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AlTi (ALTI) director granted 34.7K RSUs, exercises 30.7K into shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AlTi Global, Inc. director Ali Bouzarif reported equity compensation activity and updated holdings. He received a grant of 34,736.476 restricted stock units, each representing one share of Class A Common Stock. A prior award of 30,732.266 restricted stock units was fully exercised into Class A shares, increasing his direct share holdings to 84,519.576 shares.

The new restricted stock units vest in whole on the earlier of the business day immediately prior to AlTi’s 2027 annual general meeting or June 30, 2027. Separately, 748,298 Class A shares are held indirectly through MERCYAH B.V., which Mr. Bouzarif controls, and for which he disclaims beneficial ownership except to the extent of his pecuniary interest.

Positive

  • None.

Negative

  • None.
Insider Bouzarif Ali
Role null
Type Security Shares Price Value
Grant/Award Restricted Stock Units 34,736.476 $0.00 --
Exercise Restricted Stock Units 30,732.266 $0.00 --
Exercise Class A Common Stock 30,732.266 $0.00 --
holding Class A Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 34,736.476 shares (Direct, null); Class A Common Stock — 84,519.576 shares (Direct, null); Class A Common Stock — 748,298 shares (Indirect, See Footnote)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of AlTi Global, Inc. Class A Common Stock. Represents securities held by MERCYAH B.V. MERCYAH B.V. is controlled by Ali Bouzarif. Consequently, Mr. Bouzarif may be deemed to share voting and dispositive control over the securities held by MERCYAH B.V., and thus to share beneficial ownership of such securities. Mr. Bouzarif disclaims beneficial ownership of the securities held by MERCYAH B.V., except to the extent of his pecuniary interest therein. The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global, Inc.'s 2026 annual general meeting or (ii) June 30, 2026. The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global, Inc.'s 2027 annual general meeting or (ii) June 30, 2027.
New RSU grant 34,736.476 RSUs Grant of restricted stock units representing Class A shares
RSUs exercised 30,732.266 RSUs Restricted stock units exercised into Class A Common Stock
Direct common shares after transactions 84,519.576 shares Class A Common Stock directly held following exercise
Indirectly held shares 748,298 shares Class A Common Stock held by MERCYAH B.V.
New RSU vesting date window 2027 AGM or June 30, 2027 Vesting trigger for newly granted restricted stock units
RSU exercise count 1 exercise, 30,732.266 shares Aggregate derivative exercise activity in this filing
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one share of AlTi Global, Inc. Class A Common Stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
derivative security financial
"Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
beneficial ownership financial
"thus to share beneficial ownership of such securities."
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
pecuniary interest financial
"disclaims beneficial ownership of the securities held by MERCYAH B.V., except to the extent of his pecuniary interest therein."
annual general meeting financial
"vest in whole on the earlier of (i) the business day immediately prior to AlTi Global, Inc.'s 2027 annual general meeting or (ii) June 30, 2027."
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bouzarif Ali
(Last)(First)(Middle)
C/O ALTI GLOBAL, INC.
22 VANDERBILT AVE, 27TH FLOOR
(Street)
NEW YORK NEW YORK 10017
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
AlTi Global, Inc. [ ALTI ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/16/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock06/16/2026M30,732.266A(1)84,519.576D
Class A Common Stock748,298ISee Footnote(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)06/16/2026M30,732.266 (3) (3)Class A Common Stock30,732.266$00D
Restricted Stock Units(1)06/17/2026A34,736.476 (4) (4)Class A Common Stock34,736.476$034,736.476D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of AlTi Global, Inc. Class A Common Stock.
2. Represents securities held by MERCYAH B.V. MERCYAH B.V. is controlled by Ali Bouzarif. Consequently, Mr. Bouzarif may be deemed to share voting and dispositive control over the securities held by MERCYAH B.V., and thus to share beneficial ownership of such securities. Mr. Bouzarif disclaims beneficial ownership of the securities held by MERCYAH B.V., except to the extent of his pecuniary interest therein.
3. The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global, Inc.'s 2026 annual general meeting or (ii) June 30, 2026.
4. The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global, Inc.'s 2027 annual general meeting or (ii) June 30, 2027.
/s/ Colleen Graham, Attorney-in-fact06/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What equity award did AlTi (ALTI) director Ali Bouzarif receive?

Ali Bouzarif received a grant of 34,736.476 restricted stock units. Each unit represents a contingent right to receive one share of AlTi Global, Inc. Class A Common Stock, subject to future vesting conditions described in the filing’s footnotes.

When do Ali Bouzarif’s new AlTi (ALTI) restricted stock units vest?

The new restricted stock units vest in whole on the earlier of the business day immediately before AlTi’s 2027 annual general meeting or June 30, 2027. Vesting must occur before the units convert into Class A Common Stock for the director.

What RSU exercise did Ali Bouzarif report at AlTi (ALTI)?

He reported exercising 30,732.266 restricted stock units into Class A Common Stock. The derivative RSU position tied to that award dropped to zero, while his directly held Class A Common Stock increased to 84,519.576 shares following this exercise transaction.

How many AlTi (ALTI) shares does Ali Bouzarif hold directly after these transactions?

After the reported transactions, Ali Bouzarif directly holds 84,519.576 shares of AlTi Global, Inc. Class A Common Stock. This total reflects the exercise of 30,732.266 restricted stock units into shares on the reported transaction date.

What is MERCYAH B.V.’s role in Ali Bouzarif’s AlTi (ALTI) holdings?

748,298 AlTi Class A shares are held by MERCYAH B.V., an entity controlled by Ali Bouzarif. He may be deemed to share voting and dispositive control over these securities but disclaims beneficial ownership except to the extent of his pecuniary interest.

Are Ali Bouzarif’s reported AlTi (ALTI) transactions open-market buys or sells?

The reported transactions are equity compensation-related grants and a derivative exercise, not open-market buys or sells. One entry records a restricted stock unit grant, while another records the exercise of previously granted restricted stock units into Class A Common Stock.