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UBS ETRACS Alerian MLP Index ETN Series B SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

AMUB filings document UBS AG’s role as the foreign private issuer behind the ETRACS Alerian MLP Index ETN Series B and the broader debt-securities platform under which UBS offers registered securities. UBS AG’s Form 6-K materials include quarterly and annual reporting references, IFRS financial information, capitalization tables, debt issued, registration-statement updates, legal opinions and offering-related disclosures.

The filing record also covers UBS Group and UBS AG risk and capital management, Pillar 3 regulatory capital metrics, leverage, liquidity and funding, governance signatures, and material reports involving debt securities. These disclosures frame AMUB as a senior unsecured UBS AG obligation whose value and payments depend on the note terms and UBS AG credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of ServiceNow, Inc. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates. The Notes may be automatically called quarterly beginning after 12 months if the underlying closes at or above the initial level, in which case holders receive principal plus any contingent coupon due on the call settlement date. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold, UBS will repay the $10 principal per Note; if below, repayment will reflect the percentage decline in the underlying and could result in a loss of principal. Trade date is May 13, 2026, settlement May 15, 2026, final valuation May 11, 2028, maturity May 15, 2028. The Notes have an estimated initial value of $9.77 per Note and a minimum investment of 100 Notes.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to shares of the SPDR® Gold Trust with a trade date of May 13, 2026, expected settlement on May 15, 2026, a final valuation date of May 11, 2028, and maturity on May 15, 2028. The notes pay periodic contingent coupons only if the closing level of the underlying on an observation date meets or exceeds a coupon barrier and will be automatically called early if the underlying equals or exceeds the initial level on any quarterly observation date beginning after 12 months. If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above an 80.00% downside threshold; if below, principal is reduced pro rata to the underlying return, potentially resulting in a total loss. The example principal amount is $10 per Note and the preliminary estimated initial value range is $9.40 to $9.65.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Palantir Technologies Inc. The Notes mature on May 15, 2029 with a final valuation date of May 11, 2029 and an expected settlement date of May 15, 2026. The Notes pay a contingent coupon on coupon payment dates only if the underlying closing level on an observation date meets or exceeds the coupon barrier; otherwise no coupon is paid. The Notes may be automatically called on quarterly observation dates beginning about six months after issuance if the closing level is equal to or greater than the initial level; an automatic call pays principal plus any contingent coupon due on the related coupon payment date. If not called, principal repayment at maturity is contingent: if the final level is below the downside threshold, repayment can be reduced proportionally to the underlying return and investors could lose a significant portion or all of their initial investment. The Notes are unsecured obligations of UBS and any payment is subject to UBS’s creditworthiness. Minimum investment is 100 Notes at $10 per Note; the estimated initial value on the trade date was $9.72.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of ServiceNow, Inc. with a scheduled maturity of May 15, 2028. The notes pay contingent coupons only if the underlying meets a coupon barrier on observation dates and are subject to automatic quarterly calls beginning after 12 months if the underlying equals or exceeds the initial level. Principal repayment at maturity is contingent: if the final level is below the downside threshold you may suffer a loss equal to the underlying return; in extreme cases you could lose your entire investment. Trade date is May 13, 2026 with settlement on May 15, 2026. The principal amount per Note is $10, estimated initial value is between $9.39 and $9.64, and payments are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Chipotle Mexican Grill, Inc. common stock due May 15, 2028. The Notes pay periodic contingent coupons only if the underlying closing level on an observation date meets or exceeds the coupon barrier and may be automatically called early if the underlying closes at or above the initial level on an observation date. If not called and the final level is below the downside threshold, principal repayment at maturity is contingent and can result in losses equal to the percentage decline in the underlying (potentially a total loss). The Notes are unsecured obligations of UBS and any payments are subject to UBS credit risk. The Notes have a principal amount of $10 per Note, an estimated initial value of $9.73 per Note as of the trade date, and a minimum purchase of 100 Notes.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to NVIDIA Corporation common stock due May 15, 2028. The Notes pay periodic contingent coupons only if the underlying closing level on observation dates meets or exceeds a coupon barrier and may be automatically called early if the underlying equals or exceeds the initial level on any observation date. If not called, principal repayment at maturity is contingent: full principal is repaid only if the final level is at or above a disclosed downside threshold; if the final level is below that threshold, redemption will be reduced proportionally to the underlying return and could result in a complete loss of principal. The Notes are unsecured obligations of UBS and repayment is subject to UBS credit risk. Trade and settlement are May 13, 2026 and May 15, 2026, respectively; final valuation and maturity dates are May 11, 2028 and May 15, 2028. The minimum purchase is 100 Notes ($1,000) and the estimated initial value per Note on the trade date is $9.75.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Snowflake Inc. common stock due May 17, 2027. The Notes pay periodic contingent coupons only if the underlying closing level meets the coupon barrier on observation dates and are automatically called early if the underlying equals or exceeds the initial level on an observation date.

If not called, repayment at maturity depends on the final level relative to the downside threshold: if the final level is below that threshold, principal repayment is reduced proportionally to the underlying return, potentially resulting in total loss. All payments are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Fluor Corporation stock maturing May 15, 2028. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and can be automatically called early if the underlying closes at or above the initial level on an observation date.

If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold, repayment is reduced proportionally to the underlying return and you could lose a substantial portion or all of your investment. All payments remain subject to UBS credit risk.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Palantir Technologies Inc. The Notes mature on May 15, 2029 with a final valuation date of May 11, 2029. Trade date and settlement are expected on May 13, 2026 and May 15, 2026, respectively. The Notes pay quarterly contingent coupons only if the underlying stock meets the coupon barrier on each observation date and are subject to automatic early call if the underlying equals or exceeds the initial level on any quarterly observation date beginning after six months. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; if below, repayment equals $10 x (1 + Underlying Return), potentially resulting in substantial or total loss. Minimum investment is 100 Notes ($1,000). The preliminary estimated initial value range is $9.34 to $9.59 per $10 Note. Payments are subject to the creditworthiness of UBS and the final terms will be set on the trade date.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Chipotle Mexican Grill, Inc. The preliminary pricing supplement dated May 13, 2026 sets final terms on the trade date. Trade date is May 13, 2026, settlement is May 15, 2026, final valuation date is May 11, 2028, and maturity is May 15, 2028.

The Notes pay periodic contingent coupons only if the underlying closing level on an observation date is at or above the coupon barrier; they autocall early if the underlying closes at or above the initial level on any observation date. Principal is repaid at maturity only if the final level is at or above the downside threshold; if below, principal is reduced proportionally to the underlying return.

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FAQ

How many UBS ETRACS Alerian MLP Index ETN Series B (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 6671 SEC filings for UBS ETRACS Alerian MLP Index ETN Series B (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS ETRACS Alerian MLP Index ETN Series B (AMUB)?

The most recent SEC filing for UBS ETRACS Alerian MLP Index ETN Series B (AMUB) was filed on May 13, 2026.