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UBS AG (AMUB) SEC Filings, Jun 15-16, 2026

AMUB NYSE
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UBS AG is offering $9,231,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the least performing of The Home Depot, Inc. and McDonald’s Corporation, due June 15, 2029.

The Notes pay a contingent coupon at a 11.00% per annum rate if on each quarterly observation date the closing level of both underlying stocks is at or above their coupon barriers. The Notes are callable quarterly after the first year if both underlyings meet their call thresholds; principal repayment at maturity is contingent on the least performing underlying meeting the downside threshold (60% of initial level).

The issue price is $1,000 per Note, the aggregate offering is $9,231,000, and UBS reports an estimated initial value per Note of $986.10. Any payment, including principal, depends on UBS’ creditworthiness and investors may lose a significant portion or all of their investment.

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UBS AG offers $21,255,000 of Contingent Income Auto-Callable Securities due June 15, 2029 based on the Class A common stock of Alphabet Inc. The securities pay a contingent payment of $25.625 per security (10.25% per annum) on scheduled determination dates if the closing price is at or above the downside threshold of $215.81 (60.00% of the initial price). If the closing price on a non-final determination date is at or above the call threshold of $359.68, the securities are auto‑redeemed at the stated principal plus the contingent payment. If not redeemed and the final price is below the downside threshold, holders receive a cash value equal to the exchange ratio times the final price and may lose a substantial portion, or all, of principal. Payments are unsecured obligations of UBS AG and subject to UBS credit risk. The estimated initial value at pricing was $976.20 per security and the issue price is $1,000.00 per security.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, the Russell 2000® Index and the S&P 500® Index. The $1,000 Notes pay a contingent coupon of 10.55% per annum on each coupon payment date only if the closing level of each index equals or exceeds its coupon barrier on the related observation date. UBS may call the Notes in whole on monthly observation dates beginning after six months. If not called, at maturity on June 17, 2030 repayment equals $1,000 if each final index level is at or above its downside threshold; otherwise repayment is reduced pro rata to the negative return of the least performing underlying asset, possibly resulting in total loss. The estimated initial value per Note is $990.60 and the offer aggregate is $9,869,000. Payments depend on UBS creditworthiness.

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UBS AG is offering Trigger Autocallable GEARS linked to the Bloomberg Commodity Index 3 Month Forward. The offering totals $390,000 at $10.00 per Security with a minimum $1,000 purchase. The Securities are callable on June 17, 2027 with a call return rate of 20.50% per annum (call price $12.05). If not called, maturity is June 16, 2031 and payoffs depend on the underlying return multiplied by an upside gearing of 1.25, subject to a downside threshold of 75.00% of the initial level. The estimated initial value per Security is $9.697. Payments (including any principal repayment) are unsecured obligations of UBS and depend on UBS’ creditworthiness.

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UBS AG offers Trigger Autocallable GEARS linked to an equally-weighted basket of 29 equities due June 14, 2029 in a total offering of $29,475,700.00 at an issue price of $10.00 per Security (minimum investment $1,000). The securities carry an autocall feature with an autocall barrier at 100.00% of the initial basket level and a call return rate of 22.00%. If not called, maturity payoff depends on the basket return, an upside gearing of 1.75, and a downside threshold at 75.00% of the initial basket level. The estimated initial value on the trade date was $9.609 per Security and payments are subject to UBS credit risk.

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UBS AG offers $7,525,600 of Buffer Autocallable GEARS linked to an unequally weighted basket of five equity indices. The Securities are sold at $10.00 per Security (minimum 100 Securities) with an estimated initial value of $9.743. Key economic terms: call return rate 12.00%, upside gearing 1.93, buffer 10%, autocall barrier 100% and downside threshold 90%. The trade date is June 12, 2026, settlement June 16, 2026, observation date June 21, 2027, final valuation date June 12, 2029 and maturity June 14, 2029. Payments depend on whether an automatic call occurs on the observation date and on the final basket level at maturity; principal repayment is contingent on UBS creditworthiness.

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UBS AG is offering Capped Buffer GEARS linked to Freeport-McMoRan Inc. stock that mature on June 20, 2028. Each Security has a $10 principal amount and provides enhanced upside exposure (Upside Gearing 2.00) subject to a 50.88% maximum gain and a buffered downside that in the examples equals 30.00%. Payments at maturity depend on the underlying return, whether the final level is below the downside threshold, and UBS’s creditworthiness; estimated initial value as of the trade date is $9.60. The Securities do not pay interest, may not be listed, have limited liquidity, and repayment of principal is contingent and subject to issuer default risk.

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UBS AG is offering a preliminary pricing supplement for Capped Buffer GEARS linked to the common stock of Freeport-McMoRan Inc. The securities provide enhanced exposure to positive underlying returns up to a capped maximum gain and offer a buffered downside that applies only at maturity.

The document sets illustrative terms used to price the notes: an Upside Gearing of 2.00, a Maximum Gain of 50.00% and a hypothetical Buffer of 30.00%. Trade date and settlement are shown as June 15, 2026 and June 17, 2026, with a final valuation date of June 15, 2028 and maturity on or about June 20, 2028. The securities are unsecured obligations of UBS and any repayment is subject to UBS creditworthiness.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Netflix, Inc. common stock due June 20, 2028. The Notes pay periodic contingent coupons only if the underlying closing level on observation dates meets a coupon barrier and may be automatically called if the underlying reaches the initial level on an observation date prior to maturity.

If not called, principal repayment at maturity is contingent: if the final level is below the downside threshold, repayment may be less than principal and could reflect the percentage decline in the underlying, including a total loss. Payments are subject to UBS credit risk. Trade date is June 15, 2026 and maturity is June 20, 2028.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Netflix, Inc., due on or about June 20, 2028. The Notes pay periodic contingent coupons only when the underlying's closing level meets or exceeds a coupon barrier on observation dates and may autocall early if the underlying equals or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent: investors receive $10 per Note if the final level is at or above the downside threshold, but if the final level is below the downside threshold repayment will decline pro rata with the underlying, potentially to zero. Trade date is June 15, 2026 with settlement expected June 17, 2026. The estimated initial value range is $9.44 to $9.69 per Note, and the Notes are offered in minimum blocks of 100 Notes ($1,000).

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on June 16, 2026.