Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Lyft, Inc., maturing on or about December 15, 2026. These are unsubordinated, unsecured debt obligations of UBS.
UBS will pay a contingent coupon on a coupon payment date only if Lyft’s closing share price on the related observation date is at or above a specified coupon barrier. The notes will be automatically called early if Lyft’s share price on any observation date before the final valuation date is at or above the initial level; in that case, investors receive the principal plus the applicable contingent coupon, and the notes terminate.
If the notes are not called and Lyft’s final share price is at or above the downside threshold, investors receive only the principal at maturity. If Lyft’s final share price is below the downside threshold, the payoff is reduced in line with the underlying decline and can result in a total loss of principal. The notes are issued in $10 denominations, with a minimum of 100 notes, have an estimated initial value between $9.35 and $9.60 per $10 note, will not be listed on an exchange, and all payments are subject to UBS’s creditworthiness and are not FDIC insured.
UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of Vertiv Holdings Co, due on or about December 15, 2026. Each $10 Note can pay periodic contingent coupons, but only if the Vertiv share price on the relevant observation date is at or above a coupon barrier; otherwise no coupon is paid.
The Notes may be automatically called before maturity if Vertiv’s share price on an observation date is at or above the initial level, in which case investors receive $10 per Note plus any due coupon and no further payments. If the Notes are not called, principal is repaid at maturity only if the final share price is at or above a downside threshold; below that level, repayment is reduced one-for-one with Vertiv’s decline, and investors could lose their entire investment.
The Notes are unsubordinated, unsecured obligations of UBS, are not insured or listed on any exchange, and are subject to UBS’s credit risk. The minimum investment is 100 Notes at $10 each, and the estimated initial value per $10 Note on the trade date is expected to be between $9.43 and $9.68.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Vertiv Holdings Co, with maturity around December 15, 2026. These unsecured senior notes can pay contingent coupons only if Vertiv’s closing share price on an observation date is at or above a preset coupon barrier, and they may be automatically called early if the share price is at or above the initial level.
If the notes are not called, investors receive full principal at maturity only when the final share price is at or above a downside threshold; if it is lower, repayment per note decreases in line with Vertiv’s decline and can fall to zero, so all principal can be lost. The minimum investment is 100 notes at $10 each, and the estimated initial value per $10 note is expected to be between $9.47 and $9.72 based on UBS’s internal pricing models. The notes will not be listed, and all payments, including any coupons and principal, depend on the creditworthiness of UBS.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of PVH Corp. with a scheduled maturity around December 15, 2026. The notes pay contingent coupons only if PVH’s closing price on specified observation dates, including the final valuation date, is at or above a preset coupon barrier; otherwise no coupon is paid.
If PVH closes at or above the initial level on any observation date before the final valuation date, the notes are automatically called and repay the $10 principal per note plus any due coupon, and the investment ends. If not called, holders receive full principal at maturity only if PVH’s final level is at or above a downside threshold; if it is below that threshold, repayment is reduced in line with PVH’s decline and can fall to zero.
All payments depend on the credit of UBS AG, and the notes are unsubordinated, unsecured debt, not bank deposits, not FDIC insured, and will not be listed on any securities exchange. The estimated initial value is expected to be between $9.32 and $9.57 per $10 note, and the minimum investment is 100 notes at $10 each.
UBS AG is offering $10,410,500 of Trigger Callable Yield Notes linked to the least performing of the Nasdaq-100 Index and Russell 2000 Index, maturing in March 2027. The notes pay a fixed 8.50% per annum coupon in monthly installments regardless of index performance, unless UBS calls them early. UBS can redeem the notes in whole, monthly beginning after three months, paying back the $10 principal per note plus the applicable coupon, with no further payments.
If the notes are not called and on the final valuation date both indices are at or above 70% of their initial levels, investors receive their full $10 principal per note plus the last coupon. If either index closes below its downside threshold, the maturity payment is reduced in line with the worst-performing index’s loss, and the entire principal can be lost. The notes are unsecured, unsubordinated UBS obligations, have an estimated initial value of $9.784 per $10 note, will not be listed on an exchange, and may be difficult to sell before maturity.
UBS AG is offering $1,000,000 in Buffer Securities, each with a $1,000 principal amount, linked to the least performing of the Nasdaq-100 Index and S&P 500 Index, maturing on March 11, 2027. At maturity, if the least performing index has risen, investors receive principal plus 0.90 times that index’s gain. If its return is zero or negative but its final level stays at or above 85% of its initial level (a 15% buffer), investors receive principal back. If it finishes below this downside threshold, repayment is reduced dollar-for-dollar beyond the 15% buffer and losses can approach the full investment.
The notes pay no interest, provide no dividends, and are exposed to the market risk of both indices, with any single index breach driving losses. All payments depend on UBS’s credit; a default could result in losing all invested principal. The estimated initial value is $993.90 per Security versus the $1,000 issue price, reflecting fees, hedging costs and UBS’s internal funding rate.
UBS AG is offering Capped Leveraged Buffered Basket-Linked Medium-Term Notes maturing on February 11, 2028. These notes pay no interest and repay at maturity an amount tied to an unequally weighted basket of five equity indices: EURO STOXX 50® (38%), TOPIX (26%), FTSE® 100 (17%), Swiss Market Index (11%) and S&P/ASX 200 (8%). The initial basket level is 100.
If the basket rises, investors receive principal plus 240% of the basket gain, but the payout is capped at a maximum settlement amount of $1,266.40 per $1,000 face amount, corresponding to a cap level of 111.10% of the initial basket level. If the basket falls by up to 17.50% (down to a buffer level of 82.50), principal is protected. Below the buffer, losses accelerate at approximately 1.2121% of principal for each additional 1% decline, and investors could lose their entire investment.
The notes are unsecured obligations of UBS AG London Branch, subject to UBS credit risk, are not insured by the FDIC, and will not be listed on an exchange, so liquidity may be limited. The estimated initial value is $996.50 per $1,000, reflecting internal funding and hedging costs.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the worst performer of CoreWeave and Microsoft stock, maturing around December 22, 2027. Each $1,000 Note can pay a high contingent coupon at a 28.85% per annum rate, but only if both stocks stay at or above 50% of their initial levels on monthly observation dates. The Notes can be called early after six months if both stocks are at or above 100% of their initial levels, in which case investors receive principal plus any due coupon and the Notes terminate.
If the Notes are not called and either stock finishes below its 50% downside threshold, investors receive shares of the worst-performing stock instead of cash, likely worth far less than principal, creating the possibility of a near‑total loss. The Notes are unsecured obligations of UBS, are not insured, will not be listed on an exchange, and their initial estimated value (between $902 and $932 per $1,000) is below the issue price.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index, maturing around December 22, 2027. Each Note has a $1,000 principal amount, a term of about two years and pays a 7.80% per annum contingent coupon (about $19.50 per quarter) only if, on each observation date, both indices close at or above their coupon barriers, set at 60% of their initial levels.
UBS may, at its discretion, call the Notes in whole on any quarterly observation date after six months, paying back principal plus any due coupon, with no further payments. If the Notes are not called and both indices finish at or above their 60% downside thresholds, investors receive full principal at maturity. If any index finishes below its downside threshold, the payoff is reduced dollar-for-dollar with the loss on the worst index, and up to 100% of principal can be lost. All payments depend on the creditworthiness of UBS, and the Notes will not be listed on an exchange. The estimated initial value is between $960.60 and $990.60 per $1,000 Note, reflecting underwriting discounts and internal funding costs.
UBS AG is offering $387,000 of Trigger Autocallable Contingent Yield Notes linked to Palantir Technologies Inc. common stock, due December 10, 2027. These unsubordinated, unsecured notes pay a contingent coupon only on dates when Palantir’s closing share price is at or above a preset coupon barrier; if it is below, no coupon is paid for that period.
The notes are automatically called before maturity if Palantir’s stock closes at or above the initial level on an observation date, in which case holders receive the $10 principal per note plus any due coupon and the product terminates. If not called, investors receive full principal at maturity only if the final share price is at or above a downside threshold; otherwise, repayment is reduced in line with the share price decline and can fall to zero. The minimum investment is 100 notes ($1,000), the notes will not be listed on an exchange, and the estimated initial value is $9.83 per $10 note, with all payments subject to UBS’s credit risk.
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