Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AMUB filings document UBS AG’s role as the foreign private issuer behind the ETRACS Alerian MLP Index ETN Series B and the broader debt-securities platform under which UBS offers registered securities. UBS AG’s Form 6-K materials include quarterly and annual reporting references, IFRS financial information, capitalization tables, debt issued, registration-statement updates, legal opinions and offering-related disclosures.
The filing record also covers UBS Group and UBS AG risk and capital management, Pillar 3 regulatory capital metrics, leverage, liquidity and funding, governance signatures, and material reports involving debt securities. These disclosures frame AMUB as a senior unsecured UBS AG obligation whose value and payments depend on the note terms and UBS AG credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of MercadoLibre, Inc. The Notes mature on May 15, 2028 with a final valuation date of May 11, 2028. The Notes pay a periodic contingent coupon only if the underlying closing level on an observation date meets or exceeds the coupon barrier, and the Notes will be automatically called early if the underlying closes at or above the initial level on any quarterly observation date beginning about 12 months after the trade date. If not called, repayment of principal at maturity is contingent: full principal is repaid only if the final level is at or above the downside threshold; if below, repayment declines in direct proportion to the underlying return, potentially causing a total loss. Any payments are subject to UBS credit risk.
UBS AG is offering $246,000 principal of Trigger Autocallable Contingent Yield Notes linked to the common stock of ServiceNow, Inc. The Notes pay a periodic contingent coupon only if the underlying closes at or above a coupon barrier on an observation date and may be automatically called on a quarterly observation if the underlying closes at or above the initial level. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold, you will suffer a loss in proportion to the underlying return and could lose all of your investment. Trade date is May 13, 2026, settlement May 15, 2026, final valuation date May 11, 2029 and maturity May 15, 2029. The estimated initial value per Note is $9.65 (principal amount $10), and all payments are subject to the creditworthiness of UBS.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Blackstone Inc. common stock due on or about May 15, 2028. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and can be automatically called early if the underlying closes at or above the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above a downside threshold; otherwise repayment is reduced pro rata to the underlying return, and investors can lose a significant portion or all of their investment. Payments are subject to UBS credit risk. Example terms in the preliminary pricing supplement include a $10 principal per Note, an illustrative contingent coupon rate of 14.24% per annum, a downside threshold and coupon barrier at 70% of the initial level, estimated initial value range of $9.36 to $9.61, trade date May 13, 2026, and maturity May 15, 2028.
UBS AG is offering Airbag Autocallable Yield Notes linked to the common stock of Freeport-McMoRan Inc. The Notes pay a coupon on each coupon payment date unless automatically called early. If an observation date meets or exceeds the initial level, UBS will auto-call and repay principal plus the coupon on the related coupon payment date. If not auto-called, repayment at maturity depends on the final level relative to the conversion level: UBS will repay principal in cash if the final level is at or above the conversion level; otherwise, UBS will deliver a calculated share delivery amount (or cash for fractional shares), which can be worth less than principal and may produce a partial or total loss of principal. Payments and principal are subject to UBS credit risk. Key dates: Trade Date May 13, 2026; Settlement Date May 15, 2026; Final Valuation Date May 13, 2027; Maturity Date May 17, 2027. The estimated initial value on the trade date is $980.20.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Carnival Corporation, with a trade date of May 13, 2026, expected settlement on May 15, 2026 and maturity on May 15, 2028. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and are automatically called early if the underlying closes at or above the initial level on an observation date. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold, and a final decline below that threshold can produce a principal loss equal to the underlying return. The Notes are unsecured obligations of UBS and payments depend on UBS’s creditworthiness. Terms are subject to completion and the final pricing supplement will set final economic terms.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Centene Corporation, maturing on May 15, 2028. The notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and may be automatically called early if the underlying equals or exceeds the initial level on an observation date. If not called and the final level is below the downside threshold, principal repayment at maturity is contingent and may be less than the principal amount, exposing holders to the full downside of the underlying.
The trade date is May 13, 2026 with settlement on May 15, 2026. Notes are offered in $10 denominations (minimum 100 Notes). The estimated initial value range is $9.39 to $9.64 per Note and all payments are subject to UBS credit risk.
UBS AG is offering Airbag Autocallable Yield Notes linked to the common stock of Dell Technologies Inc. Each Note has a principal amount of $1,000, an estimated initial value of $981.20, a coupon rate of 15.67% per annum and a maturity date of May 17, 2027. Coupons are paid on each coupon payment date unless the Notes are automatically called early. If the Notes are not called and the final level of Dell stock is below the conversion level, repayment at maturity may be in shares (the share delivery amount), which could result in a loss of some or all principal. All payments remain subject to the creditworthiness of UBS.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to ServiceNow, Inc. stock due on or about May 15, 2029. The Notes pay periodic contingent coupons only if the underlying closing level meets a coupon barrier on observation dates and can be automatically called quarterly beginning about six months after trade date. If not called and the final level is below the downside threshold, principal repayment at maturity is contingent and may result in a loss equal to the percentage decline in the underlying asset; in extreme cases you could lose your full investment. The Notes are unsecured obligations of UBS and any payment depends on UBS creditworthiness. Key economic terms shown in this preliminary pricing supplement include a principal amount per Note of $10, an illustrative contingent coupon rate of 19.01% per annum (contingent coupon $0.4753 per $10 Note), a downside threshold of $60.00 (60.00% of the initial level), an estimated initial value range of $9.28 to $9.53, trade date May 13, 2026 and maturity date May 15, 2029. This is a preliminary pricing supplement; final terms will be set on the trade date and the Notes are not FDIC insured.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Accenture plc common stock that mature on May 15, 2028. The Notes pay a periodic contingent coupon only if the underlying closes at or above a coupon barrier on observation dates and are automatically called if the underlying closes at or above the initial level on any prior observation date. If not called, repayment at maturity is contingent: if the final level is at or above the downside threshold you receive the $10 principal amount; if the final level is below the downside threshold you receive an amount that reflects the percentage decline in the underlying, which could result in a significant loss or full loss of principal. Payments are subject to UBS credit risk. Trade and settlement dates are May 13, 2026 and May 15, 2026, respectively; final valuation and maturity dates are May 11, 2028 and May 15, 2028. The estimated initial value on the trade date is $9.58 per Note.
UBS AG is offering Airbag Autocallable Yield Notes linked to Freeport-McMoRan Inc. common stock due on or about May 17, 2027. The Notes pay fixed coupons monthly unless automatically called early if the underlying stock closes at or above the initial level on an observation date. If not called, repayment at maturity depends on the final level relative to the conversion level: UBS will repay principal in cash if the final level is at or above the conversion level, or deliver a share delivery amount (shares plus cash for any fractional share) that may be worth less than principal if the final level is below the conversion level. Payments are subject to UBS credit risk. Trade date, settlement date, final valuation date and maturity are May 13, 2026, May 15, 2026, May 13, 2027 and May 17, 2027, respectively. The preliminary pricing supplement shows an illustrative coupon around 9.91% per annum and an estimated initial value range of $951.00 to $976.00.