STOCK TITAN

UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Dow Inc. The Notes pay periodic contingent coupons only if the underlying meets a coupon barrier on observation dates and can be automatically called early if the underlying equals or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is repaid if the final level is at or above a downside threshold; if below, repayment is reduced pro rata to the underlying return and you could lose your entire investment. Trade date is April 21, 2026, expected settlement April 23, 2026, final valuation date April 21, 2027, and maturity April 23, 2027. Minimum investment is 100 Notes at $10 per Note. The estimated initial value range is $9.42 to $9.67. All payments are subject to UBS credit risk.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation, maturing on or about April 23, 2027. The notes pay periodic contingent coupons only when the underlying closing level meets or exceeds a coupon barrier on observation dates and are subject to an automatic call if the underlying equals or exceeds the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity is contingent: investors receive $10 per note if the final level is at or above the downside threshold, but otherwise receive $10 x (1 + Underlying Return), exposing them to the percentage decline in the underlying (and possible loss of all principal). Trade date is April 21, 2026 and settlement date is April 23, 2026. Estimated initial value is between $9.49 and $9.74.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

The issuer, UBS AG, is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Albemarle Corporation with stated trade and settlement dates of April 21, 2026 and April 23, 2026. The notes mature on April 23, 2027 with a final valuation date of April 21, 2027. The offering references a total issue size of $325,000 and a minimum purchase of 100 Notes at $10 per Note (a $1,000 minimum investment). Investors may receive periodic contingent coupons only if the underlying closing level on an observation date equals or exceeds the coupon barrier; the notes are automatically called early if the underlying closes at or above the initial level on any observation date. If not called, repayment of principal at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; otherwise principal repayment falls in proportion to the underlying return, and investors can lose a significant portion or all of their investment. Any payments remain subject to the creditworthiness of UBS AG.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation, with final terms set on the trade date. The Notes pay periodic contingent coupons only if the underlying meets a coupon barrier on observation dates and may be automatically called quarterly after 12 months if the underlying meets or exceeds the initial level. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise principal is reduced proportionally to the decline in the underlying, and investors could lose a significant portion or all of their investment. Trade date is April 21, 2026, expected settlement April 23, 2026, final valuation date April 20, 2028, and maturity April 24, 2028. The offering has a minimum purchase of 100 Notes ($1,000) and the estimated initial value is between $9.39 and $9.64 per Note. All payments are subject to UBS credit risk.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Ford Motor Company that mature on April 23, 2027. The notes pay periodic contingent coupons only if the underlying closing level meets the coupon barrier on observation dates and are automatically called early if the underlying closing level on any prior observation date is equal to or greater than the initial level. If not called, principal repayment at maturity is contingent: the issuer will return the $10 principal per note if the final level is at or above the downside threshold; if the final level is below that threshold, the cash payment equals $10 x (1 + Underlying Return), which can result in a significant loss or total loss of principal. Trade date is April 21, 2026, settlement is April 23, 2026, final valuation date is April 21, 2027, and maturity is April 23, 2027. The notes are unsecured obligations of UBS and any payments depend on UBS's creditworthiness. The estimated initial value on the trade date is $9.71 and the minimum purchase is 100 notes ($1,000).

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Intel Corporation stock due on or about April 23, 2027. The Notes pay a contingent coupon only if the underlying stock closes at or above the coupon barrier on observation dates and will autocall early if the stock closes at or above the initial level on any observation date prior to the final valuation date. If not called and the final level is at or above the downside threshold, principal is repaid; if the final level is below the downside threshold, repayment at maturity is reduced proportionally to the underlying return and could result in total loss. Payments are subject to UBS credit risk. Trade date is April 21, 2026 with settlement April 23, 2026; final valuation date is April 21, 2027 and maturity is April 23, 2027. The Notes are offered in minimum increments of 100 Notes at $10 per Note and the estimated initial value per Note is between $9.52 and $9.77.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Filing
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Microsoft common stock due on or about April 23, 2027. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and will be automatically called early if the underlying closes at or above the initial level on any observation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise the cash payment equals $10 x (1 + Underlying Return), exposing noteholders to the underlying's negative return (potentially a total loss). The Notes are unsecured obligations of UBS and payments are subject to UBS credit risk. Trade date and pricing are set on the cover; estimated initial value is between $9.49 and $9.74 per Note.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Vertiv Holdings Co. The Notes have a principal amount of $10 per Note, a term of approximately three years, and are conditionally callable and payable based on observation‑date stock levels.

The trade date is April 21, 2026 with expected settlement on April 23, 2026. The final valuation date is April 19, 2029 and maturity is April 23, 2029. An automatic call occurs if the underlying’s closing level on any observation date before maturity is equal to or greater than the initial level; if called, UBS pays principal plus any contingent coupon on the call settlement date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the disclosed downside threshold (example: $60.00, or 60% of the initial level); if below that threshold, repayment is reduced pro rata by the underlying return and you may lose a substantial portion or all of your investment.

The pricing supplement shows an example contingent coupon rate of 22.57% per annum and an estimated initial value of the Notes of $9.66 as of the trade date. Minimum investment is 100 Notes (a $1,000 investment). All payments, including principal, depend on UBS’s creditworthiness.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Albemarle Corporation. The Notes have a principal amount of $10 per Note, a trade date of April 21, 2026, expected settlement April 23, 2026, final valuation date April 21, 2027 and maturity April 23, 2027.

Contingent coupons are paid only if the underlying closing level on an observation date is at or above the coupon barrier; the Notes will autocall early if the underlying closes at or above the initial level on any observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold (example: $60.00, 60.00% of the initial level); otherwise you suffer a loss equal to the underlying return and could lose your entire investment. The estimated initial value range is $9.53 to $9.78 per Note as of the trade date.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Freeport-McMoRan Inc. that mature on April 24, 2028. The Notes pay periodic contingent coupons only if the closing level of the underlying meets or exceeds a coupon barrier on observation dates and will be automatically called early if the underlying equals or exceeds the initial level on any observation date prior to maturity. If not called and the final level is at or above the downside threshold, principal is repaid; if the final level is below the downside threshold, principal is reduced proportionally to the underlying return and investors could lose a substantial portion or all of their investment. The Notes are unsecured obligations of UBS and subject to UBS credit risk. The estimated initial value on the trade date was $9.78 per Note and the Notes are offered in minimum investments of 100 Notes ($1,000).

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus

FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on April 21, 2026.