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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Salesforce, Inc., due on or about April 23, 2027. The Notes pay periodic contingent coupons only if the underlying equity closes at or above a coupon barrier on observation dates and are automatically called early if the underlying closes at or above the initial level on any observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise repayment is reduced proportionally to the underlying return, potentially resulting in total loss. Payments are subject to UBS credit risk. Trade date is April 21, 2026 with settlement expected April 23, 2026. The principal amount per Note is $10 and estimated initial value range is $9.56 to $9.81.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Fluor Corporation stock due April 23, 2027. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and will be automatically called early if the underlying closes at or above the initial level on any observation date. If not called, principal is repaid at maturity only if the final level is at or above a stated downside threshold; otherwise repayment is reduced pro rata to the decline in the underlying, and investors can lose a substantial portion or all of principal. Payments depend on UBS creditworthiness. Trade and settlement dates and key thresholds are set in the offering material.

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UBS AG offers $300,000 principal of Trigger Autocallable Contingent Yield Notes linked to the common stock of Meta Platforms, Inc., maturing on April 23, 2027. The notes pay periodic contingent coupons only if the underlying closes at or above the coupon barrier on observation dates and can be automatically called early if the underlying closes at or above the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above the downside threshold; otherwise repayment declines in proportion to the underlying return and investors can lose a significant portion or all principal. Payments are subject to UBS creditworthiness. Trade date, settlement and final valuation dates and other mechanics are stated in the pricing supplement.

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UBS AG is offering $325,000 in Trigger Autocallable Contingent Yield Notes linked to the common stock of V.F. Corporation, maturing on April 23, 2027. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and are automatically called if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; otherwise repayment at maturity can be less than principal and may reflect the underlying's percentage decline. Any payments depend on UBS's creditworthiness. Trade and settlement are expected on April 21, 2026 and April 23, 2026, respectively; final valuation and maturity occur in April 2027.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to ULTA Beauty common stock with a stated offering amount of $425,000. The Notes pay a contingent coupon only when the underlying closing level at an observation date meets or exceeds the coupon barrier; otherwise no coupon is paid. The Notes can be automatically called quarterly beginning ~6 months after issuance if the underlying closes at or above the initial level, in which case holders receive principal plus any contingent coupon due on the call settlement date. If not called, repayment at maturity depends on the final level: holders receive the $10 principal if the final level is at or above the disclosed downside threshold; if the final level is below that threshold, repayment equals $10 × (1 + Underlying Return), exposing holders to the underlying's negative return (in extreme cases, a total loss). Trade and settlement dates are April 21, 2026 and April 23, 2026; final valuation and maturity dates are April 19, 2029 and April 23, 2029. The estimated initial value was $9.75, and all payments are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Blackstone Inc. The notes pay a contingent coupon only if the underlying closing level meets a coupon barrier on observation dates and may be automatically called early if the underlying equals or exceeds the initial level. If not called, principal repayment at maturity depends on the final level relative to a downside threshold; if the final level is below that threshold, investors suffer a loss equal to the underlying return and could lose all principal. The notes have a $10 principal per note, trade date April 21, 2026, settlement April 23, 2026, final valuation date April 21, 2027, and maturity April 23, 2027. Payments are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Dell Technologies Inc. The Notes have a Principal Amount of $10 per Note, an expected trade date of April 21, 2026, and a maturity date of April 24, 2028. The Notes pay a periodic contingent coupon only if the underlying closes at or above the coupon barrier on observation dates and are automatically called if the underlying closes at or above the initial level on any observation date. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold, exposing holders to the negative return of the underlying and potential loss of principal. The issuer credit risk of UBS AG applies to all payments. The estimated initial value at trade date is $9.79.

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UBS AG priced a preliminary offering for Trigger Autocallable Contingent Yield Notes linked to the common stock of Fluor Corporation, maturing about April 23, 2027. The Notes pay a contingent coupon only if the underlying meets a coupon barrier on observation dates and are automatically called if the underlying equals or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above a downside threshold; otherwise repayment is reduced proportionally to the underlying return. Trade date and expected settlement are April 21, 2026 and April 23, 2026. The Notes have a principal amount of $10 per Note, an estimated initial value range of $9.51–$9.76, and an example contingent coupon rate of 16.41% per annum. The Notes are unsecured obligations of UBS and subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The Notes have a principal amount of $10 per Note, trade date April 21, 2026, settlement April 23, 2026, and maturity April 23, 2027. The Notes pay contingent coupons only when the underlying closing level on observation dates meets or exceeds a coupon barrier and will be automatically called early if the underlying closing level on any observation date prior to the final valuation date is equal to or greater than the initial level. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold, UBS will repay principal; if below, repayment will decline in proportion to the underlying return, potentially resulting in loss of all principal. The estimated initial value as of the trade date is $9.74. Minimum investment is 100 Notes ($1,000). All payments are subject to UBS credit risk; a UBS default could result in loss of principal.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of DexCom, Inc. The notes mature on April 24, 2028 and include periodic observation dates, an automatic call feature and contingent coupons that pay only if the underlying meets the coupon barrier.

If the notes are automatically called, holders receive principal plus any contingent coupon on the related call settlement date. If not called, repayment at maturity depends on the final level versus a downside threshold: if the final level is below that threshold, principal repayment is reduced pro rata to the underlying return and investors can lose a significant portion or all of their investment. All payments are subject to UBS credit risk.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on April 21, 2026.