AlTi Global Insider Award: 30,732 Restricted Stock Units Disclosed

Rhea-AI Filing Summary

AlTi Global, Inc. (ALTI) filed a Form 4 disclosing that director Tracey Warson Brophy received 30,732.266 Restricted Stock Units (RSUs) on 19 June 2025. The award was recorded with transaction code “A” at a cost basis of $0, indicating a stock-based compensation grant rather than an open-market purchase. Ownership is reported as direct, and the filing shows the same 30,732.266 RSUs as the post-transaction beneficial holding.

The RSUs will vest in full on the earlier of (i) the business day immediately before the company’s 2026 annual general meeting or (ii) 30 June 2026, aligning the director’s incentives with shareholder outcomes over roughly one year. No shares were sold or otherwise disposed of, and no non-derivative transactions were reported. As a routine equity compensation grant, the filing signals ongoing board alignment but does not by itself imply a change in the company’s fundamental outlook.

Positive

• 30,732.266 RSUs granted to a director, increasing equity-based alignment with shareholders until at least mid-2026.

Negative

• None.

Insights

Financial Analyst

TL;DR: Routine RSU grant; mild positive alignment, limited market impact.

The Form 4 documents a standard board compensation event: 30,732.266 RSUs awarded to director Tracey Warson Brophy. Because the shares were not purchased with personal funds, the grant should be viewed largely as incentive alignment rather than a strong insider-confidence signal. Vesting through mid-2026 ensures at least 12 months of continued service alignment. No dispositions occurred, so share overhang is minimal. From a valuation perspective, the dilution is immaterial given ALTI’s current share count; therefore, I classify the filing as neutral in market impact.

Corporate Governance Expert

TL;DR: Governance-standard equity award; reinforces board retention, negligible risk.

Equity compensation via RSUs is best practice for aligning directors with long-term shareholder value. The single-tranche vesting schedule tied to the 2026 AGM supports board continuity. No red flags appear—there is no accelerated vesting, repricing, or unusual leverage. Fractional share count (0.266) simply reflects plan calculation mechanics. Overall, the disclosure is compliant and non-controversial, offering modestly positive governance optics but little strategic consequence.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Brophy Warson Tracey

(Last) (First) (Middle)

C/O ALTI GLOBAL, INC.

22 VANDERBILT AVE, 27TH FLOOR

(Street)

NEW YORK NY 10017

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AlTi Global, Inc. [ ALTI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
06/19/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	06/19/2025		A			30,732.266	(2)	(2)	Class A Common Stock	30,732.266	$0	30,732.266	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.

2. The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2026 annual general meeting or (ii) June 30, 2026.

Remarks:

	/s/ Colleen Graham, Attorney-in-fact	06/23/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many RSUs were granted to ALTI director Tracey Warson Brophy?

The Form 4 shows a grant of 30,732.266 Restricted Stock Units.

What is the vesting schedule for the newly issued ALTI RSUs?

The RSUs vest in full on the earlier of the business day before the 2026 AGM or 30 June 2026.

Were any ALTI shares sold in this Form 4 filing?

No. No shares were sold or disposed of; only an RSU grant was reported.

Does the RSU grant affect ALTI’s share count materially?

The award is relatively small versus ALTI’s total shares outstanding and is therefore not materially dilutive.

What transaction code was used in the ALTI Form 4?

Transaction code "A" indicating an acquisition of derivative securities (RSUs) was used.