Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: AMJB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on JPMORGAN CHASE & CO's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into JPMORGAN CHASE & CO's regulatory disclosures and financial reporting.
JPMorgan Chase Financial Company LLC filed a preliminary pricing supplement for Uncapped Digital Barrier Notes linked to the lesser performing of the S&P 500 Index and the Russell 2000 Index, fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes target uncapped, unleveraged upside at maturity with a Contingent Digital Return of at least 44.55%. A Barrier Amount of 75.00% of Initial Value applies to each index. If both Final Values are at or above their Initial Values, the maturity payment per $1,000 equals $1,000 plus the greater of the Contingent Digital Return or the lesser index’s return. If either index is below its Initial Value but both are at or above the Barrier Amount, principal is returned. If either index finishes below its Barrier Amount, repayment is reduced one-for-one with the lesser index’s decline, and investors could lose all principal.
Key terms include minimum denominations of $1,000, no interest, and no dividends. Expected pricing is on or about October 31, 2025; settlement and maturity are on or about November 5, 2025 and on November 5, 2030, respectively. Selling commissions will not exceed $30.00 per $1,000, and a possible structuring fee of $8.50 per $1,000 may be paid. If priced today, the estimated value would be $943.30 per $1,000, and when set, it will not be less than $920.00 per $1,000. The notes will not be listed, and any sale before maturity may occur at a substantial discount.
JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., filed a preliminary pricing supplement for Trigger PLUS, principal-at-risk structured notes linked to an unequally weighted basket of five international equity indices. The notes offer leveraged upside with a leverage factor of at least 148.70% and include an 80% trigger level; if the final basket value falls below the trigger, investors lose principal on a 1-for-1 basis.
The basket weights are: EURO STOXX 50 (40.00%), TOPIX (25.00%), FTSE 100 (17.50%), Swiss Market Index (10.00%) and S&P/ASX 200 (7.50%). Each note has a $1,000 stated principal amount and $1,000 issue price. Per-note economics list $25.00 in selling commissions and a $5.00 structuring fee, for $970.00 proceeds to the issuer. The estimated value would be approximately $958.20 per $1,000 note based on current assumptions and will not be less than $930.00 on the pricing date. The expected valuation date is October 31, 2028, with maturity on November 3, 2028. Payments are subject to the credit risk of the issuer and guarantor, and the notes will not be listed.
JPMorgan Chase & Co. plans to issue Callable Fixed Rate Notes due October 29, 2055. The notes pay a fixed 5.45% per annum, with interest paid annually on October 31 from 2026 through 2054 and at maturity, using a 30/360 day count. The notes may be redeemed at the issuer’s option, in whole and not in part, on the last calendar day of April and October each year from April 30, 2030 through April 30, 2055 at par plus accrued interest.
Pricing is scheduled for October 29, 2025, with settlement on October 31, 2025. For eligible institutional or fee‑based accounts, the price to the public will be not less than $927.60 and not greater than $1,000 per $1,000 principal amount. Selling commissions would be approximately $21.50 per $1,000 (capped at $50.00). The notes are not bank deposits and are not FDIC insured. Resolution disclosures note that in a stress or resolution scenario, unsecured creditors, including noteholders, could incur losses.
JPMorgan Chase & Co. furnished an investor presentation via an Item 7.01 Form 8‑K. The materials cover the Firm’s third‑quarter 2025 earnings and were provided as slides posted on its website and attached as Exhibit 99.
The information was furnished, not filed, under the Exchange Act, meaning it is not subject to Section 18 liabilities and is not incorporated by reference into Securities Act filings. The submission includes the customary forward‑looking statements disclaimer and points to the Firm’s 2024 Form 10‑K and 2025 Q1/Q2 Form 10‑Qs for risk factors and additional information.
Exhibits listed were: 99 (Earnings Presentation Slides – Financial Results – 3Q25), 101 (Inline XBRL cover page), and 104 (Cover Page Interactive Data File).
JPMorgan Chase & Co. reported third-quarter 2025 results, posting net income of $14.4 billion, or $5.07 per share. This compares with net income of $12.9 billion, or $4.37 per share, in the third quarter of 2024.
The company furnished its detailed earnings release as Exhibit 99.1 and an accompanying financial supplement as Exhibit 99.2. The materials are designated as filed under the Securities Exchange Act of 1934. The disclosure includes customary cautionary language regarding forward-looking statements.
Overall, the filing highlights stronger year-over-year profitability, with higher net income and earnings per share versus the prior-year quarter.
JPMorgan Chase Financial Company LLC filed a preliminary pricing supplement for callable contingent interest notes linked to the least performing of the Nasdaq-100 Technology Sector Index (NDXT), Russell 2000 Index (RTY), and S&P 500 Index (SPX), fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes target a Contingent Interest Rate of at least 8.70% per annum (at least 0.725% monthly, or at least $7.25 per $1,000) for each Review Date on which each Index is at or above 70.00% of its Initial Value. They are callable at the issuer’s option on any Interest Payment Date other than the first, second and final, with the earliest potential call on January 23, 2026. If uncalled, they mature on September 22, 2027.
If held to maturity and any Index finishes below its 70.00% Trigger Value, repayment is reduced by the Least Performing Index’s decline, which can result in loss of principal up to 100%. Minimum denominations are $1,000. If priced today, the estimated value would be about $956.60 per $1,000, and will not be less than $900.00 per $1,000 when set. Selling commissions will not exceed $22.25 per $1,000. The notes are unsecured and subject to the credit risks of the issuer and guarantor.
JPMorgan Chase Financial Company LLC priced a Rule 424(b)(2) structured note offering totaling $632,000 of Auto Callable Contingent Interest Notes linked to the MerQube US Large-Cap Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are issued in $1,000 denominations, with selling commissions of $9 per note and estimated issuer proceeds of $626,312.
The notes pay a 15.75% per annum contingent interest (1.3125% monthly) when the Index closes at or above the Interest Barrier of 2,610.678 (70% of the Initial Value 3,729.54). They are auto-callable quarterly if the Index is at or above the Initial Value, with the earliest call on October 12, 2026, and mature on October 16, 2030. If not called, principal is protected only if the Final Value is at or above the Trigger Value of 1,864.77 (50% of Initial Value); otherwise, repayment is reduced one-for-one with Index decline.
The Index includes a 6.0% per annum daily deduction, which can materially drag performance. The notes are unsecured obligations subject to the credit risk of the issuer and guarantor. The estimated value at pricing was $927.10 per $1,000 note.
JPMorgan Chase Financial Company LLC outlined a preliminary 424(b)(2) for Auto Callable Contingent Interest Notes linked to the MerQube US Tech+ Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes pay a contingent coupon of at least 13.50% per annum (at least 1.125% monthly) when the Index closes at or above 75.00% of the Initial Value on monthly review dates. They are automatically called on quarterly review dates if the Index is at or above the Initial Value, with the earliest call on October 26, 2026. If not called, the notes mature on October 29, 2030.
The structure includes a 15.00% Buffer Amount (Buffer Threshold 85.00% of Initial Value). If the Final Value is below the Buffer Threshold, repayment is reduced dollar-for-dollar beyond the buffer, with up to 85.00% principal loss possible. Minimum denomination is $1,000. Indicative estimated value is approximately $920 per $1,000 today and will not be less than $900 at pricing. The Index incurs a 6.0% per annum daily deduction and a notional financing cost, which can drag performance. The notes are unsecured, unlisted, and subject to the credit risk of the issuer and guarantor.
JPMorgan Chase Financial Company LLC priced $980,000 of Auto Callable Contingent Interest Notes linked to the MerQube US Large-Cap Vol Advantage Index, due October 14, 2027 and fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a monthly contingent coupon of $9.5833 per $1,000 (11.50% per annum) on any Review Date when the Index closes at or above 70.00% of the Initial Value. The notes are automatically called if, on any Review Date after the first two and before the final, the Index closes at or above the Initial Value; the earliest possible call is January 9, 2026.
The Initial Value was 4,021.64, setting the 70.00% Interest Barrier/Trigger at 2,815.148. If not called, at maturity investors receive par plus the final coupon if the Index is at or above the Trigger; otherwise, the payoff is $1,000 + ($1,000 × Index Return), risking significant loss of principal. The Index includes a 6.0% per annum daily deduction. Pricing: price to public $1,000 per note; fees $27.50; proceeds to issuer $972.50 (total $980,000; $26,950; $953,050). The estimated value was $932.20 per $1,000.
JPMorgan Chase Financial Company LLC filed a preliminary pricing supplement for Capped Buffered Equity Notes linked to Constellation Energy Corporation common stock. The notes target unleveraged equity exposure with a Maximum Return of at least 92.00% and a 15.00% Buffer Amount at maturity. They pay no interest or dividends and expose holders to the credit risk of JPMorgan Chase Financial Company LLC, fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes are expected to price on or about October 31, 2025, settle on or about November 5, 2025, and mature on November 3, 2028, with the Observation Date on October 31, 2028. Minimum denomination is $1,000. If priced today, the estimated value would be approximately $941.00 per $1,000, and will not be less than $900.00 per $1,000 when set. Investors receive principal if the Final Value is at or above 85% of the Initial Value; upside is capped at the Maximum Return. Below the buffer, principal is reduced 1-for-1 with further declines. The notes will not be listed, and secondary prices may be lower than the issue price.