AlTi Global Issues 47k RSUs to Director Timothy Keaney

Rhea-AI Filing Summary

Form 4 Overview (ALTI – AlTi Global, Inc.)

Director Timothy F. Keaney filed a Form 4 reporting the award of 47,495.32 restricted stock units (RSUs) on 19 Jun 2025. The RSUs were received at $0 cost under transaction code “A,” indicating a stock-based compensation grant rather than an open-market purchase. All units are held directly by the reporting person.

Vesting Terms

• The RSUs vest in full on the earlier of (i) the business day immediately prior to AlTi Global’s 2026 annual general meeting or (ii) 30 Jun 2026.
• Each RSU converts to one share of Class A common stock upon vesting, giving the director a potential future ownership of 47,495.32 shares.

Governance & Alignment Implications

• The share-settled grant aligns the director’s incentives with long-term shareholder value, but does not represent a cash outlay or signal market sentiment, as no open-market purchase occurred.
• The size of the grant is modest relative to AlTi Global’s total shares outstanding and therefore is not expected to materially impact dilution or insider ownership concentration.
• No sales or dispositions were reported, and the filing does not indicate the use of a Rule 10b5-1 trading plan.

Overall, the Form 4 reflects routine director compensation that marginally increases insider equity alignment without providing a directional signal on near-term fundamentals.

Positive

• 47,495.32 RSUs awarded to a director strengthen alignment between leadership and shareholders without immediate cash cost.

Negative

• None.

Insights

Corporate Governance Analyst

TL;DR: Routine director RSU grant; minimal dilution, marginal alignment benefit, neutral market impact.

The Form 4 shows a standard equity compensation award—47,495.32 RSUs—to director Timothy F. Keaney. Because the grant costs the director nothing and vests over roughly one year, it primarily serves as an incentive-alignment tool. The amount is immaterial to share count and does not involve cash transactions or immediate share issuance, so dilution risk is negligible. As no shares were sold, the filing avoids negative optics but likewise offers no bullish signal such as an open-market buy. From a governance standpoint, the award is consistent with typical board compensation practices and preserves future flexibility through a single-tranche vesting schedule. Net investor impact is neutral.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Keaney Timothy F

(Last) (First) (Middle)

C/O ALTI GLOBAL, INC.

22 VANDERBILT AVE, 27TH FLOOR

(Street)

NEW YORK NY 10017

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AlTi Global, Inc. [ ALTI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
06/19/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	06/19/2025		A			47,495.32	(2)	(2)	Class A Common Stock	47,495.32	$0	47,495.32	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.

2. The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2026 annual general meeting or (ii) June 30, 2026.

Remarks:

	/s/ Colleen Graham, Attorney-in-fact	06/23/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many RSUs were granted to Director Timothy F. Keaney in ALTI's Form 4?

The filing reports an award of 47,495.32 restricted stock units.

What is the vesting schedule for the RSUs granted to ALTI's director?

The RSUs vest in full on the earlier of the business day before the 2026 AGM or 30 Jun 2026.

Was the transaction an open-market purchase or a compensation grant?

It was a compensation grant (transaction code "A"), not an open-market purchase.

Does the Form 4 indicate any share sales by the director?

No. No dispositions were reported in this filing.

How is the ownership of the RSUs classified?

The RSUs are held directly by the reporting person.