Amalgamated CLO has 1,338 shares withheld

Amalgamated Financial’s chief legal officer had shares withheld for RSU vesting, leaving about 18,392 AMAL shares held directly.

Rhea-AI Filing Summary

Amalgamated Financial Corp. (AMAL) reported that EVP and Chief Legal Officer Mandy Tenner had 1,338 shares of Common Stock withheld on September 1, 2026, as payment of exercise price or tax liability in connection with the vesting of a restricted stock unit installment. After these withholding transactions and related fractional-share adjustments, Tenner now holds approximately 18,392 shares of Common Stock directly, including shares acquired under the Employee Stock Purchase Plan and the Dividend Reinvestment Program. No Rule 10b5-1 trading plan is reported for this transaction.

Insider Trade Summary

Exercise Price or Tax Liability: 1,338 shares

Exercise Price or Tax Liability 1 txn

Insider Tenner Mandy

Role EVP, Chief Legal Officer

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock F1, F2	1,338	$47.34	$63K

Holdings After Transaction: Common Stock — 18,391.9 shares (Direct)

Footnotes (2)

1. F1. Represents the shares withheld related to the vesting of a restricted stock unit installment, awarded to the reporting person September 1, 2025.
2. F2. The total reported in Column 5 includes 23 shares of Common Stock, purchased under the Company's Employee Stock Purchase Plan and 24.8148 shares of Common Stock the reporting person acquired through the Dividend Reinvestment Program, less 0.3955 fractional shares of Common Stock sold at $47.34 per share and $0.71 fractional shares of Common Stock sold at $48.07 per share.

Key Figures

Shares withheld: 1,338 shares Withholding reference price: $47.34 per share Shares held after transaction: 18,391.9 shares +3 more

6 metrics

Shares withheld 1,338 shares Shares withheld on September 1, 2026 for payment of exercise price or tax liability on RSU vesting

Withholding reference price $47.34 per share Price associated with the 1,338 withheld shares and 0.3955 fractional shares sold

Shares held after transaction 18,391.9 shares Direct Common Stock holdings following the September 1, 2026 transactions

ESPP shares included 23 shares Common Stock purchased under the Company’s Employee Stock Purchase Plan included in post-transaction total

Dividend Reinvestment Program shares 24.8148 shares Common Stock acquired through the Dividend Reinvestment Program included in post-transaction total

Fractional shares sold at $48.07 0.71 shares Fractional Common Stock sold at $48.07 per share in connection with the adjustment

Key Terms

restricted stock unit, Employee Stock Purchase Plan, Dividend Reinvestment Program, fractional shares

4 terms

restricted stock unit financial

"the vesting of a restricted stock unit installment, awarded to the reporting person"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

Employee Stock Purchase Plan financial

"purchased under the Company's Employee Stock Purchase Plan and 24.8148 shares"

An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.

Dividend Reinvestment Program financial

"shares of Common Stock the reporting person acquired through the Dividend Reinvestment Program"

A dividend reinvestment program lets investors automatically use cash dividends to buy more shares of the same company instead of taking the money as cash. Think of it like an automatic savings plan that turns small payouts into additional ownership, often including fractional shares, which can speed up compound growth and reduce the need for manual buying decisions — a convenience that can boost long-term returns for shareholders.

fractional shares financial

"less 0.3955 fractional shares of Common Stock sold at $47.34 per share"

Fractional shares are portions of a whole share of a stock or fund, allowing investors to own less than one full unit. They make it possible to invest a specific dollar amount rather than buy whole shares, like buying a slice of a pizza instead of the entire pie. For investors this lowers the cost barrier, helps with diversification, and lets you reinvest dividends or purchase expensive stocks in small, precise amounts.

FAQ

What insider transaction did AMAL report for EVP, Chief Legal Officer Mandy Tenner?

Amalgamated Financial Corp. reported that Mandy Tenner had 1,338 Common Stock shares withheld on September 1, 2026, as payment of exercise price or tax liability related to the vesting of a restricted stock unit installment awarded September 1, 2025.

How many AMAL shares does Mandy Tenner hold after this Form 4 transaction?

After the reported withholding and fractional-share sales, Mandy Tenner directly holds about 18,392 shares of Amalgamated Financial Corp. Common Stock, including shares acquired through the Employee Stock Purchase Plan and the Dividend Reinvestment Program.

Was the AMAL Form 4 transaction an open-market sale or a tax/exercise withholding?

The Form 4 reports a withholding transaction, not an open-market sale. Shares were withheld to pay exercise price or tax liability in connection with a restricted stock unit vesting, and fractional shares were sold at stated prices as part of that process.

Does the AMAL Form 4 indicate use of a Rule 10b5-1 trading plan?

No. The filing indicates no Rule 10b5-1 plan; the document-level checkbox is not marked as being pursuant to a trading plan, and the footnotes do not state that the transaction occurred under a pre-arranged Rule 10b5-1 plan.

What additional AMAL shares are included in Mandy Tenner’s post-transaction total?

The post-transaction total includes 23 shares of Common Stock purchased under the Company’s Employee Stock Purchase Plan and 24.8148 shares acquired through the Dividend Reinvestment Program, adjusted for small fractional-share sales at disclosed prices.

What prices were used for the fractional AMAL share sales in this Form 4?

The filing states that 0.3955 fractional shares of Common Stock were sold at $47.34 per share and 0.71 fractional shares were sold at $48.07 per share in connection with the overall withholding and adjustment of Mandy Tenner’s holdings.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/03/2026 - 06:23 PM Accepted by SEC EDGAR 09/03/2026 - 06:20 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Tenner Mandy

(Last) (First) (Middle)

275 SEVENTH AVE

(Street)

NEW YORK NEW YORK 10001

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Amalgamated Financial Corp. [ AMAL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, Chief Legal Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/01/2026		F		1,338(1)	D	$47.34	18,391.9(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the shares withheld related to the vesting of a restricted stock unit installment, awarded to the reporting person September 1, 2025.

2. The total reported in Column 5 includes 23 shares of Common Stock, purchased under the Company's Employee Stock Purchase Plan and 24.8148 shares of Common Stock the reporting person acquired through the Dividend Reinvestment Program, less 0.3955 fractional shares of Common Stock sold at $47.34 per share and $0.71 fractional shares of Common Stock sold at $48.07 per share.

Remarks:

	/s/ Mandy Tenner	09/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)