Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering $300,000 of Trigger Autocallable Contingent Yield Notes linked to Vistra Corp. common stock, maturing on November 30, 2026. The Notes pay a high contingent coupon, illustrated at 18.63% per annum ($0.4658 per $10 Note per period in the examples), but only when Vistra’s share price on an observation date is at or above a specified coupon barrier.
The Notes can be automatically called early if Vistra’s stock closes at or above its initial level on any observation date before maturity, in which case holders receive principal plus the applicable contingent coupon and the Notes terminate. If not called, and the final share price is at or above the downside threshold, investors receive their principal (and a final coupon if the coupon barrier is met). If the final share price is below the downside threshold, repayment is reduced dollar-for-dollar with Vistra’s decline, and investors can lose their entire investment. All payments depend on the creditworthiness of UBS, and the estimated initial value is $9.73 per $10 Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Vistra Corp., maturing on November 29, 2027. These unsecured debt securities pay a contingent coupon only if the underlying stock closes at or above a preset coupon barrier on each observation date; otherwise, no coupon is paid for that period.
The Notes are automatically called early if, on any observation date before maturity, the stock closes at or above its initial level, in which case investors receive the principal plus any due contingent coupon and no further payments. If the Notes are not called and the final stock level is at or above the downside threshold, investors receive their principal at maturity; if it is below the downside threshold, the payoff is reduced in line with the stock’s negative return and can fall to zero.
The Notes expose investors both to the market risk of Vistra’s stock and to the credit risk of UBS, with the possibility of losing a significant portion or all of the initial investment. The minimum investment is 100 Notes at $10 per Note, and the estimated initial value is $9.67 per Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Vertiv Holdings Co, scheduled to mature on November 29, 2027. These unsecured debt securities pay a contingent quarterly coupon only if Vertiv’s share price on the relevant observation date is at or above a preset coupon barrier; otherwise no coupon is paid.
The notes can be automatically called before maturity if Vertiv’s stock closes at or above the initial level on an observation date. In that case, investors receive the principal plus any due contingent coupon and the product terminates early. If the notes are not called and Vertiv’s final share level is at or above the downside threshold, investors receive full principal at maturity; if it is below the downside threshold, repayment is reduced in line with Vertiv’s percentage decline and can fall to zero.
The notes are issued in $10 denominations, with a minimum investment of 100 notes ($1,000), and an estimated initial value of $9.60 per $10 note. All payments depend on the creditworthiness of UBS AG, and the notes are neither bank deposits nor insured by any government agency.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Alphabet Inc., maturing on November 29, 2027. These unsecured debt notes pay a contingent coupon only when Alphabet’s closing level on an observation date is at or above a preset coupon barrier; otherwise, no coupon is paid for that period.
The notes can be automatically called before maturity if Alphabet’s closing level on any observation date (other than the final one) is at or above the initial level, in which case holders receive the $10 principal per Note plus any due coupon and no further payments. If the notes are not called and Alphabet’s final level is below a downside threshold, repayment at maturity is reduced in line with Alphabet’s decline and can fall to zero, meaning loss of the entire investment. The notes are offered at $10 per Note with a minimum investment of 100 Notes, and the estimated initial value is $9.78 per Note, reflecting UBS’s internal pricing. All payments depend on UBS’s creditworthiness.
UBS AG is offering $524,400 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc., maturing November 29, 2027. These unsecured, unsubordinated notes pay a contingent coupon only if AMD’s closing level on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period. If AMD’s level on any observation date before maturity is at or above the initial level, the notes are automatically called and investors receive the $10 principal per note plus any due coupon, with no further payments.
If the notes are not called and AMD’s final level on the November 24, 2027 valuation date is at or above the downside threshold, investors get back principal at maturity, plus any final coupon if the barrier is met. If the final level is below the downside threshold, the maturity payment is reduced in line with AMD’s decline, and investors can lose some or all of their investment. An example structure uses a 26.99% per annum contingent coupon rate. The minimum investment is 100 notes at $10 each, and the estimated initial value is $9.81 per $10 note. All payments depend on UBS’s credit and the notes will not be listed on any exchange.
UBS AG is offering $300,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation, maturing on November 30, 2026. The Notes pay a contingent coupon only if the stock closes at or above a preset coupon barrier on each observation date; otherwise no coupon is paid for that period.
The Notes are automatically called early if the stock closes at or above its initial level on any observation date before maturity, in which case holders receive the $10 principal per Note plus the contingent coupon due and no further payments. If not called and the final stock level is at or above the downside threshold, principal is repaid at maturity; if it is below, repayment is reduced in line with the stock’s decline and can fall to zero.
All payments depend on the creditworthiness of UBS, and the Notes are unsecured, unsubordinated obligations that are not FDIC insured or exchange‑listed. The minimum investment is 100 Notes ($1,000), and the estimated initial value is $9.76 per $10 Note based on UBS internal pricing models.
UBS AG is offering $300,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc., maturing on November 30, 2026. These unsecured debt notes pay a contingent coupon only when Amazon’s stock closes at or above a specified coupon barrier on an observation date.
The notes can be automatically called early if Amazon’s stock closes at or above the initial level on any observation date before maturity. In that case, investors receive the principal plus the applicable contingent coupon on the call settlement date and no further payments.
If the notes are not called and Amazon’s final stock level is at or above the downside threshold, investors receive full principal at maturity; if it is below the threshold, repayment is reduced in line with the stock’s decline, and the entire investment can be lost. Payments depend on UBS’s creditworthiness, the notes will not be listed on an exchange, the minimum investment is $1,000, and the estimated initial value per $10 note is $9.79.
UBS AG is offering $293,000 of Trigger Autocallable Contingent Yield Notes linked to Rivian Automotive, Inc. stock, maturing on November 28, 2028. These unsecured debt notes pay a contingent coupon only when Rivian’s closing stock price on an observation date is at or above a coupon barrier set at $50.00, which is 50.00% of the initial level in the hypothetical examples. The notes can be automatically called early if the stock closes at or above the initial level on any observation date before maturity, in which case investors receive the $10 principal per Note plus the applicable coupon and no further payments.
If the notes are not called and Rivian’s stock is at or above the downside threshold of $50.00 at maturity, investors receive full principal back and any final contingent coupon. If the final stock level is below the downside threshold, the maturity payment is reduced in line with the stock’s percentage loss, and investors can lose all of their investment. The contingent coupon rate in the hypothetical examples is 22.74% per year, but all payments depend on Rivian’s share performance and UBS’s creditworthiness. The estimated initial value of each $10 Note is $9.59, and the notes will not be listed on any exchange.
UBS AG is offering $700,000 Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc., scheduled to mature on May 28, 2027. These unsecured debt obligations may pay periodic contingent coupons, but only if Amazon’s closing share price on each observation date is at or above a preset coupon barrier; otherwise, no coupon is paid for that period.
The Notes will be automatically called early if Amazon’s share price on any observation date before maturity is at or above the initial level, in which case investors receive the principal plus any due coupon and no further payments. If the Notes are not called and Amazon’s final level is at or above a downside threshold, investors receive their principal at maturity; if it is below that threshold, repayment is reduced in line with the share price decline and losses can reach 100% of the invested amount.
The Notes are subject to UBS’s credit risk and are not listed on any exchange. The minimum investment is 100 Notes at $10 each, and the estimated initial value is $9.82 per $10 Note, based on UBS’s internal pricing models.
UBS AG is offering $1,200,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Target Corporation (TGT), maturing on May 25, 2028, at $1,000 per Note. The Notes pay a 13.00% per annum contingent coupon (about $10.8333 per month per Note) only when Target’s closing price on an observation date is at or above the coupon barrier of $51.88, which is 62.00% of the $83.68 initial level.
The Notes can be automatically called on monthly dates starting about six months after issuance if Target’s closing price is at or above the call threshold of $83.68 (100% of the initial level). In that case, investors receive the $1,000 principal plus the applicable contingent coupon and the Notes terminate early.
If the Notes are not called and Target’s final level on the May 22, 2028 final valuation date is at or above the downside threshold of $51.88, UBS repays the $1,000 principal per Note (plus any final coupon if the barrier is met). If the final level is below $51.88, repayment is reduced in line with Target’s percentage decline, and investors can lose up to 100% of principal. Any payment depends on the creditworthiness of UBS. The estimated initial value is $969.20 per Note, below the $1,000 issue price.
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