Welcome to our dedicated page for Alpha Modus SEC filings (Ticker: AMOD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Alpha Modus Holdings, Inc. (NASDAQ: AMOD) files periodic and current reports with the U.S. Securities and Exchange Commission that provide insight into its AI-for-retail and embedded-finance business. This SEC filings page brings together those disclosures, including Forms 8-K that describe material agreements, financing arrangements, and equity issuances related to the company’s technology and AlphaCash kiosk initiatives.
Recent Form 8-K filings detail consulting agreements under which Alpha Modus agreed to issue Class A common stock to entities providing sales, marketing, and application development services tied to the rollout of financial services kiosks and web or mobile applications. These filings also describe vesting conditions linked to earnings or revenue attributable to kiosk and application deployments, as well as unregistered sales of equity securities relying on exemptions under the Securities Act.
Other 8-K disclosures outline direct financial obligations, such as promissory notes issued to family trusts and related investors. These notes include specified interest rates, maturity dates, and conversion features into Class A common stock, along with associated warrants. Together, these filings help investors understand how Alpha Modus finances its operations and aligns compensation and funding with the expansion of its financial services kiosks and AI-driven platforms.
On Stock Titan, each new AMOD filing is captured as it becomes available from the SEC’s EDGAR system. AI-powered summaries highlight key terms, such as the nature of consulting agreements, the structure of promissory notes, and the details of warrant issuances, so readers can quickly grasp the implications without reading every exhibit. Users can review annual reports on Form 10-K and quarterly reports on Form 10-Q when filed, along with current reports on Form 8-K and any registration or proxy statements, while AI explanations help clarify complex capital structure and financing provisions.
For those monitoring insider and ownership dynamics, this page also surfaces relevant ownership-related filings when available, such as Forms 3, 4, and 5, enabling a clearer view of equity grants, conversions, and other changes in beneficial ownership associated with Alpha Modus Holdings, Inc.
Polar Asset Management Partners Inc., a Canadian investment adviser, reported its beneficial ownership of Alpha Modus Holdings Inc. Class A ordinary shares on an amended Schedule 13G. Polar reports beneficial ownership of 1,003,590 shares, which is stated to represent 2.1% of the class.
This total includes 869,226 shares issuable upon exercise of warrants, meaning part of the position is potential, not yet issued stock. Polar has sole voting and dispositive power over the full 1,003,590 shares and no shared power. The firm certifies the holdings are in the ordinary course of business and not for the purpose of changing or influencing control of Alpha Modus.
Alpha Modus Holdings, Inc. reported several equity issuances around January 20–22, 2026. The company issued 45,817 shares of Class A common stock to each of four non-employee directors, 114,543 shares to its Chief Revenue Officer, 54,249 shares to its Chief Financial Officer, and 119,752 shares to its VP of Technology as quarterly equity fees under existing agreements. These shares were issued in private transactions relying on Section 4(a)(2) and Rule 506(b), with per-share values based on recent closing or 10-day average prices.
The company also issued 4,000,000 shares to Leron Group LLC, 250,000 shares to Rucus Holdings LLC, and 400,000 shares to Maxim Group LLC under a previously effective Form S-1 registration statement. In addition, it issued an aggregate 360,381 shares to H.C. Wainwright & Co., LLC under an at-the-market offering program registered on Form S-3. After all of these issuances, Alpha Modus had 47,442,151 Class A common shares outstanding.
Alpha Modus Holdings, Inc. is launching an at-the-market offering of its common stock of up to $3,500,000, to be sold from time to time through or to H.C. Wainwright & Co. under a sales agreement. The company will pay the sales agent a 3.0% commission on gross proceeds and intends to use any net proceeds for working capital and general corporate purposes. As of January 2, 2026, it had 41,959,958 shares of common stock outstanding, and based on an illustrative price of $0.462 per share, up to 7,575,757 new shares could be issued, bringing total shares to as many as 49,535,715.
Alpha Modus recently completed a business combination that transformed it from a SPAC into an AI-driven retail intelligence company with an extensive U.S. patent portfolio focused on in‑store analytics, personalized marketing, and real‑time inventory and customer engagement. The auditor’s report on its 2023 and 2024 financial statements includes a going concern qualification citing lack of current revenues, recurring operating losses, and net capital deficiency. The company is an emerging growth and smaller reporting company, and a controlled company under Nasdaq rules due to its CEO’s voting power.
Alpha Modus Holdings, Inc. is registering up to $250,000,000 of Class A common stock, warrants and units for future primary offerings under a shelf registration. The company can sell these securities from time to time, with specific prices and terms to be detailed in separate prospectus supplements, and may also register securities issuable upon conversion or exercise of those instruments.
Alpha Modus recently completed a business combination, now operates an AI-driven retail intelligence platform, and qualifies as an emerging growth company, smaller reporting company and Nasdaq “controlled company.” Its auditor has issued going concern qualifications citing lack of current revenues, recurring operating losses and net capital deficiency. The company’s public float was about $10,880,847 as of January 2, 2026, which limits how much it may sell under Form S-3 in any 12‑month period. The prospectus highlights thin trading in the stock, potential dilution from future issuances, no expected common dividends, significant intellectual property and patent-enforcement risks, and the possibility that large share sales could pressure the share price.
Alpha Modus Holdings, Inc. received a written notice from Nasdaq on January 12, 2026 stating that its common stock no longer meets the $1.00 minimum bid price requirement for continued listing on The Nasdaq Capital Market. This determination was based on closing bid prices between November 13, 2025 and January 9, 2026. The notice does not result in immediate delisting.
The company has 180 calendar days, until July 13, 2026, to regain compliance by having its stock close at or above $1.00 per share for at least ten consecutive business days. If it does not regain compliance in that period, it may qualify for an additional 180-day extension if it meets other initial listing standards and notifies Nasdaq it plans to cure the deficiency, potentially through a reverse stock split.
If the company ultimately cannot regain compliance, its common stock could be delisted from Nasdaq, which the company notes could reduce trading liquidity and price, limit access to equity financing and public capital markets, and impair its ability to grant equity incentives to employees.
Alpha Modus Holdings, Inc. reported that on January 13, 2026 it made a new company presentation available on its website under the Investor Relations section. The presentation, dated the same day, provides information about the company and its business.
The company notes that this information is being furnished under a Regulation FD disclosure and is not an offer or solicitation to buy or sell securities. It also explains that the presentation is summary information meant to be read together with its other Securities and Exchange Commission filings and public announcements, and that the furnished information is not deemed filed for liability purposes under the Exchange Act.
Alpha Modus Holdings, Inc. has filed a shelf registration to offer and sell up to $250,000,000 of Class A common stock, warrants and/or units, including up to $3,500,000 of common stock that may be sold through an at-the-market agreement with H.C. Wainwright & Co. The company’s common stock and public warrants trade on Nasdaq under “AMOD” and “AMODW.”
Alpha Modus recently completed a business combination with Insight Acquisition Corp. and now operates an AI-powered retail intelligence platform focused on in‑store sensing, analytics and engagement, supported by an extensive patent portfolio. The company is an emerging growth and smaller reporting company and qualifies as a controlled company because its CEO holds majority voting power.
The filing highlights substantial risks, including a going concern qualification, past operating losses and negative operating cash flows, thin trading in the stock, potential dilution from future equity issuances, complex and evolving patent and litigation exposure, increased costs and control challenges as a relatively new Nasdaq-listed public company, and an expectation that no common stock dividends will be paid for the foreseeable future.
Alpha Modus Holdings, Inc. is informing stockholders that holders of approximately 74.1% of its voting power have approved, by written consent, the issuance of new common shares tied to service agreements, debt conversions and warrants. The company plans to issue 400,000 shares to Maxim Group, 250,000 to Rucus, 4,000,000 to Leron and 1,628,664 time- and performance-based restricted shares to Black Marble for advisory and development work. It also authorized common stock issuable under a no‑interest Loeb & Loeb note, a
Alpha Modus Holdings, Inc. (AMOD) has called a virtual 2025 annual meeting for December 30, 2025, at 1:00 p.m. Eastern time to vote on key corporate matters. Stockholders will elect five directors, consider a large increase in authorized Class A common stock from 200,000,000 to 2,000,000,000 shares, ratify MaloneBailey, LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2025, and cast a non-binding advisory vote on executive compensation.
Holders of 41,959,958 shares of common stock issued and outstanding as of November 17, 2025 may vote at the meeting. The board’s independent committees oversee audit, compensation, and governance, and the board recommends voting “FOR” all director nominees, the authorized share increase, auditor ratification, and the say‑on‑pay resolution.