Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering $258,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index, maturing on
If not called and the final level of any underlying asset is below its downside threshold (60% of initial level), holders suffer a loss equal to the negative return of the least performing underlying asset; in extreme cases holders could lose all principal. The estimated initial value per Note on the trade date was
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc., due
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Advanced Micro Devices, Inc. (the underlying) due on or about
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Marvell Technology, Inc. The Notes trade March 17, 2026, settle March 19, 2026, and mature March 19, 2029. They pay periodic contingent coupons only if the underlying closing level meets or exceeds a coupon barrier on observation dates. The Notes are automatically callable monthly (beginning ~3 months after trade) if the underlying closes at or above the initial level; an automatic call pays principal plus any contingent coupon then due. If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; if the final level is below that threshold, principal repayment is reduced pro rata to the underlying return and you could lose a significant portion or all of your investment. The offering example shows a
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Marvell Technology, Inc. The Notes mature on
The Notes pay periodic contingent coupons only if the underlying closing level on an observation date meets or exceeds a coupon barrier; they are subject to monthly automatic calls beginning approximately three months after the trade date if the underlying closing level is at or above the initial level. If not called and the final level is below the downside threshold, principal repayment at maturity will be reduced pro rata to the underlying return, potentially causing a significant loss or total loss of principal. Payments are subject to the creditworthiness of UBS. The minimum investment is 100 Notes at $10 per Note and the estimated initial value range is
UBS AG has published a preliminary pricing supplement for $• Trigger Autocallable Contingent Yield Notes linked to the common stock of Blackstone Inc. The trade date is
The Notes pay periodic contingent coupons only if the underlying closing level on an observation date meets or exceeds a coupon barrier; they are automatically called early if the underlying closing level on an observation date is equal to or greater than the initial level. If not called, principal repayment at maturity is contingent: full principal is repaid only if the final level is at or above a downside threshold (example shows a
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Lam Research Corporation. The Notes pay a contingent coupon on scheduled coupon payment dates only if the closing level of Lam Research is at or above the coupon barrier on the applicable observation date; otherwise no coupon is paid. The Notes are automatically called early if an observation-date closing is at or above the initial level, in which case holders receive the
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Microsoft common stock due
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Lam Research Corporation, with an expected trade date of
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation, due on or about
The notes feature an automatic call if the underlying closing level on any quarterly observation date (beginning after 12 months) is equal to or greater than the initial level, in which case UBS pays principal plus any contingent coupon on the related call settlement date. If not auto‑called, repayment at maturity is contingent: if the final level is at or above the disclosed downside threshold, principal is paid; if below, principal is reduced pro rata to the underlying return (examples use an 80% downside threshold).
Trade date is