Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Oracle Corporation due April 23, 2027. Each Note has a principal amount of $10 and pays a contingent coupon only if the underlying stock closes at or above a specified coupon barrier on observation dates. The Notes are automatically called early if the underlying equals or exceeds the initial level on any observation date prior to the final valuation date, in which case holders receive principal plus any contingent coupon due on the related coupon payment date.
If not called, repayment at maturity depends on the final level versus a downside threshold (example: $60.00, or 60.00% of the initial level). If the final level is below that threshold, repayment may be less than principal and can result in a percentage loss equal to the underlying return; in extreme cases you could lose your entire investment. The Notes are unsecured obligations of UBS and all payments are subject to UBS creditworthiness. The estimated initial value on the trade date is $9.80.
UBS AG priced a preliminary offering of Trigger Autocallable Contingent Yield Notes linked to the common stock of Fluor Corporation, with a trade date of April 21, 2026 and expected settlement on April 23, 2026. The notes mature on April 24, 2028 with a final valuation date of April 20, 2028. Each Note has a $10 principal amount and pays contingent coupons only if the underlying stock meets the coupon barrier on observation dates; an automatic early call occurs if the underlying equals or exceeds the initial level on an observation date. If not called, repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise principal is reduced pro rata based on the underlying return. The preliminary estimated initial value range is $9.49 to $9.74 per Note and minimum investment is 100 Notes ($1,000).
UBS AG priced Trigger Autocallable Contingent Yield Notes linked to Snowflake Inc. stock due April 23, 2027. The Notes pay contingent coupons only if the underlying closing level on observation dates meets the coupon barrier and will be automatically called early if the underlying equals or exceeds the initial level on any prior observation date. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; if the final level is below that threshold, the cash payment equals $10 x (1 + underlying return), which can result in a partial or total loss of principal. Payments depend on UBS creditworthiness. Trade date is April 21, 2026; settlement April 23, 2026; final valuation date April 21, 2027; maturity April 23, 2027. The estimated initial value per Note was $9.74 and the minimum investment is 100 Notes.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Netflix, Inc. The Notes have a $10 principal amount per Note, a trade date of April 21, 2026, expected settlement April 23, 2026, final valuation date April 21, 2027 and maturity April 23, 2027. The Notes pay a contingent coupon only if the underlying closing level on an observation date meets or exceeds the coupon barrier; they are automatically called early if the underlying closing level on any observation date prior to the final valuation date is equal to or greater than the initial level. If not called, repayment at maturity is contingent: if the final level is below the downside threshold the cash payment may be less than the principal and could result in the loss of a significant portion or all of your investment. Estimated initial value is expected to be between $9.48 and $9.73 per Note and the Notes are offered in minimum increments of 100 Notes ($1,000).
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Salesforce, Inc. The notes pay a contingent coupon only if the underlying closing level on an observation date meets or exceeds a coupon barrier and are automatically called early if the underlying equals or exceeds the initial level on any observation date. If not called, repayment of principal at maturity depends on the final level relative to a downside threshold; if the final level is below that threshold, investors suffer a loss tied to the underlying return, potentially losing all principal. Key terms: trade date April 21, 2026, settlement April 23, 2026, final valuation date April 21, 2027, maturity April 23, 2027. Estimated initial value was $9.83 per $10 note. All payments are subject to UBS credit risk.
UBS AG priced a preliminary pricing supplement for Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation, due on or about April 24, 2028. The Notes pay periodic contingent coupons only if the underlying stock meets the coupon barrier on observation dates and are automatically called if the underlying equals or exceeds the initial level on any observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise investors suffer principal loss linked to the underlying return. The Notes have a $10 principal per Note, minimum investment of 100 Notes ($1,000), an estimated initial value between $9.50 and $9.75, and are subject to UBS credit risk and the product supplement and prospectus terms.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Moderna, Inc. due on or about April 23, 2027. The notes pay contingent coupons only if the underlying stock is at or above specified barriers on observation dates and are automatically called if the stock closes at or above the initial level on any observation date prior to the final valuation date. If not called, repayment of principal at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise investors suffer losses equal to the percentage decline in the underlying, potentially losing the entire principal. Trade date is April 21, 2026 and settlement is expected on April 23, 2026. The minimum investment is 100 Notes at $10 per Note; the estimated initial value range is $9.48 to $9.73 per Note as of the trade date. All payments are subject to UBS’s creditworthiness.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation due on or about April 23, 2027. The Notes pay periodic contingent coupons only if the underlying's closing level meets a coupon barrier on observation dates and are subject to an automatic call if the underlying equals or exceeds the initial level on any observation date. Principal is $10 per Note with a minimum investment of 100 Notes ($1,000). The offering includes an example contingent coupon rate of 18.11% p.a., an illustrative coupon payment of $0.4528 per $10 Note, and a downside threshold equal to 60.00% of the initial level. If not called and the final level is below the downside threshold, repayment at maturity may be less than principal, and investors can lose a significant portion or all of their investment. Any payments depend on UBS’ creditworthiness. Trade date is April 21, 2026 and expected settlement is April 23, 2026.
UBS AG offers preliminary terms for Trigger Autocallable Contingent Yield Notes linked to Microsoft Corporation stock. The Notes are approximately one-year securities maturing on April 23, 2027 with an expected trade date of April 21, 2026 and settlement on April 23, 2026.
The Notes have a principal amount of $10 per Note, a minimum investment of 100 Notes ($1,000), and an estimated initial value range of $9.49 to $9.74. Holders may receive periodic contingent coupons only if the underlying closing level meets or exceeds the coupon barrier on observation dates; an automatic call occurs if the underlying closes at or above the initial level on an observation date. If not called and the final level is below the downside threshold (example: $80.00, or 80.00% of the initial level), principal repayment at maturity will be reduced pro rata and could result in total loss.
UBS AG priced a preliminary offering of Trigger Autocallable Contingent Yield Notes linked to the common stock of Snowflake Inc. The Notes mature on April 23, 2027 and feature periodic contingent coupons, an automatic call if the underlying meets the initial level on an observation date, and contingent principal repayment at maturity tied to the final level relative to a downside threshold.
The Notes have a $10 principal amount per Note, a minimum investment of 100 Notes ($1,000), and an estimated initial value of $9.48 to $9.73. Example terms show a contingent coupon rate of 25.55% per annum and a downside threshold equal to 60.00% of the initial level; if the final level is below that threshold, principal repayment may be reduced and investors could lose a significant portion or all of their investment. Payments are subject to UBS credit risk.