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UBS AG (AMUB) SEC Filings, Jun 4, 2026

AMUB NYSE
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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to CrowdStrike Holdings, Inc. stock due on or about June 8, 2028. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and may be automatically called early if the underlying closes at or above the initial level on any observation date. If not called, principal is protected at maturity only if the final level is at or above the stated downside threshold; otherwise repayment declines in direct proportion to the underlying return and you could lose all of your investment. The offering has a minimum investment of 100 Notes at $10 per Note; UBS estimates the initial value per Note between $9.43 and $9.68 as of the trade date. The trade date is June 4, 2026 with expected settlement on June 8, 2026. Investing involves significant credit risk of UBS and substantial market risk tied to the underlying stock.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc. The Notes pay contingent coupons only if the underlying meets observation-date barriers and can be automatically called early if the underlying equals or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent: if the final level is below the downside threshold, you may receive less than the principal amount, with losses equal to the percentage decline in the underlying; in extreme cases you could lose all of your investment. Trade date is June 4, 2026, settlement June 8, 2026, final valuation date December 6, 2027, maturity December 8, 2027. Minimum investment is 100 Notes at $10 per Note.

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UBS AG is offering $390,000 in Trigger Autocallable Contingent Yield Notes linked to Advanced Micro Devices, Inc. common stock due June 8, 2028. The Notes pay periodic contingent coupons only if the underlying closing level on an observation date meets or exceeds the coupon barrier; otherwise no coupon is paid. The Notes will be automatically called early if the underlying closing level on any observation date prior to the final valuation date is equal to or greater than the initial level, in which case holders receive principal plus any contingent coupon then due. If not called, principal repayment at maturity is contingent on the final level relative to the downside threshold; a final level below the downside threshold results in a cash payment that can be less than principal, potentially causing losses up to the full investment. The Notes have an estimated initial value of $9.81 per $10 Note and are unsecured obligations of UBS; all payments are subject to UBS's creditworthiness.

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UBS AG priced a preliminary offering of Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The notes have a Trade Date of June 4, 2026, Settlement Date June 8, 2026, a Final Valuation Date of June 6, 2028 and a Maturity Date of June 8, 2028.

The notes have a principal amount of $10 per note, a minimum purchase of 100 notes (a $1,000 minimum), and an estimated initial value per note of between $9.44 and $9.69 as of the trade date. They pay a periodic contingent coupon only if the underlying closing level meets the coupon barrier on observation dates and are automatically called if the underlying equals or exceeds the initial level on an observation date. If not called and the final level is below the downside threshold, principal repayment at maturity is reduced pro rata, potentially resulting in substantial or total loss of invested principal. All payments are subject to UBS credit risk.

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UBS AG is offering $1,800,000 in Trigger Autocallable Contingent Yield Notes linked to the common stock of ServiceNow, Inc. The Notes pay contingent quarterly coupons only if the underlying closes at or above the coupon barrier on observation dates, are callable quarterly beginning about six months after issuance, and mature on June 8, 2029. Principal repayment at maturity is contingent: if the final level is below the downside threshold the cash payment per Note may be less than the $10 principal, producing a loss equal to the percentage decline in the underlying; in extreme cases you could lose your entire investment. The Notes have an estimated initial value of $9.67 per $10 Note, a minimum purchase of 100 Notes ($1,000), and payments are subject to UBS credit risk.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Broadcom Inc. stock. The Notes mature on June 8, 2027 (final valuation June 4, 2027) and pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates. The Notes are automatically called early if the underlying closes at or above the initial level on any interim observation date, in which case holders receive principal plus any contingent coupon due on the related call settlement date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold, holders suffer a loss equal to the underlying return and could lose all principal. The Notes are unsecured obligations of UBS and any payments, including principal, are subject to UBS's creditworthiness. The estimated initial value was $9.69 and the Notes are sold in minimum increments of 100 Notes (principal $10 per Note).

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Lam Research Corporation stock that mature on June 8, 2028. The notes pay contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and may be automatically called early if the underlying closes at or above the initial level on any observation date. If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above the downside threshold; if below, repayment declines proportionally to the underlying return, potentially causing a partial or total loss of principal. Payments depend on UBS’s creditworthiness. The notes have a $10 principal per note, minimum purchase of 100 notes, an estimated initial value of $9.79, and settlement expected on June 8, 2026.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of ServiceNow, Inc. The Notes have a trade date of June 4, 2026, expected settlement on June 8, 2026, a final valuation date of June 6, 2029, and maturity on June 8, 2029. Each Note has a principal amount of $10 and a minimum purchase of 100 Notes (a $1,000 investment).

The Notes pay contingent coupons only when the underlying closing level meets or exceeds a coupon barrier on observation dates and are automatically called if the underlying closes at or above the initial level on any quarterly observation (beginning ~6 months). If not called and the final level is below the downside threshold, principal repayment at maturity is reduced proportional to the underlying return; extreme loss of the entire principal is possible. The preliminary estimated initial value per Note is between $9.29 and $9.54, and an illustrative contingent coupon rate shown is 22.31% per annum.

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UBS AG priced a preliminary offering of Trigger Autocallable Contingent Yield Notes linked to the common stock of Lam Research Corporation, with trade date June 4, 2026, expected settlement June 8, 2026 and maturity on or about June 8, 2028. The Notes pay periodic contingent coupons only if the underlying stock meets a coupon barrier on observation dates and include an automatic call if the stock is at or above the initial level on any interim observation date. If not called and the final level is below a disclosed downside threshold, principal repayment at maturity is contingent and may result in partial or total loss of principal equal to the percentage decline in the underlying stock. The Notes are unsecured obligations of UBS and subject to UBS credit risk. Final terms, including exact coupon rate, barriers and estimated initial value, will be set on the trade date and disclosed in the final pricing supplement.

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UBS AG proposes a structured note offering: Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc. The Notes have a trade date of June 4, 2026, expected settlement on June 8, 2026, a final valuation date of June 4, 2027, and expected maturity on June 8, 2027. Each Note has a principal amount of $10. The offering pays a contingent coupon only if the underlying stock closes at or above a coupon barrier on observation dates and includes an automatic call if the underlying closes at or above the initial level on an observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise repayment will be reduced proportionally to the underlying return, potentially resulting in a total loss. The preliminary pricing indicates an example contingent coupon rate of 18.65% per annum, an example contingent coupon of $0.4663 per $10 Note, an estimated initial value range of $9.36 to $9.61, and a downside threshold and coupon barrier at 70% of the initial level. Any payments, including principal repayment, depend on UBS’s creditworthiness.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on June 4, 2026.