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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of four underlyings: the State Street Utilities Select Sector SPDR ETF (XLU), the iShares 20+ Year Treasury Bond ETF (TLT), the Nasdaq-100 Index (NDX) and the Russell 2000 Index (RTY). The Notes pay a contingent coupon of 11.30% per annum when each underlying meets its coupon barrier and are issuer-callable monthly beginning after ~3 months. If not called, maturity is on or about October 28, 2030; principal is repaid only if the final level of every underlying is at or above its downside threshold (60% of initial level), otherwise investors suffer a loss equal to the decline of the least performing underlying. Estimated initial value range is $956.20–$986.20 and issue price is $1,000 per Note.

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UBS AG offers Capped Buffer Securities linked to the S&P 500® Index with a term of approximately 18 months. Each Security has a $1,000 principal and a 17.30% maximum gain (maximum payment at maturity of $1,173.00). The structure provides upside participation capped at the maximum gain and a 10.00% buffer against initial losses: if the final index level is at or above 90.00% of the initial level, principal is repaid; if below, investors suffer losses beyond the buffer. Payments and any principal repayment are subject to the credit risk of UBS. The trade date is April 17, 2026, settlement is April 22, 2026, final valuation date is October 18, 2027, and maturity is October 21, 2027.

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Rhea-AI Summary

UBS AG priced $490,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, the Russell 2000® Index and the Nasdaq-100® Technology Sector, maturing April 22, 2031. The Notes pay a 13.85% per annum contingent coupon on each coupon payment date only if each underlying asset is at or above its coupon barrier on the applicable observation date; otherwise no coupon is paid. UBS may call the Notes monthly beginning after six months; if called, holders receive principal plus any contingent coupon otherwise due. If not called and the final level of any underlying asset is below its downside threshold (60% of initial level), repayment at maturity is reduced pro rata to the percentage decline of the least performing underlying asset and investors could lose a significant portion or all of their investment. The estimated initial value per Note is $989.70 and the issue price is $1,000 per Note, implying issuance costs included in the price.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Snowflake Inc. stock maturing on April 23, 2027. Each Note has a principal amount of $10, a minimum investment of 100 Notes ($1,000), and an estimated initial value of $9.80 as of the trade date. The Notes pay a contingent coupon on coupon dates only if the underlying closing level meets or exceeds a coupon barrier; otherwise no coupon is paid. The Notes will be automatically called early if the underlying closing level on an observation date is equal to or greater than the initial level, in which case holders receive principal plus any contingent coupon then due. If not called, principal is repaid at maturity only if the final level is equal to or greater than the downside threshold (example: $60.00, 60% of initial level); if the final level is below that threshold, principal is reduced proportionally to the underlying return and investors can lose a substantial portion or all of their investment. Payments are unsecured and subject to UBS credit risk. Trade and settlement dates are April 21, 2026 and April 23, 2026 respectively.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Dow Inc. The Notes pay periodic contingent coupons only if the underlying's closing level on an observation date is at or above a coupon barrier; otherwise no coupon is paid. UBS will automatically call the Notes early if the underlying closes at or above the initial level on any observation date prior to the final valuation date, in which case investors receive principal plus any contingent coupon on the related coupon payment date.

If the Notes are not called, repayment at maturity depends on the final level: if the final level is at or above the downside threshold, investors receive the $10 principal per Note; if below, investors receive $10 x (1 + Underlying Return), which can result in a percentage loss equal to the underlying return and, in extreme cases, a total loss. All payments are subject to UBS credit risk. Trade date is April 21, 2026, settlement April 23, 2026, final valuation date April 21, 2027, and maturity April 23, 2027.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation due April 23, 2027. The Notes pay a contingent coupon only when the underlying closes at or above a coupon barrier on observation dates and may be automatically called early if the underlying closes at or above the initial level on any observation date. If not called, principal repayment at maturity depends on the final level relative to a downside threshold; a final level below that threshold produces a reduced cash payment equal to $10 x (1 + underlying return), potentially resulting in loss of principal. Payments are subject to UBS credit risk. Trade and settlement dates are April 21, 2026 and April 23, 2026, respectively.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation with a trade date of April 21, 2026, expected settlement on April 23, 2026, a final valuation date of April 20, 2028 and a maturity date of April 24, 2028. Each Note has a principal amount of $10 and pays a contingent coupon only if the underlying closing level on an observation date meets or exceeds the coupon barrier. The Notes are subject to an automatic call on quarterly observation dates beginning after 12 months if the underlying equals or exceeds the initial level; on an automatic call UBS will pay principal plus any contingent coupon then due. If not called, principal repayment at maturity is contingent on the final level relative to the downside threshold, exposing holders to the full downside of the underlying and credit risk of UBS. The estimated initial value per Note on the trade date is $9.69. The Notes are not FDIC insured and are unsecured obligations of UBS.

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UBS AG priced Trigger Autocallable Contingent Yield Notes linked to Intel common stock due April 23, 2027. The Notes pay periodic contingent coupons only if the underlying closing level meets or exceeds a coupon barrier on observation dates and are automatically called early if the underlying equals or exceeds the initial level on any observation date prior to the final valuation date. If not called and the final level is below the downside threshold, principal repayment at maturity is reduced proportionally to the underlying return; in extreme cases you could lose all of your investment. The Notes are unsecured obligations of UBS and repayment is subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Snowflake Inc. The notes mature on April 23, 2027 and can be automatically called early if the underlying closes at or above the initial level on an observation date. Coupon payments are contingent: a coupon is paid for a coupon period only if the underlying closing level on the applicable observation date is equal to or greater than the coupon barrier. At maturity, if the notes are not called and the final level is below the downside threshold, principal repayment is reduced pro rata to the underlying return, potentially causing a significant or total loss of investment. Trade date is April 21, 2026 with settlement on April 23, 2026. The preliminary estimated initial value range per $10 note is $9.48 to $9.73, and any payment is subject to UBS credit risk.

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UBS AG offers $400,000 Trigger Autocallable Contingent Yield Notes linked to Microsoft common stock due April 23, 2027. The Notes pay periodic contingent coupons only if the underlying closes at or above the coupon barrier on observation dates and include an automatic call if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity is contingent: you receive $10 per Note only if the final level is at or above the downside threshold; if below, repayment equals $10 x (1 + underlying return), potentially causing substantial loss. Trade date is April 21, 2026, settlement April 23, 2026, final valuation April 21, 2027, and maturity April 23, 2027. Estimated initial value per Note is $9.82; Notes are offered at $10 per Note with a minimum purchase of 100 Notes ($1,000). All payments depend on UBS creditworthiness.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on April 22, 2026.