AMASS Brands sets 30-day $1.50 warrant exercise window

AMASS Brands Inc. entered into Amendment No. 3 to its Warrant to Purchase Shares of Common Stock with Streeterville Capital, LLC on July 10, 2026.

Rhea-AI Filing Summary

AMASS Brands Inc. entered into Amendment No. 3 to its Warrant to Purchase Shares of Common Stock with Streeterville Capital, LLC on July 10, 2026. For a thirty-day “Reduced Exercise Price Period” starting on the amendment’s effective date, the warrant exercise price is reduced to $1.50 per share. After this period expires or is terminated earlier, the exercise price reverts to $16.00 per share. The company may end the Reduced Exercise Price Period at any time with two trading days’ prior written notice. All other warrant terms, originally issued under a March 17, 2026 Securities Purchase Agreement and previously amended on April 7, May 29, and June 12, 2026, remain in effect.

Insights

Convertible & structured financing analyst

AMASS temporarily lowers a warrant strike to $1.50, potentially accelerating exercises.

The amendment lowers the Streeterville Capital warrant exercise price to $1.50 per share for a thirty-day Reduced Exercise Price Period starting on the effective date. After that period, the strike reverts to $16.00. This structure can encourage near-term exercises, providing potential cash inflows if the warrant is in the money, but it may also increase near-term share issuance.

The company can terminate the Reduced Exercise Price Period at any time with two trading days’ written notice, giving it some control over the duration of the lower strike window. The warrant itself traces back to a Securities Purchase Agreement dated March 17, 2026 and prior amendments on April 7, 2026, May 29, 2026, and June 12, 2026. Overall implications depend on the number of warrants outstanding and the prevailing market price, which are not detailed here.

8-K Event Classification

2 items: 1.01, 9.01

2 items

Item 1.01 Entry into a Material Definitive Agreement Business

The company signed a significant contract such as a merger agreement, credit facility, or major partnership.

Item 9.01 Financial Statements and Exhibits Exhibits

Financial statements, pro forma financial information, or exhibit attachments filed with this report.

Key Figures

Temporary exercise price: $1.50 per share Post-period exercise price: $16.00 per share Reduced Exercise Price Period length: 30 days +3 more

6 metrics

Temporary exercise price $1.50 per share Warrant exercise price during the 30-day Reduced Exercise Price Period under Amendment No. 3

Post-period exercise price $16.00 per share Warrant exercise price after expiration or termination of the Reduced Exercise Price Period

Reduced Exercise Price Period length 30 days Duration of the lower $1.50 per share exercise price window

Termination notice period two trading days Advance written notice required for the company to terminate the Reduced Exercise Price Period

Securities Purchase Agreement date March 17, 2026 Original Securities Purchase Agreement date tied to the warrant issuance

Amendment No. 3 date July 10, 2026 Date AMASS Brands entered into the latest warrant amendment

Key Terms

Material Definitive Agreement, Warrant to Purchase Shares of Common Stock, Reduced Exercise Price Period, Securities Purchase Agreement, +1 more

5 terms

Material Definitive Agreement regulatory

"Item 1.01. Entry into a Material Definitive Agreement."

A material definitive agreement is a legally binding contract that creates major, long‑term obligations or rights for a company, such as loans, asset sales, mergers, or supplier deals. Think of it like a mortgage or lease for a business: it can change future cash flow, risk and control, so investors watch these agreements closely because they can materially affect a company’s value, financial health and stock price.

Warrant to Purchase Shares of Common Stock financial

"Amendment No. 3 to the Warrant to Purchase Shares of Common Stock"

Reduced Exercise Price Period financial

"a reduced exercise price of $1.50 per share for any exercise occurring during the thirty (30) day period commencing on the effective date of the Warrant Amendment (the “Reduced Exercise Price Period”)"

Securities Purchase Agreement financial

"originally issued to the Investor in connection with that certain Securities Purchase Agreement, dated March 17, 2026"

A securities purchase agreement is a written contract between a buyer and a seller outlining the terms for buying or selling financial assets such as stocks or bonds. It specifies details like the price, quantity, and conditions of the transaction, similar to a shopping list with agreed-upon terms. For investors, it provides clarity and legal protection when transferring ownership of these financial instruments.

Emerging Growth Company regulatory

"Emerging Growth Company x"

An emerging growth company is a recently public or smaller public firm that qualifies for temporary, lighter regulatory and disclosure rules to reduce the cost and effort of being public. For investors, it means the company may provide less historical financial detail and face fewer reporting requirements than larger firms, so it can grow more quickly but also carries higher uncertainty—like buying a promising early-stage product with fewer user reviews.

FAQ

What did AMASS Brands Inc (AMSS) change in the Streeterville Capital warrant?

AMASS Brands Inc. entered Amendment No. 3 to its warrant with Streeterville Capital, LLC, temporarily reducing the warrant exercise price to $1.50 per share for a defined 30-day period, after which the price reverts to $16.00 per share.

What is the Reduced Exercise Price Period for AMSS’s warrant amendment?

The Reduced Exercise Price Period is a 30-day window starting on the amendment’s effective date during which the warrant’s exercise price is $1.50 per share, compared to $16.00 per share after this period ends or is terminated.

Can AMASS Brands Inc (AMSS) end the reduced warrant exercise price early?

Yes. AMASS Brands Inc may terminate the Reduced Exercise Price Period at any time by providing the investor with two trading days’ prior written notice, after which the exercise price will be $16.00 per share.

Who is the investor under the AMSS warrant amendment signed July 10, 2026?

The investor under the warrant amendment is Streeterville Capital, LLC. The warrant was originally issued under a March 17, 2026 Securities Purchase Agreement and has been amended multiple times, including this July 10, 2026 amendment.

Do other terms of the AMSS Streeterville warrant change under Amendment No. 3?

No. The company states that all other terms and conditions of the existing warrant remain unchanged and in full force and effect. Only the exercise pricing mechanics and temporary Reduced Exercise Price Period are modified.

When did AMASS Brands Inc (AMSS) execute Amendment No. 3 to its warrant?

AMASS Brands Inc executed Amendment No. 3 to its warrant with Streeterville Capital, LLC on July 10, 2026, as referenced in the company’s report and signed by its Chief Executive Officer, Mark T. Lynn.

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Available on EDGAR 07/10/2026 - 05:01 PM Accepted by SEC EDGAR 07/10/2026 - 05:00 PM Learn about SEC filing dates

falseAMASS BRANDS0001851491CA 0001851491 2026-07-10 2026-07-10

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): July 10, 2026

AMASS BRANDS INC

(Exact name of registrant as specified in its charter)

Delaware		001-43286		81-5227282
(State or other jurisdiction of incorporation or organization)		(Commission File Number)		(I.R.S. Employer Identification No.)

860 E Stowell Road Santa Maria, CA		93454
(Address of principal executive offices)		(Zip Code)

(909) 293-8571

 Registrant’s telephone number, including area code:

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of Class		Trading Symbol		Name of Exchange On Which Registered
Common Stock		AMSS		Nasdaq Global Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging Growth Company x

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Item 1.01. Entry into a Material Definitive Agreement.

On July 10, 2026, AMASS Brands Inc (the “Company”) entered into Amendment No. 3 to the Warrant to Purchase Shares of Common Stock (the “Warrant Amendment”) with Streeterville Capital, LLC (the “Investor”). The Warrant Amendment amends the warrant to purchase shares of the Company’s common stock, as amended on May 29, 2026 and June 12, 2026 (the “Warrant”) originally issued to the Investor in connection with that certain Securities Purchase Agreement, dated March 17, 2026, by and between the Company and the Investor, as amended by that certain Global Amendment dated April 7, 2026.

The Warrant Amendment modifies the exercise price of the Warrant to provide for a reduced exercise price of $1.50 per share for any exercise occurring during the thirty (30) day period commencing on the effective date of the Warrant Amendment (the “Reduced Exercise Price Period”). Following the expiration or earlier termination of the Reduced Exercise Price Period, the exercise price will be $16.00 per share. The Company may terminate the Reduced Exercise Price Period at any time upon two (2) trading days’ prior written notice. All other terms and conditions of the Warrant remain unchanged and in full force and effect.

The foregoing description of the Warrant Amendment does not purport to be complete and is qualified in its entirety by reference to the full text of the Warrant Amendment, a copy of which is filed as Exhibit 4.1 hereto and is incorporated herein by reference.

Item 9.01 Financial Statements, Pro Forma Financial Information, and Exhibits.

(c) Exhibits

4.1 Amendment No. 3 to the Warrant to Purchase Shares of Common Stock.

2

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Dated: July 10, 2026

AMASS BRANDS INC

By:	/s/ Mark T. Lynn
	Mark T. Lynn
	Chief Executive Officer
	(Principal Executive Officer)

3

Filing Exhibits & Attachments

2 documents

Other Documents

• EX-4.1 EXHIBIT 4.1 60.1 KB
• EX-101 XBRL TAXONOMY EXTENSION SCHEMA 43.9 KB