STOCK TITAN

Amerant Bancorp (AMTB) director receives grant of 2,885 RSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Rucker Ashaki reported acquisition or exercise transactions in this Form 4 filing.

Amerant Bancorp Inc. director Ashaki Rucker received an equity compensation grant of 2,885 restricted stock units (RSUs), each tied to one share of Class A Common Stock. Following this grant, Rucker directly holds 2,885 RSUs.

The RSU award granted on June 2, 2026 will vest on the first anniversary of the grant date, provided Rucker remains in continuous service as a director through the 2027 annual shareholder meeting or through that first anniversary. Shares of Class A Common Stock will be delivered upon vesting.

Positive

  • None.

Negative

  • None.
Insider Rucker Ashaki
Role null
Type Security Shares Price Value
Grant/Award Restricted Stock Units 2,885 $0.00 --
Holdings After Transaction: Restricted Stock Units — 2,885 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock. On June 2, 2026, the reporting person was granted 2,885 RSUs. Such RSU award will vest on the first anniversary of the date of the grant, provided that the reporting person remains in continuous service of the Company as a Director through the annual meeting of the shareholders of the Company to be held in 2027 or through the first anniversary of the date of grant. Each RSU represents a right to receive one share of Class A Common Stock upon vesting.
RSUs granted 2,885 units Restricted stock units granted on June 2, 2026
Underlying shares 2,885 shares Class A Common Stock underlying RSUs
Post-grant RSU holdings 2,885 units Total RSUs directly held after transaction
Grant price $0.00 per unit Compensation award, no purchase price
Restricted Stock Units financial
"The reporting person was granted 2,885 RSUs."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
RSU financial
"Each RSU represents a right to receive one share of Class A Common Stock upon vesting."
Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.
Class A Common Stock financial
"Each restricted stock unit is the economic equivalent of one share of Class A Common Stock."
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
continuous service financial
"The RSU award will vest if the reporting person remains in continuous service as a Director."
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rucker Ashaki

(Last)(First)(Middle)
C/O AMERANT BANCORP INC.
220 ALHAMBRA CR.

(Street)
CORAL GABLES FLORIDA 33134

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Amerant Bancorp Inc. [ AMTB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/02/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units$0(1)06/02/2026A2,885 (2) (2)Class A Common Stock2,885$02,885D
Explanation of Responses:
1. Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.
2. On June 2, 2026, the reporting person was granted 2,885 RSUs. Such RSU award will vest on the first anniversary of the date of the grant, provided that the reporting person remains in continuous service of the Company as a Director through the annual meeting of the shareholders of the Company to be held in 2027 or through the first anniversary of the date of grant. Each RSU represents a right to receive one share of Class A Common Stock upon vesting.
Remarks:
/s/ Julio V. Pena, as Attorney-in-Fact for Ashaki Rucker06/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Amerant Bancorp (AMTB) report for Ashaki Rucker?

Amerant Bancorp reported that director Ashaki Rucker received 2,885 restricted stock units as an equity award. These RSUs are compensation-based, not an open-market purchase, and each unit is economically equivalent to one share of Class A Common Stock upon vesting.

How many Amerant Bancorp (AMTB) RSUs were granted to Ashaki Rucker?

Ashaki Rucker was granted 2,885 restricted stock units by Amerant Bancorp. Each RSU represents the right to receive one share of Class A Common Stock if vesting conditions are met, making the grant equivalent to 2,885 potential common shares.

When do Ashaki Rucker’s Amerant Bancorp (AMTB) RSUs vest?

The 2,885 RSUs granted to Ashaki Rucker vest on the first anniversary of the June 2, 2026 grant date. Vesting requires continuous service as a director through the 2027 annual shareholder meeting or through that first anniversary date, whichever is applicable.

Is Ashaki Rucker’s Amerant Bancorp (AMTB) RSU grant an open-market stock purchase?

No, the 2,885 restricted stock units granted to Ashaki Rucker are a compensation award, not an open-market stock purchase. The RSUs carry no purchase price and convert into Class A Common Stock only upon satisfying the vesting conditions described in the grant.

What does each Amerant Bancorp (AMTB) RSU granted to Ashaki Rucker represent?

Each restricted stock unit granted to Ashaki Rucker is the economic equivalent of one share of Class A Common Stock. After the RSUs vest, each unit entitles the holder to receive one share, aligning the director’s compensation with the company’s share value.