Amalgamated SEVP has 2,192 shares withheld

Amalgamated Financial’s chief banking officer had RSUs vest with 2,192 shares withheld for tax or exercise obligations and sold only 3.6987 fractional shares.

Rhea-AI Filing Summary

Amalgamated Financial Corp. (AMAL) reported that Sam D. Brown, SEVP and Chief Banking Officer, had an installment of restricted stock units vest on September 1, 2026. To cover the exercise price or tax liability, 2,192 shares of common stock were withheld at $47.34 per share. No Rule 10b5-1 trading plan is indicated. Brown also sold a total of 3.6987 fractional shares of common stock on September 1–2, 2026, in small open-market transactions. The reported post-transaction holdings include 687 shares purchased under the Employee Stock Purchase Plan and 124.7387 shares acquired through dividend reinvestment programs.

Insider Trade Summary

Net Seller: 3.6987 shares

Net Sell 2 txns

Insider Brown Sam D.

Role SEVP, Chief Banking Officer

Sold 3.6987 shs

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock F1, F2	2,192	$47.34	$104K
Sale	Common Stock F3	3.6987	--	--

Holdings After Transaction: Common Stock — 56,608.96 shares (Direct)

Footnotes (3)

1. F1. Represents the shares withheld related to the vesting of a restricted stock unit installment, awarded to the reporting person on September 1, 2025.
2. F2. The total reported in Column 5 includes 687 shares of Common Stock purchased under the Company's Employee Stock Purchase Plan and 124.7387 shares of Common Stock acquired through dividend reinvestment programs.
3. F3. The following fractional shares were sold by the Reporting Person: 2.9301 shares sold on 9/1/2026 at $47.26 per share; 0.76 shares sold on 9/1/2026 at $48.07 per share; 0.0086 shares sold on 9/2/2026 at $47.34 per share.

Key Figures

Shares withheld for exercise price or tax liability: 2,192 shares Withholding price per share: $47.34 per share Total fractional shares sold: 3.6987 shares +4 more

7 metrics

Shares withheld for exercise price or tax liability 2,192 shares Common stock withheld on September 1, 2026 for RSU installment vesting

Withholding price per share $47.34 per share Value applied to 2,192 withheld shares on September 1, 2026

Total fractional shares sold 3.6987 shares Fractional common shares sold on September 1–2, 2026

Fractional sale at $47.26 2.9301 shares Sold on September 1, 2026 at $47.26 per share

Fractional sale at $48.07 0.76 shares Sold on September 1, 2026 at $48.07 per share

ESPP shares included in holdings 687 shares Common stock purchased under Employee Stock Purchase Plan and included in Column 5 total

Dividend reinvestment shares included in holdings 124.7387 shares Common stock acquired through dividend reinvestment programs and included in Column 5 total

Key Terms

restricted stock unit, Employee Stock Purchase Plan, dividend reinvestment programs, fractional shares

4 terms

restricted stock unit financial

"vesting of a restricted stock unit installment, awarded to the reporting person"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

Employee Stock Purchase Plan financial

"includes 687 shares of Common Stock purchased under the Company's Employee Stock Purchase Plan"

An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.

dividend reinvestment programs financial

"124.7387 shares of Common Stock acquired through dividend reinvestment programs"

fractional shares financial

"The following fractional shares were sold by the Reporting Person"

Fractional shares are portions of a whole share of a stock or fund, allowing investors to own less than one full unit. They make it possible to invest a specific dollar amount rather than buy whole shares, like buying a slice of a pizza instead of the entire pie. For investors this lowers the cost barrier, helps with diversification, and lets you reinvest dividends or purchase expensive stocks in small, precise amounts.

FAQ

What insider transactions did AMAL executive Sam D. Brown report on this Form 4?

Sam D. Brown reported that 2,192 shares of Amalgamated Financial common stock were withheld on September 1, 2026 to cover exercise price or tax liability from RSU vesting, and he sold a total of 3.6987 fractional shares in small open-market transactions on September 1–2, 2026.

What was the price used for the 2,192 AMAL shares withheld from Sam D. Brown?

The 2,192 shares of Amalgamated Financial common stock withheld from Sam D. Brown on September 1, 2026 were valued at $47.34 per share, in connection with payment of exercise price or tax liability arising from a restricted stock unit installment vesting.

How many AMAL fractional shares did Sam D. Brown sell and at what prices?

Sam D. Brown sold a total of 3.6987 fractional shares of Amalgamated Financial common stock: 2.9301 shares at $47.26 on September 1, 2026, 0.76 shares at $48.07 on September 1, 2026, and 0.0086 shares at $47.34 on September 2, 2026.

Were Sam D. Brown’s AMAL transactions under a Rule 10b5-1 trading plan?

No. The filing indicates that no Rule 10b5-1 trading plan applies to these transactions, meaning the reported withholding and fractional share sales were not affirmatively designated as made under a pre-arranged trading plan.

What RSU award led to the AMAL share withholding for Sam D. Brown?

The share withholding relates to the vesting of a restricted stock unit installment that had been awarded to Sam D. Brown on September 1, 2025. When this installment vested on September 1, 2026, 2,192 shares were withheld to satisfy exercise price or tax obligations.

What components are disclosed within Sam D. Brown’s AMAL share holdings after these transactions?

The filing states that the total post-transaction holdings include 687 shares of Amalgamated Financial common stock purchased under the Employee Stock Purchase Plan and 124.7387 shares acquired through dividend reinvestment programs, as part of the total shown in the relevant column.

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Available on EDGAR 09/03/2026 - 07:22 PM Accepted by SEC EDGAR 09/03/2026 - 07:21 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Brown Sam D.

(Last) (First) (Middle)

275 7TH AVENUE

(Street)

NEW YORK NEW YORK 10001

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Amalgamated Financial Corp. [ AMAL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SEVP, Chief Banking Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/01/2026		F		2,192(1)	D	$47.34	56,612.66(2)	D
Common Stock	09/01/2026		S		3.6987	D	(3)	56,608.96	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the shares withheld related to the vesting of a restricted stock unit installment, awarded to the reporting person on September 1, 2025.

2. The total reported in Column 5 includes 687 shares of Common Stock purchased under the Company's Employee Stock Purchase Plan and 124.7387 shares of Common Stock acquired through dividend reinvestment programs.

3. The following fractional shares were sold by the Reporting Person: 2.9301 shares sold on 9/1/2026 at $47.26 per share; 0.76 shares sold on 9/1/2026 at $48.07 per share; 0.0086 shares sold on 9/2/2026 at $47.34 per share.

Remarks:

	/s/ Sam Brown	09/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)