[Form 4] AlTi Global, Inc. Insider Trading Activity

Rhea-AI Filing Summary

Form 4 overview: Director Ali Bouzarif of AlTi Global, Inc. (ALTI) reported a single insider transaction on 19 Jun 2025.

• Security type: 30,732.266 Restricted Stock Units (RSUs) convertible 1-for-1 into Class A common shares.
• Transaction code: “A” (award/grant) at $0 cost; no open-market purchase or sale occurred.
• Vesting: The RSUs cliff-vest on the earlier of (i) the business day prior to the company’s 2026 AGM or (ii) 30 Jun 2026.
• Post-transaction holdings: Bouzarif now directly holds the entire 30,732.266 derivative securities reported; no indirect ownership disclosed.

The filing represents routine director equity compensation designed to align board incentives with shareholder interests. No cash outlay, sales, or changes to existing common-stock ownership were disclosed, and there is no indication of a 10b5-1 trading plan.

Positive

• Director equity alignment: Grant of 30,732 RSUs ties board member compensation to share performance, marginally strengthening governance incentives.

Negative

• None.

Insights

Corporate Governance Expert

TL;DR: Standard RSU grant; modest alignment, negligible market impact.

This Form 4 records a customary equity award to a non-executive director. The size—≈30.7k shares—is immaterial to ALTI’s likely float and involves no cash transaction. Cliff vesting through mid-2026 encourages board continuity but does not signal management’s view on near-term share value. Because the shares are unvested and non-transferable, immediate dilution is minimal, and no insider buying/selling signal is created. Investors should view the event as routine governance housekeeping rather than a value-moving catalyst.

Portfolio Manager

TL;DR: Neutral for valuation; no liquidity or sentiment shift.

From a portfolio perspective, a zero-cost RSU grant does not alter float today and carries no trading volume. While director ownership can modestly improve incentive alignment, the award size is too small to move EPS dilution forecasts or influence institutional positioning. I classify the news as non-impactful and maintain a watch-only stance.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Bouzarif Ali

(Last) (First) (Middle)

C/O ALTI GLOBAL, INC.

22 VANDERBILT AVE, 27TH FLOOR

(Street)

NEW YORK NY 10017

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AlTi Global, Inc. [ ALTI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
06/19/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	06/19/2025		A		30,732.266		(2)	(2)	Class A Common Stock	30,732.266	$0	30,732.266	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.

2. The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2026 annual general meeting or (ii) June 30, 2026.

Remarks:

	/s/ Colleen Graham, Attorney-in-fact	06/23/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many AlTi Global (ALTI) shares were involved in the Form 4 filing?

30,732.266 RSUs representing the right to receive an equal number of Class A common shares.

Was there any open-market purchase or sale by the insider?

No. The filing reports an "A" (award) transaction at $0 price; no shares were bought or sold.

When will the RSUs granted to Ali Bouzarif vest?

They vest in full on the earlier of the business day before ALTI’s 2026 AGM or 30 Jun 2026.

Does the director now own the shares outright?

The RSUs are unvested; ownership becomes effective upon vesting. Post-transaction beneficial holding equals the amount reported.

Is this filing considered material to ALTI shareholders?

Given its routine nature and small size relative to ALTI’s share count, the market impact is neutral.