STOCK TITAN

UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Ford Motor Company due on or about April 23, 2027. The notes pay periodic contingent coupons only if the underlying's closing level on each observation date is at or above a specified coupon barrier, and will be automatically called if the underlying closes at or above the initial level on any observation date prior to maturity. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise repayment declines in line with the underlying return and investors may lose a significant portion or all of principal. Trade date is April 21, 2026, settlement date is April 23, 2026, final valuation date is April 21, 2027, and maturity is April 23, 2027. Estimated initial value per $10 Note is between $9.45 and $9.70. All payments are subject to UBS credit risk.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering $715,000 principal of Trigger Autocallable Contingent Yield Notes linked to the common stock of Intel Corporation, maturing on April 23, 2029. The Notes pay a contingent coupon on each coupon payment date only if the underlying closing level on the related observation date is equal to or above the coupon barrier; otherwise no coupon is paid.

The Notes are automatically called early if the underlying closing level on any quarterly observation date (beginning after six months) is equal to or greater than the initial level, in which case holders receive principal plus any contingent coupon then due. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold the principal amount is paid; if below, holders suffer a percentage loss equal to the underlying return and could lose all of their investment. The Notes have a minimum investment of 100 Notes at $10 per Note and an estimated initial value of $9.74 as of the trade date.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Fluor Corporation stock due April 24, 2028. The Notes pay periodic contingent coupons only if the underlying closing level meets or exceeds a coupon barrier on each observation date and may autocall early if the underlying equals or exceeds the initial level on an observation date. At maturity, if not called, principal is repaid only if the final level is at or above the downside threshold; otherwise principal is reduced in proportion to the underlying return and could be lost. Payments depend on UBS's creditworthiness. Trade date is April 21, 2026, settlement expected April 23, 2026, final valuation date April 20, 2028, maturity April 24, 2028. The estimated initial value on the trade date is $9.79 per $10 Note.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Vertiv Holdings Co with a trade date of April 21, 2026 and expected maturity on April 23, 2029. The Notes pay periodic contingent coupons only if the underlying meets coupon barriers on observation dates and may be automatically called early if the underlying equals or exceeds the initial level on an observation date. Principal repayment at maturity is contingent: if the final level is below the downside threshold you may receive less than principal, potentially losing a significant portion or all of your investment. Minimum purchase is 100 Notes ($1,000). Estimated initial value range on the trade date is stated as $9.33 to $9.58. All payments are subject to UBS credit risk.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Filing
Rhea-AI Summary

UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Netflix, Inc. due April 23, 2027. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and can be automatically called early if the underlying closes at or above the initial level on any prior observation date. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold you receive the $10 principal; if below, repayment is reduced in proportion to the underlying return, potentially resulting in a total loss of principal. The Notes are unsecured obligations of UBS and any payments depend on UBS' creditworthiness. Key disclosed terms include a contingent coupon rate of 11.49% per annum (example), an estimated initial value of $9.81 per $10 Note, minimum investment 100 Notes (representing $1,000), trade date April 21, 2026, settlement April 23, 2026, final valuation date April 21, 2027, and maturity April 23, 2027.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation with a principal amount of $10 per Note. The Notes pay a contingent coupon only if the underlying stock closes at or above a coupon barrier on observation dates and will be automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, repayment at maturity depends on the final level: if the final level is at or above the downside threshold, UBS will repay the principal amount; if below the downside threshold, repayment will be reduced and could result in a loss up to the full principal amount. Trade date is April 21, 2026, settlement is April 23, 2026, final valuation date is April 20, 2028, and maturity is April 24, 2028. The estimated initial value on the trade date is $9.80. All payments are subject to UBS credit risk.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Moderna, Inc. The Notes mature on April 23, 2027 and may be automatically called early if the underlying stock closes at or above the initial level on an observation date. Contingent coupons are payable only when the underlying closing level on an observation date is equal to or greater than the coupon barrier; otherwise no coupon is paid for that period. If the Notes are not called and the final level is below the downside threshold, principal repayment at maturity will be reduced proportionally to the percentage decline in the underlying, and investors could lose a significant portion or all of their principal. Any payment is subject to UBS credit risk. Trade date and settlement are April 21, 2026 and April 23, 2026, respectively.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Freeport-McMoRan Inc., due on or about April 24, 2028. The preliminary pricing supplement describes periodic contingent coupons, an automatic call if the underlying reaches an initial level on observation dates, and contingent principal repayment at maturity tied to a downside threshold.

The Notes pay a contingent coupon only when the underlying closes at or above the coupon barrier on an observation date; otherwise no coupon is paid. If autocalled, investors receive principal plus any contingent coupon on the related call settlement date. If not autocalled and the final level is below the downside threshold, principal is reduced pro rata to the underlying return; in extreme cases investors could lose their entire principal. Example terms include a sample contingent coupon rate of 20.14% per annum, downside threshold of 70% of initial level, an estimated initial value range of $9.48 to $9.73 per Note, and a minimum investment of $1,000.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Intel Corporation, with expected trade date April 21, 2026 and maturity on April 23, 2029. The Notes pay contingent coupons only if the underlying's closing level meets a coupon barrier on observation dates; they will be automatically called early if the underlying equals or exceeds the initial level on any quarterly observation date (beginning after six months). If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise principal is reduced pro rata to the underlying return, and investors could lose a significant portion or all of their investment. Estimated initial value per $10 Note is between $9.36 and $9.61; principal amount per Note is $10. All payments remain subject to UBS credit risk.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Oracle Corporation due April 23, 2027. Each Note has a principal amount of $10 and pays a contingent coupon only if the underlying stock closes at or above a specified coupon barrier on observation dates. The Notes are automatically called early if the underlying equals or exceeds the initial level on any observation date prior to the final valuation date, in which case holders receive principal plus any contingent coupon due on the related coupon payment date.

If not called, repayment at maturity depends on the final level versus a downside threshold (example: $60.00, or 60.00% of the initial level). If the final level is below that threshold, repayment may be less than principal and can result in a percentage loss equal to the underlying return; in extreme cases you could lose your entire investment. The Notes are unsecured obligations of UBS and all payments are subject to UBS creditworthiness. The estimated initial value on the trade date is $9.80.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus

FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on April 21, 2026.