UBS updates timing on rescission offer claims review

UBS Group AG and UBS AG provide an update on the UBS Group Rescission Offer and the UBS Americas Rescission Offer.

Rhea-AI Filing Summary

UBS Group AG and UBS AG provide an update on the UBS Group Rescission Offer and the UBS Americas Rescission Offer. They state that claims submitted before the respective expiration dates are still being reviewed and that any valid claims will be settled as soon as practicable.

The companies expect to complete their review of claims submitted in these rescission offers on or before April 3, 2026. The report is formally authorized and signed by senior executives, including a Managing Director and an Executive Director.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does UBS (AMUB) report in this Form 6-K about its rescission offers?

UBS reports that it is continuing to review claims submitted under the UBS Group Rescission Offer and UBS Americas Rescission Offer. Valid claims will be settled as soon as practicable after review is completed.

When does UBS (AMUB) expect to complete review of rescission offer claims?

UBS expects to complete review of claims submitted in the rescission offers on or before April 3, 2026. This date applies to the UBS Group Rescission Offer and the UBS Americas Rescission Offer.

What are the UBS Group and UBS Americas Rescission Offers mentioned by UBS (AMUB)?

They are rescission offers under which certain investors could submit claims for their transactions. In this report, UBS only notes that it is reviewing submitted claims and will settle any valid claims, without providing additional terms or amounts.

How will valid rescission offer claims be handled by UBS (AMUB)?

UBS states that valid claims submitted under the UBS Group and UBS Americas Rescission Offers will be settled as soon as practicable. The company links this settlement timing to completion of its review of the submitted claims.

Who signed this UBS (AMUB) Form 6-K related to the rescission offers?

The report is signed on behalf of the registrants by David Kelly, Managing Director, and Ella Copetti-Campi, Executive Director. Their signatures formally authorize the disclosures about the rescission offer claim review process.

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Accepted by SEC EDGAR 03/23/2026 - 01:23 PM EDT Learn about SEC filing dates

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

Date: March 23, 2026

UBS Group AG

(Registrant’s Name)

Bahnhofstrasse 45, 8001 Zurich, Switzerland

(Address of principal executive offices)

Commission File Number: 1-36764

UBS AG

(Registrant’s Name)

Bahnhofstrasse 45, 8001 Zurich, Switzerland

Aeschenvorstadt 1, 4051 Basel, Switzerland

(Address of principal executive offices)

Commission File Number: 1-15060

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F ☒    Form 40-F ☐

UBS Group AG and UBS AG announce that:

• UBS Group AG’s offer to rescind the previous purchases by certain purchasers who acquired certain debt securities of UBS Group AG in certain specified transactions (the “UBS Group Rescission Offer”), which commenced on February 19, 2026, expired at 5:00 p.m., Eastern Standard Time, on March 20, 2026; and

• UBS Group AG’s, UBS AG’s and UBS Americas Inc.’s offer to rescind the previous purchases by certain purchasers who acquired certain debt securities of UBS Americas Inc. and the guarantees thereof by UBS Group AG and UBS AG in certain specified transactions (the “UBS Americas Rescission Offer” and together with the UBS Group Rescission Offer, the “Rescission Offers”), which commenced on February 19, 2026, expired at 5:00 p.m., Eastern Standard Time, on March 20, 2026.

With respect to both the UBS Group Rescission Offer and the UBS Americas Rescission Offer, we continue to review claims submitted prior to the expiration date and valid claims, if any, will be settled as soon as practicable. We expect to complete review of claims submitted in the Rescission Offers on or before April 3, 2026.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrants have duly caused this report to be signed on their behalf by the undersigned, thereunto duly authorized.

UBS Group AG

By:		/s/ David Kelly
		Name: David Kelly Title: Managing Director
By:		/s/ Ella Copetti-Campi
		Name: Ella Copetti-Campi Title: Executive Director

UBS AG

By:		/s/ David Kelly
		Name: David Kelly Title: Managing Director
By:		/s/ Ella Copetti-Campi
		Name: Ella Copetti-Campi Title: Executive Director

Date: March 23, 2026