Every 8-K that AMASS Brands Inc. (AMSS) has filed with the SEC in the last 24 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A 8-K covers material events a company has to report between its quarterly reports, so if you follow AMSS and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full AMSS filings page.
AMASS Brands Inc. received a Nasdaq notice on October 9, 2026, stating that its common stock closed below $1.00 per share for 30 consecutive business days from August 26, 2026, through October 8, 2026, putting it out of compliance with the Minimum Bid Price Requirement. The notice has no immediate effect on the stock’s Nasdaq Global Market listing. AMASS has through April 7, 2027, to regain compliance by closing at least $1.00 per share for a minimum of 10 consecutive business days during the 180-calendar-day grace period. If it does not, Nasdaq may provide a second 180-calendar-day period if AMASS applies to transfer its listing to the Nasdaq Capital Market and meets applicable listing standards. If compliance is not regained within the allotted periods, the common stock will be subject to delisting. Separately, a July 22, 2026, notice concerning market value of listed securities and publicly held shares gives AMASS until January 19, 2027; the new notice does not affect that separate period. AMASS intends to monitor its closing bid price and consider available options to address the deficiency.
AMASS Brands Inc. announced preliminary, unaudited third-quarter 2026 net revenue of approximately $5.3 million, up 30% year-over-year and approximately 20% above guidance. Preliminary core-brand net revenue grew approximately 67%, while preliminary non-alcoholic and functional revenue increased more than 5x.
Management said the figures reflect its initial review; they remain subject to quarter-end close procedures and review by the independent registered public accounting firm, and may differ materially from final results. AMASS also cited substantial doubt regarding its ability to continue as a going concern in its risk discussion.
AMASS BRANDS INC (AMSS) amended the terms of its Series C Convertible Preferred Stock and initiated a new capital draw under an existing financing agreement. The company filed an Amended and Restated Certificate of Designation for up to 35,000 authorized shares of Series C Preferred Stock, par value $0.00001 per share.
The amended terms revise liquidation and deemed liquidation provisions, adjust certain conversion rights and conversion pricing for limited conversion events, modify the company’s optional redemption mechanics (clarifying that holders cannot require redemption except in an actual liquidation, dissolution or winding up), update event of default provisions and remedies, and refresh related definitions and restrictive covenants. Separately, under a Securities Purchase Agreement with Streeterville Capital, LLC, AMASS requested an additional purchase of Series C Preferred Stock with an aggregate purchase price of $2,000,000, which the investor is obligated to fund subject to the agreement’s conditions.
AMASS Brands Inc. (Nasdaq: AMSS) reported second quarter 2026 net revenues of $5.59 million, up 2% from $5.50 million a year earlier, as the company continued shifting its portfolio toward higher-priority brands. Non-Alcoholic and Functional revenue rose 132% to $0.41 million, and the four Core Brands grew 12% and represented 67% of brand-attributed revenue.
Profitability weakened meaningfully. Gross profit fell to $1.50 million with gross margin of 26.7%, down from 39.0% in Q2 2025, reflecting inventory write-downs and portfolio simplification. Net loss widened to $7.55 million versus $1.27 million, and Adjusted EBITDA was a loss of $1.73 million. Operating expenses rose sharply, driven mainly by higher general and administrative costs and impairment charges.
As of June 30, 2026, cash and cash equivalents were $1.57 million, current liabilities were $25.36 million, and total stockholders’ equity was $0.99 million. Management introduced guidance, expecting second-half fiscal 2026 net revenues of at least $8.7 million, implying at least roughly 10% year-over-year growth, while noting risk factors including capital needs, going-concern uncertainty, Nasdaq listing compliance and past-due mezzanine notes.
AMASS Brands Inc entered into a Side Letter Agreement with Full Glass that replaces a $4,000,000 multi-year wine purchase obligation with a $427,000 settlement and terminates the prior Purchase Agreement, subject to limited surviving provisions for credit mechanics and licensing.
Of the Settlement Amount, $31,750 is due by July 31, 2026 for release of certain wine inventory, and $406,000 becomes a Deposit. Full Glass may either use the Deposit alongside a cash payment to buy 135,333.33 gallons of finished wine at $5.00 per gallon while redeeming the Company’s equity in FGWC at $8.77 per unit, or apply the entire Deposit solely to equity redemption.
The Side Letter includes a one-time $10,000 late charge for overdue installments with a seven-day cure, a make‑whole obligation if FGWC is sold within one year after a Redemption Agreement, acknowledgment that a secured note has been fully paid, the Company’s agreement to release related security interests, and broad mutual releases with a waiver of California Civil Code Section 1542.
AMASS Brands Inc reported that on July 29, 2026 it delivered an investor presentation to investors and potential investors. The presentation is provided as Exhibit 99.1 and is treated as information furnished under Regulation FD, rather than filed for liability purposes or automatically incorporated into other securities law filings.
AMASS Brands Inc. reported that Nasdaq notified it on July 22, 2026 that the company no longer meets Nasdaq Global Market continued listing requirements based on market value tests.
For the 30 consecutive business days from June 8 through July 21, 2026, its market value of listed securities was below $50,000,000 and its market value of publicly held shares was below $15,000,000. The notice does not immediately affect trading, and AMASS has 180 calendar days, until January 19, 2027, to regain compliance by meeting both thresholds for at least ten consecutive business days. The company plans to monitor these measures and may seek a transfer to the Nasdaq Capital Market.
AMASS Brands Inc. entered into Amendment No. 3 to its Warrant to Purchase Shares of Common Stock with Streeterville Capital, LLC on July 10, 2026. For a thirty-day “Reduced Exercise Price Period” starting on the amendment’s effective date, the warrant exercise price is reduced to $1.50 per share. After this period expires or is terminated earlier, the exercise price reverts to $16.00 per share. The company may end the Reduced Exercise Price Period at any time with two trading days’ prior written notice. All other warrant terms, originally issued under a March 17, 2026 Securities Purchase Agreement and previously amended on April 7, May 29, and June 12, 2026, remain in effect.
AMASS Brands Inc. entered into a Second Amendment to its Simple Agreement for Future Equity (SAFE) with AfterDream on June 25, 2026. The amendment increases the SAFE Purchase Amount from $1,535,000 to $1,735,000, reflecting an additional $200,000 investment by the company.
The Post-Money Valuation Cap remains at $7,500,000, and all other material terms of the SAFE are unchanged. These include the existing conversion mechanics tied to an Equity Financing, Liquidity Event, or Dissolution Event.
AMASS Brands Inc entered into a Simple Agreement for Future Equity (SAFE) with AfterDream, investing a total of $1,535,000 for the right to receive AfterDream equity in future events. The SAFE initially provided a $1,435,000 purchase amount, later increased by $100,000 through an amendment.
The SAFE carries a post-money valuation cap of $7,500,000. Depending on a future equity financing, liquidity event, or dissolution event at AfterDream, AMASS would receive preferred or common shares or cash proceeds calculated under the SAFE’s conversion and liquidation mechanics. The agreement is generally non-transferable without consent.
AMASS Brands Inc. entered into Amendment No. 2 to its existing warrant held by Streeterville Capital, LLC. For a ninety-day “Reduced Exercise Price Period” starting on the amendment’s effective date, the warrant exercise price is temporarily reduced to $3.00 per share, after which it reverts to $16.00 per share. The company can end this reduced-price window at any time with two trading days’ prior written notice, while all other warrant terms remain unchanged.
AMASS Brands Inc. entered into a material definitive agreement with Streeterville Capital, LLC to amend an existing warrant to purchase its common stock. The amendment temporarily reduces the warrant exercise price to $5.00 per share for a ninety-day “Reduced Exercise Price Period” starting on the amendment’s effective date.
After this period expires or is terminated, the exercise price resets to $16.00 per share. AMASS may end the Reduced Exercise Price Period at any time by giving two trading days’ prior written notice, while all other warrant terms remain unchanged.
AMASS Brands Inc. entered into a financing transaction by completing a second closing under its Securities Purchase Agreement with Streeterville Capital. The company issued and sold 7,000 shares of Series C Convertible Preferred Stock for an aggregate purchase price of $6,990,000, net of a $30,000 transaction expense amount payable to the investor.
Each Series C share has a stated value of $1,086.96 and is convertible into common stock under a certificate of designation filed on May 19, 2026. The conversion price initially equals a fixed price and later becomes the lesser of that fixed price and a market-based price, in each case subject to a floor. Conversions are limited by a 9.99% beneficial ownership cap and an exchange cap under Nasdaq Listing Rule 5635(d). The shares were sold as an unregistered offering relying on Section 4(a)(2) and Rule 506(b) of Regulation D.
AMASS Brands Inc. created a new class of Series C Convertible Preferred Stock and completed a direct listing of its common stock on Nasdaq under the symbol AMSS. The Certificate of Designation authorizes 35,000 shares of Series C Preferred Stock, which rank senior to all other capital stock for dividends and liquidation. Each share carries a 2% per quarter preferred return on stated value, with the rate increasing to 18% per annum after an Event of Default, and can be paid in cash or additional preferred shares. The preferred is convertible into common stock at a fixed price, or the lower of the fixed and market price after a Trigger Event or Event of Default, subject to a 9.99% beneficial ownership cap per holder and affiliates. Strong protective covenants restrict new issuances, asset sales above $500,000, new preferred classes, and fundamental transactions without consent from a majority of preferred holders, and allow company redemptions at 115% of the liquidation amount after six months. The company states it has generated more than $80 million in cumulative revenue, sold over 5.7 million bottles and reached more than 40,000 points of sale across nine core beverage brands.