Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering principal-at-risk Digital S&P 500® Index-Linked medium-term notes that pay no interest and provide a 15.00% buffer against declines in the S&P 500® Index. Each note has a face amount of $1,000; the stated term is expected to be between 16 and 19 months.
If the final underlier level on the determination date is ≥ the buffer level (85.00% of the initial underlier level), holders receive a capped cash payment expected to be between $1,099.90 and $1,117.20 per $1,000 face amount. If the final underlier level declines by more than 15.00%, losses occur at approximately 1.1765% of face amount per 1% below the buffer, and investors could lose their entire investment. The estimated initial value on the trade date is expected to be between $956.00 and $986.00, the issue price is 100.00% of face amount, and the underwriting discount is 1.23%.
UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to CrowdStrike Holdings, Inc. The Notes pay a contingent coupon at a 20.60% per annum rate if observation-date closing levels meet the coupon barrier, are callable monthly beginning after three months, have a $1,000 principal per Note and mature on or about March 25, 2027. At maturity the principal is contingent: if the final level is below the 70.00% of initial level downside threshold you may suffer a loss equal to the underlying return, including loss of your entire investment. All payments remain subject to UBS credit risk.
UBS AG set preliminary terms for Trigger Autocallable Contingent Yield Notes linked to the S&P 500® Index due on or about March 21, 2030. The notes have a stated contingent coupon rate of 8.45% per annum and a principal amount of $1,000 per note. Final terms will be set on the trade date; the expected trade date is March 18, 2026 with settlement on March 23, 2026.
The notes pay periodic contingent coupons only if the index on each observation date is at or above a coupon barrier; they are automatically callable beginning after 12 months if the index meets a call threshold (equal to 100.00% of the initial level). At maturity, if not called, full principal is repaid only if the final level is at or above a downside threshold equal to 75.00% of the initial level; otherwise investors suffer losses equal to the index decline and could lose all principal. All payments are subject to UBS credit risk and there may be limited secondary market liquidity.
UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the least performing of the S&P 500® Index and the Russell 2000® Index. The notes have semiannual observation dates, a contingent coupon of 8.75% per annum, a term to approximately March 22, 2029, and a principal amount per note of $1,000 in the examples. The notes may be automatically called early if both underlyings meet call thresholds on an observation date; otherwise principal repayment at maturity is contingent on the final levels relative to downside thresholds (example downside threshold: 70% of initial level). Investors face market exposure to the least performing underlying asset and credit risk of UBS. Final terms will be set on the strike date and in the final pricing supplement.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, the Nasdaq-100 Technology Sector and the Russell 2000, due on or about March 22, 2029. The Notes have a $1,000 principal amount per Note, a stated contingent coupon rate of 12.80% per annum (as shown), monthly observation dates (callable after three months) and coupon barriers and downside thresholds set at 70.00% and 60.00% of initial levels respectively. If UBS elects to call the Notes on an observation date, holders receive principal plus any contingent coupon due; if not called, repayment at maturity depends on the least performing underlying asset and could result in a substantial loss or total loss of principal. The estimated initial value range shown is $966.60 to $986.60 per Note; proceeds to UBS are shown as $993.00 per Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to Amazon.com, Inc. common stock due on or about March 25, 2027. The notes pay a contingent coupon at a 13.20% per annum rate if the underlying meets the coupon barrier on observation dates and are automatically callable if the underlying equals or exceeds a 100.00% call threshold of the initial level. The coupon barrier and downside threshold are each 70.00% of the initial level; principal is at risk at maturity if the final level is below that threshold. Trade date and expected settlement are March 20, 2026 and March 25, 2026. Issue price per note is $1,000.00 with an estimated initial value range of $947.40 to $977.40. Payments depend on UBS creditworthiness.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index. The notes have a principal amount of $1,000 per Note, a trade date of March 10, 2026, and a maturity date of February 15, 2028.
The notes pay periodic contingent coupons at an 11.70% per annum rate (contingent coupon shown as $9.75), but each coupon is paid only if every underlying asset is at or above its coupon barrier on an observation date. The notes are callable monthly (beginning after three months) if every underlying asset meets its call threshold. If not called, repayment at maturity is contingent: full principal is returned only if each underlying asset is at or above its downside threshold (70.00% of initial levels); otherwise repayment is reduced proportionally to the percentage decline of the least performing underlying asset. The estimated initial value on the trade date was $967.20, while the issue price is $1,000.00. All payments are subject to UBS credit risk.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Lam Research Corporation, due March 16, 2029. The notes pay periodic contingent coupons only if the underlying closes at or above the coupon barrier on observation dates and can be automatically called early if the underlying closes at or above the initial level on an observation date.
If not called, principal is repaid at maturity only if the final level is at or above a downside threshold (example: $10 principal per note, downside threshold shown as $60.00, which is 60.00% of the initial level). If the final level is below that threshold, repayment may be reduced proportionally and you could lose a significant portion or all of your investment. Trade date is March 12, 2026, settlement March 16, 2026. Example terms show a hypothetical 26.26% per annum contingent coupon and an estimated initial value of $9.67 per $10 Note. Minimum investment is 100 Notes ($1,000).
UBS AG is offering $1,066,000 in Trigger Autocallable Contingent Yield Notes linked to the common stock of Blackstone Inc. The Notes pay contingent coupons only when the underlying closing level meets a coupon barrier and may be automatically called if the underlying reaches or exceeds the initial level on any observation date.
The trade date is March 12, 2026 with expected settlement on March 16, 2026. The final valuation date is March 14, 2029 and the maturity date is March 16, 2029. At maturity the principal is repaid only if the final level is at or above the downside threshold; otherwise repayment is reduced in proportion to the underlying return and you could lose all of your investment. Payments are subject to UBS's creditworthiness.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Lam Research Corporation, due on or about March 16, 2029. The trade date is March 12, 2026, with expected settlement on March 16, 2026 and a final valuation date of March 14, 2029.
Payments depend on the closing level of the underlying stock versus specified barriers: contingent coupons are paid only if observation-date levels meet the coupon barrier; the Notes autocall early if an observation-date closing is at or above the initial level. If not called and the final level is below the downside threshold, principal repayment is reduced proportionally and investors could lose all principal. Minimum investment is 100 Notes at $10 per Note and the estimated initial value is between $9.35 and $9.60 per Note. All payments are subject to the creditworthiness of UBS.