Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering $100,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation, maturing on December 16, 2027. These unsecured, unsubordinated debt notes pay a contingent coupon only if the stock closes on or above a preset coupon barrier on each observation date; otherwise no coupon is paid for that period.
The notes are automatically called early if the stock closes at or above its initial level on any observation date before maturity, in which case investors receive the $10 principal per Note plus any due coupon and no further payments. If the notes are not called and, at maturity, the stock is at or above a downside threshold, investors receive full principal back; if it is below that threshold, repayment is reduced in line with the stock’s percentage decline, and the entire investment can be lost in severe declines.
Any payment depends on UBS’s creditworthiness, so a UBS default could result in full loss even if the stock performs favorably. The notes will not be listed on any exchange, the estimated initial value is $9.70 per $10 Note, and the minimum investment is 100 Notes ($1,000).
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Palantir Technologies Inc., maturing on or about December 18, 2028. These unsecured debt obligations pay a contingent coupon only if Palantir’s closing share price on an observation date is at or above a specified coupon barrier; otherwise, no coupon is paid for that period.
The notes are automatically called early if Palantir’s share price on any observation date before maturity is at or above the initial level, in which case investors receive principal plus any due coupon and no further payments. If the notes are not called and Palantir’s final level on the valuation date is at or above a downside threshold, investors receive their principal back (and a final coupon if the barrier is met). If the final level is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors could lose their entire investment.
The minimum investment is 100 notes at $10 per note, and the estimated initial value per note is expected to be between $9.38 and $9.63. All payments depend on UBS’s creditworthiness; a default by UBS could result in loss of all amounts due.
UBS AG is offering $125,000 of Trigger Autocallable Contingent Yield Notes linked to Intel common stock, maturing on December 16, 2027. These unsecured debt notes can pay a contingent quarterly coupon only when Intel’s share price is at or above a preset coupon barrier on the relevant observation date; otherwise no coupon is paid.
UBS will automatically call the notes early and return principal plus the due coupon if Intel’s stock closes at or above the initial level on any observation date before maturity. If the notes are not called and Intel’s final share price is at or above the downside threshold, investors receive full principal at maturity; if it is below that threshold, repayment is reduced in line with the stock’s percentage decline, and all principal can be lost.
Payments depend entirely on UBS’s credit and the notes will not be listed on any exchange. The minimum investment is 100 notes at $10 each, and the estimated initial value is $9.77 per note, reflecting UBS’s internal pricing and funding costs.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc. and scheduled to mature on or about December 16, 2026. These unsecured debt obligations can pay a contingent coupon on each observation date only if the CrowdStrike share price is at or above a specified coupon barrier; otherwise, no coupon is paid for that period.
The Notes are automatically called early if, on any observation date before maturity, the share price is at or above the initial level. In that case, investors receive the $10 principal per Note plus any due coupon, and the product terminates. If not called, and on the final valuation date the share price is at or above the downside threshold, investors receive the $10 principal back, potentially with a final coupon. If it is below the downside threshold, repayment is reduced in line with the stock’s decline and can fall to zero, resulting in a complete loss of principal.
The Notes are subject to UBS’s credit risk, will not be listed on an exchange, and are offered in minimum denominations of 100 Notes at $10 per Note. The estimated initial value per Note on the trade date is expected to be between $9.45 and $9.70, based on UBS’s internal pricing models.
UBS AG London Branch is offering capped leveraged buffered medium-term notes linked to an unequally weighted basket of five equity indices: EURO STOXX 50 (38%), TOPIX (26%), FTSE 100 (17%), Swiss Market Index (11%) and S&P/ASX 200 (8%). The notes pay no interest and have a term expected to be 26–29 months.
At maturity, for each $1,000 face amount, investors get $1,000 plus 250% of any positive basket return, capped at a maximum settlement amount expected between $1,232.25 and $1,273.00. If the basket falls up to 17.5%, principal is repaid in full. Below this buffer, investors lose about 1.2121% of face amount for every 1% further decline and could lose their entire investment.
The estimated initial value is expected between $966.00 and $996.00 per $1,000, reflecting UBS’ internal pricing models and funding rate. The notes are unsecured obligations of UBS, will not be listed, may have limited or no secondary market, and involve non-U.S. equity, currency and complex U.S. tax risks.
UBS AG is offering $250,000 of Buffer Callable Contingent Yield Notes linked to the Russell 2000® Index and the S&P 500® Index. These three-year Notes pay a quarterly contingent coupon at a rate of 9.15% per annum ($22.875 per $1,000 Note) only if, on each observation date, the closing level of both indices is at or above their coupon barriers, set at 80.00% of the initial levels.
UBS can call the Notes in whole, beginning after 6 months, on any observation date; if called, investors receive $1,000 per Note plus any due coupon, and no further payments. If the Notes are not called and both indices finish at or above their downside thresholds (also 80.00% of initial levels), investors receive full principal at maturity. If any index finishes below its downside threshold, repayment is reduced according to the decline of the least performing index beyond the 20.00% buffer, and investors can lose almost all of their investment.
Payments depend on UBS’ creditworthiness, the Notes are not insured, may have little or no secondary market, and the estimated initial value is $991.00 per $1,000 Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Netflix, Inc. The Notes have a $1,000 principal amount, a term of about three years to December 14, 2028, and pay a 9.00% per annum contingent coupon ($22.50 per quarter) only when Netflix’s closing price is at or above the coupon barrier.
The initial Netflix level is $94.09. The call threshold is 100% of this level, and the coupon barrier and downside threshold are each 50% ($47.05). Starting after six months, the Notes are automatically called on any observation date if Netflix closes at or above the call threshold, returning principal plus the applicable coupon.
If the Notes are not called and Netflix’s final level is at or above the downside threshold, investors receive full principal at maturity. If the final level is below the downside threshold, investors receive 10.6281 Netflix shares per Note (plus cash for any fraction), which may be worth far less than $1,000, causing a substantial or total loss. The Notes are unsecured obligations of UBS, are not listed on an exchange, and carry UBS credit risk.
UBS AG is offering $2,637,000 of Trigger Autocallable Contingent Yield Notes linked to the Solactive U.S. Large Cap Volatility Navigator 40 Index, maturing on December 16, 2030. These unsecured debt notes pay a 15.00% per annum contingent coupon (about $12.50 per month per $1,000) only when the index is at or above a coupon barrier set at 60% of the initial level. The notes can be automatically called after six months if the index closes at or above the initial level, returning principal plus the applicable coupon, with no further payments. If not called, investors receive full principal at maturity only if the index stays at or above a downside threshold at 50% of the initial level; otherwise repayment is reduced one‑for‑one with the index loss and can fall to zero. The estimated initial value is $958.10 per $1,000, the notes will not be listed, and all payments depend on UBS’s credit.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index, maturing around November 22, 2027. The Notes pay a monthly contingent coupon of 11.40% per annum (about $9.50 per $1,000) only if, on each observation date, all three indices close at or above their coupon barriers, set at 70% of their initial levels.
UBS may call the Notes in whole, beginning after three months, paying back principal plus any due coupon; after a call, no further payments are made. If the Notes are not called and, at maturity, each index is at or above its downside threshold (also 70% of initial), investors receive full principal. If any index finishes below its downside threshold, repayment is reduced one-for-one with the worst index’s decline, potentially to zero.
The Notes are unsecured obligations of UBS, are not FDIC insured, will not be listed on an exchange and involve significant market, liquidity and credit risk. The estimated initial value is expected between $957.80 and $987.80 per $1,000 Note, reflecting embedded costs and dealer compensation of up to $7.25 per Note.
UBS AG is offering $350,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation, maturing on December 15, 2027.
The Notes pay a contingent coupon on a coupon payment date only if the stock’s closing level on the related observation date (including the final valuation date of December 13, 2027) is at or above a defined coupon barrier; otherwise no coupon is paid. If on any observation date before the final valuation date the stock closes at or above its initial level, the Notes are automatically called and holders receive the $10 principal per Note plus any contingent coupon due, with no further payments.
If the Notes are not called and the final stock level is at or above the downside threshold, UBS repays only the principal at maturity. If the final level is below the downside threshold, repayment is reduced in line with the underlying return, using $10 × (1 + underlying return) per Note, and all principal can be lost. The Notes are unsubordinated, unsecured obligations of UBS, subject to its credit risk, offered in a minimum of 100 Notes at $10 each, with an estimated initial value of $9.76 per Note, are not FDIC-insured and will not be listed on any exchange.
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