi a questo premio.

L’operazione riflette la maturazione programmata secondo il Piano Incentivi a Lungo Termine 2021 della società e aumenta leggermente la quota azionaria del CEO, allineando gli interessi della dirigenza con quelli degli azionisti.

Babcock & Wilcox Enterprises, Inc. (BW) – Presentación interna Formulario 4

El 28/07/2025, el CEO y Director Kenneth M. Young convirtió 50,000 Unidades de Acciones Restringidas en acciones comunes (Código M). Al mismo tiempo, el emisor retuvo 24,958 acciones (Código F) a $1.04 por acción para cubrir obligaciones fiscales, resultando en una adquisición neta de 25,042 acciones.

Tras estas transacciones, Young posee 1,421,376 acciones directamente y 241,745 acciones indirectamente a través de un fideicomiso revocable, sumando una participación total aproximada de 1.66 millones de acciones. Todas las RSU de esta concesión están completamente liquidadas y no quedan valores derivados pendientes bajo este premio.

Esta actividad refleja la consolidación programada bajo el Plan de Incentivos a Largo Plazo 2021 de la compañía y aumenta modestamente la participación accionaria del CEO, alineando los intereses ejecutivos con los de los accionistas.

Babcock & Wilcox Enterprises, Inc. (BW) – 내부자 Form 4 신고

2025년 7월 28일, CEO 겸 이사 Kenneth M. Young50,000 제한 주식 단위(RSU)를 보통주로 전환했습니다(코드 M). 동시에 발행사는 세금 납부를 위해 24,958주(코드 F)를 주당 $1.04에 원천징수하여 순취득 25,042주가 이루어졌습니다.

거래 후 Young은 직접 1,421,376주취소 가능한 신탁을 통해 간접적으로 241,745주를 보유하여 총 실질 소유 주식 수가 약 166만 주에 달합니다. 이번 RSU는 모두 완전히 정산되었으며, 해당 보상과 관련된 파생 증권은 더 이상 존재하지 않습니다.

이번 활동은 회사의 2021년 장기 인센티브 계획에 따른 예정된 베스팅을 반영하며, CEO의 지분을 소폭 증가시켜 경영진과 주주 간 이해관계를 일치시키는 효과가 있습니다.

Babcock & Wilcox Enterprises, Inc. (BW) – Déclaration d’initié Formulaire 4

Le 28/07/2025, le PDG et directeur Kenneth M. Young a converti 50 000 unités d’actions restreintes en actions ordinaires (Code M). Parallèlement, l’émetteur a retenu 24 958 actions (Code F) à 1,04 $ par action pour couvrir les obligations fiscales, ce qui a entraîné une acquisition nette de 25 042 actions.

Après ces opérations, Young détient 1 421 376 actions directement et 241 745 actions indirectement via une fiducie révocable, portant sa participation totale à environ 1,66 million d’actions. Toutes les unités d’actions restreintes de cette attribution sont désormais entièrement réglées, et aucun titre dérivé n’est en circulation au titre de cette attribution.

Cette opération reflète la levée programmée des droits selon le Plan d’Incitations à Long Terme 2021 de la société et augmente modestement la participation du PDG, alignant ainsi les intérêts des dirigeants avec ceux des actionnaires.

Babcock & Wilcox Enterprises, Inc. (BW) – Insider-Meldung Form 4

Am 28.07.2025 wandelte CEO und Direktor Kenneth M. Young 50.000 Restricted Stock Units in Stammaktien um (Code M). Gleichzeitig behielt der Emittent 24.958 Aktien (Code F) zu je $1,04 ein, um Steuerverpflichtungen zu erfüllen, was zu einem Nettoerwerb von 25.042 Aktien führte.

Nach den Transaktionen hält Young 1.421.376 Aktien direkt und 241.745 Aktien indirekt über einen widerruflichen Trust, womit sein gesamtes wirtschaftliches Eigentum bei etwa 1,66 Millionen Aktien liegt. Alle RSUs aus dieser Zuteilung sind nun vollständig abgewickelt, und es bestehen keine derivativen Wertpapiere mehr aus dieser Auszeichnung.

Die Transaktion spiegelt die planmäßige Vesting-Phase des langfristigen Anreizplans 2021 des Unternehmens wider und erhöht leicht den Aktienanteil des CEOs, wodurch die Interessen der Geschäftsführung mit denen der Aktionäre in Einklang gebracht werden.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Keaney Timothy F

(Last) (First) (Middle)
C/O ALTI GLOBAL, INC.
22 VANDERBILT AVE, 27TH FLOOR

(Street)
NEW YORK NY 10017

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AlTi Global, Inc. [ ALTI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/13/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
06/16/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 06/13/2025 M 34,482.76 A (1) 160,184.4(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 06/13/2025 A 34,482.76 (3) (3) Class A Common Stock 34,482.76 $0 0 D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.
2. This Form 4 Amendment is being filed solely to correct an administrative error on the number of securities beneficially owned following the reported transaction of the Reporting Person on June 13, 2025 in the Form 4 filed by the Reporting Person on June 16, 2025.
3. The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2025 annual general meeting or (ii) June 30, 2025.
Remarks:
/s/ Colleen Graham, Attorney-in-fact 07/30/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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