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UBS AG (AMUB) SEC Filings, Jun 16, 2026

AMUB NYSE
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UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Broadcom Inc., maturing June 21, 2029. The notes pay a contingent coupon (16.35% per annum) only if the underlying closes at or above a coupon barrier on monthly observation dates and are automatically called if the underlying meets a call threshold on an observation date (callable after ~3 months). Principal is repayable at maturity only if the final level is at or above the downside threshold (60.00% of the initial level); otherwise investors absorb the percentage decline in the underlying (potentially a total loss). The issue price is $1,000.00 per note (total offering $300,000.00); the estimated initial value per note was $983.80. All payments are subject to UBS credit risk and the product is not FDIC insured.

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UBS AG is offering $3,125,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector and the Russell 2000® Index. The Notes have a term of approximately three years, trade date June 15, 2026, settlement June 18, 2026, final valuation June 15, 2029 and maturity June 21, 2029. The Notes pay a fixed contingent coupon of 11.50% per annum on any coupon payment date on which both underlying assets are at or above their coupon barriers; otherwise no coupon is paid. Each Note has a principal amount of $1,000, an estimated initial value of $988.90 and an issue price of $1,000. Coupon barriers and downside thresholds are set at 70.00% of each initial level (NDXT initial level 18,280.42; RTY initial level 2,965.087). If UBS does not call the Notes and the final level of any underlying asset is below its downside threshold, repayment at maturity will be reduced and can result in loss of a significant portion or all of invested principal. All payments are subject to UBS credit risk.

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UBS AG is offering Capped Buffer Securities linked to the S&P 500® Index with a $831,000 issue size and a July 15, 2027 maturity. Each $1,000 Security limits upside to a 17.05% maximum gain and provides a 10.00% buffer against initial losses; if the final index level is below the downside threshold, investors suffer losses in excess of the buffer. Payments and any principal recovery are subject to UBS creditworthiness. The estimated initial value was $994.00 per Security and the initial index level (strike) was 7,431.46 observed on June 12, 2026.

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UBS AG is offering Trigger Autocallable Yield Notes linked to Oracle Corporation common stock due June 21, 2030. The offering totals $1,719,000 at an issue price of $1,000 per Note and pays a quarterly coupon equal to an annual 11.00% rate unless the Notes are automatically called on quarterly observation dates beginning after 12 months. If an observation date's closing level is at or above the call threshold (100% of the initial level), UBS will call the Notes and pay principal plus the coupon due on the related coupon payment date. If not called, principal repayment at maturity depends on the final level relative to the downside threshold (50% of the initial level); if the final level is below that threshold, repayment is reduced pro rata by the underlying return, and you could lose a substantial portion or all of your investment. Payments are subject to UBS credit risk and the Notes are not exchange-listed.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the FTSE® 100 Index and the EURO STOXX 50® Index due on or about May 23, 2028. The Notes pay a contingent coupon of 7.20% per annum only when each underlying asset meets its coupon barrier on an observation date. UBS may call the Notes monthly beginning after approximately six months; if UBS calls early you receive principal plus any contingent coupon then due. If the Notes are not called and the final level of any underlying asset is below its downside threshold (65.00% of initial level), principal repayment at maturity will be reduced proportionally to the decline of the least performing underlying asset, and you could lose a substantial portion or all of your investment. The issue price is $1,000 per Note; estimated initial value range is $954.20 to $984.20. The underwriting discount is $6.50 per Note and net proceeds per Note to UBS are $993.50. The Notes are unsecured obligations of UBS and repayment is subject to UBS credit risk. The final terms will be set on the strike date and disclosed in the final pricing supplement.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector and the Russell 2000® Index due on or about December 28, 2027. The Notes pay a 12.05% per annum contingent coupon only if each underlying closes at or above its coupon barrier on observation dates; UBS may call the Notes monthly beginning after three months. If UBS does not call the Notes and the final level of any underlying is below its downside threshold (70.00% of initial level), the principal repayment at maturity will be reduced by the percentage decline of the least performing underlying asset, potentially resulting in loss of all principal. The estimated initial value range is $953.40 to $983.40 per $1,000 Note; issue price is $1,000.00 per Note. The offering includes an underwriting discount and potential structuring fees of up to $7.25 per Note. The Notes are unsecured obligations of UBS and subject to UBS credit and structural risks described herein.

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UBS AG is offering Barrier Market Linked Notes linked to the LBMA gold spot price due about June 30, 2028. Each Note has a $1,000 principal amount and pays no interest. If a barrier event occurs on any observation day, holders receive principal plus a conditional return of 8.00%. If no barrier event occurs and the final price exceeds the initial price, the payout equals principal plus the underlying return but is capped at a maximum gain of 40.00%–43.50% (maximum payment per Note $1,400.00–$1,435.00). Trade date and settlement are expected June 26, 2026 and June 30, 2026, respectively. The estimated initial value on the trade date is between $945.70 and $975.70. All payments are subject to UBS credit risk and various market, liquidity and tax risks described herein.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Arista Networks, Inc., with an aggregate issue size of $4,313,000 and a per‑note principal of $1,000. The notes pay a contingent coupon of 15.69% per annum on observation dates when the underlying closing level meets or exceeds the coupon barrier, feature quarterly observation dates (callable after six months), an automatic call if the underlying equals or exceeds the call threshold, and contingent principal repayment at maturity that exposes holders to the underlying’s downside if the final level is below the downside threshold. The initial level is $169.09, the call threshold is $169.09 (100.00% of initial), and the coupon barrier and downside threshold are $84.55 (50.00% of initial). The estimated initial value per note is $964.00. All payments are subject to UBS credit risk and there may be little or no secondary market.

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UBS AG is offering UBS Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of NVIDIA Corporation, with expected trade date June 22, 2026, final valuation date June 22, 2027 and maturity June 25, 2027. Each Note has a principal amount of $1,000.

The Notes pay a contingent coupon at a stated 14.50% per annum rate when the underlying closing level on an observation date is at or above the coupon barrier; unpaid coupons may be paid later via the memory interest feature. The Notes are automatically callable on monthly observation dates beginning after three months if the underlying equals or exceeds the call threshold.

If not called and the final level is below the downside threshold, repayment at maturity is reduced pro rata by the underlying return, and investors can lose a significant portion or all principal. Payments are unsecured obligations of UBS and depend on UBS creditworthiness. The estimated initial value range at pricing is $942.80 to $972.80.

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UBS AG priced a preliminary offering of Capped Buffer GEARS linked to an equally-weighted basket of BX, JPM and WFC with a term of approximately 15 months and a maturity date of September 23, 2027. Each Security has a principal amount of $1,000, an upside gearing of 3.00%, a maximum gain of 25.14% (maximum payment $1,251.40) and a downside buffer of 5.00% (downside threshold 95.00% of the initial basket level). The estimated initial value range is $938.40 to $968.40, and the issue price is $1,000 per Security. Payments at maturity depend on the basket return, the buffer and UBS creditworthiness; holders may lose some or almost all principal if the final basket level is below the downside threshold.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on June 16, 2026.