Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, due March 6, 2028. Each Note has a principal amount of $10. The Notes pay a contingent coupon on coupon payment dates only if the underlying closing level on an observation date is at or above the coupon barrier; otherwise no coupon is paid. UBS will automatically call the Notes early if on any observation date prior to the final valuation date the underlying closing level is equal to or greater than the initial level; upon an automatic call you would receive principal plus any contingent coupon then due. If not called, repayment at maturity is contingent: if the final level is at or above the downside threshold you receive principal; if below the downside threshold you receive $10 x (1 + underlying return), which can result in a loss up to your full investment. Trade date is March 4, 2026, settlement March 6, 2026, final valuation date March 2, 2028, and maturity March 6, 2028. The offering minimum is 100 Notes (minimum investment $1,000). The estimated initial value on the trade date is $9.86. The Notes are unsecured obligations of UBS and any payment is subject to UBS's creditworthiness.
UBS AG priced Trigger Autocallable Contingent Yield Notes linked to Intel Corporation stock due March 6, 2028. The Notes pay a contingent coupon on coupon dates only if the closing level of Intel on the relevant observation date meets or exceeds the coupon barrier; otherwise no coupon is paid. The Notes are subject to an automatic call on any quarterly observation date (beginning after ~6 months) if the closing level is at or above the initial level, in which case holders receive principal plus any contingent coupon on the related call settlement date. If not called and the final level is at or above the downside threshold, holders receive the principal at maturity; if the final level is below the downside threshold, holders suffer a loss equal to the underlying return and could lose all principal. Trade date is March 4, 2026, settlement March 6, 2026, final valuation date March 2, 2028, maturity March 6, 2028. Minimum investment is 100 Notes at $10 per Note; estimated initial value on the trade date is $9.80. All payments are subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The preliminary pricing supplement sets a trade date of March 4, 2026, settlement date March 6, 2026, a final valuation date of March 2, 2029, and a maturity date of March 6, 2029.
The Notes have a $10 principal amount per Note and are subject to automatic early call on quarterly observation dates if the closing level of the underlying stock is at or above the initial level. Contingent coupons are payable only when the underlying equals or exceeds the coupon barrier on an observation date. Examples show a hypothetical contingent coupon rate of 18.36% per annum (contingent coupon of $0.459 per $10 Note) and a downside threshold of $60.00 (60.00% of the initial level). Estimated initial value is expected between $9.37 and $9.62. Minimum investment is 100 Notes (representing $1,000). All payments, including principal contingent repayment, depend on UBS creditworthiness; if the final level falls below the downside threshold, investors may suffer losses up to the full investment.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation due on or about March 6, 2028. The Notes have a $10 principal amount per Note, a minimum purchase of 100 Notes ($1,000), and an estimated initial value range of $9.49 to $9.74 per Note.
The Notes pay a periodic contingent coupon only if the underlying stock closes at or above the coupon barrier on observation dates and are subject to an automatic call if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called and the final level is below the downside threshold, principal at maturity can be reduced proportionally to the underlying return (examples show a $3.60 repayment in an adverse scenario).
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Intel Corporation due on or about March 6, 2028. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates (quarterly, beginning after 6 months). The Notes are subject to automatic early call if the underlying closes at or above the initial level on any observation date; an automatic call pays principal plus any contingent coupon on the related call settlement date. If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above the downside threshold; if below, repayment equals $10 multiplied by (1 + underlying return), potentially resulting in substantial loss, including total loss. Trade date is March 4, 2026 with expected settlement March 6, 2026; final valuation date is March 2, 2028. Minimum investment is 100 Notes ($1,000). The estimated initial value range at trade date is $9.44 to $9.69. All payments depend on UBS's creditworthiness.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Palo Alto Networks, Inc. The Notes mature on March 8, 2027 with a final valuation date of March 4, 2027. The principal amount is $10 per Note and the minimum investment is 100 Notes ($1,000). The Notes may pay a contingent coupon only if the underlying stock's closing level on an observation date is equal to or above the coupon barrier; otherwise no coupon is paid. The Notes will be automatically called early if the underlying closes equal to or above the initial level on an observation date, in which case holders receive principal plus any contingent coupon due. If not called, and the final level is below the downside threshold (set at 60.00% of the initial level), principal repayment at maturity is reduced proportionally to the underlying return and investors could lose all of their initial investment. Estimated initial value on the trade date was $9.85 per Note. All payments are subject to UBS's creditworthiness.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Delta Air Lines common stock, with an aggregate stated amount of $338,000. The Notes pay a contingent coupon only if the underlying stock closes at or above a coupon barrier on observation dates and are automatically called early if the stock closes at or above the initial level on any observation date prior to the final valuation date. If not called and the final level is below the downside threshold, principal repayment at maturity is reduced pro rata to the underlying return; in extreme scenarios you could lose all of your initial investment. Trade date is March 4, 2026, expected settlement March 6, 2026, final valuation date March 2, 2028 and maturity March 6, 2028. The estimated initial value per Note is $9.76 and the example contingent coupon rate shown is 19.96% per annum.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Palo Alto Networks, Inc., due on or about March 8, 2027. The Notes pay contingent coupons only if the underlying stock closes at or above a specified coupon barrier on observation dates and will be automatically called early if the underlying equals or exceeds the initial level on any observation date prior to the final valuation date.
The trade date is March 4, 2026 with expected settlement on March 6, 2026. The Notes are sold in denominations of 100 Notes at $10 per Note (minimum investment $1,000). UBS estimates an initial value range of $9.54 to $9.79 per Note on the trade date. Example terms in this preliminary supplement include a 9.39% per annum contingent coupon, a coupon and downside threshold at $60.00 (60% of the initial level), and maturity if not called on or about March 8, 2027.
These Notes expose investors to equity downside at maturity if not called, and all payments are subject to UBS's creditworthiness. The Notes are not FDIC insured, may not be listed, and could result in partial or total loss of principal.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Delta Air Lines, Inc., due on or about March 6, 2028. The Notes have a principal amount of $10 per Note and are sold in minimum blocks of 100 Notes ($1,000).
Key terms shown: trade date March 4, 2026, settlement date March 6, 2026, final valuation date March 2, 2028. The Notes may pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier; an automatic early call occurs if the underlying closes at or above the initial level on an observation date. If not called and the final level is below the downside threshold, payment at maturity may be less than principal, exposing holders to the underlying's negative return. Estimated initial value range is $9.39 to $9.64 per Note; any payment remains subject to UBS creditworthiness.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to NVIDIA Corporation common stock, maturing March 6, 2028. Each Note has a principal amount of $10, a minimum investment of 100 Notes, and an estimated initial value of $9.74 as of the trade date. The Notes pay a contingent coupon only if the underlying closing level on an observation date is at or above the coupon barrier; they will be automatically called early if the underlying closes at or above the initial level on any prior observation date. If not called, repayment of principal at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold (example: 75.00% of initial level); if the final level is below that threshold, the cash payment equals $10 x (1 + underlying return), which can result in a large loss, including total loss of principal. Payments on the Notes, including any principal repayment, are subject to the creditworthiness of UBS.