Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on or about September 6, 2028. The trade date is March 4, 2026 with expected settlement on March 6, 2026.
The Notes pay contingent coupons only if the underlying closing level meets or exceeds a coupon barrier on observation dates and are automatically called early if the underlying closes at or above the initial level on an observation date. If not called, principal repayment at maturity is contingent: if the final level is below the downside threshold you can suffer a loss equal to the underlying return, potentially losing all principal. Principal amount per Note is $10; minimum investment is 100 Notes ($1,000). The preliminary estimated initial value range is $9.49 to $9.74 per Note. All payments are subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the iShares Expanded Tech-Software Sector ETF maturing September 7, 2027. The notes pay contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and are subject to automatic early redemption if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; otherwise principal repayment is reduced in proportion to the underlying return, potentially causing substantial or total loss. Trade and settlement dates are March 4, 2026 and March 6, 2026, with final valuation on September 2, 2027. Minimum purchase is 100 Notes at $10 per Note; estimated initial value is $9.75 per Note. All payments are subject to UBS credit risk.
UBS AG offers $442,000 Trigger Autocallable Contingent Yield Notes linked to the common stock of Albemarle Corporation due March 6, 2028. The notes pay contingent coupons only if the underlying stock meets a coupon barrier on observation dates and may be automatically called on bimonthly observation dates beginning after six months.
The notes repay principal at maturity only if the final level is at or above a downside threshold; otherwise principal is reduced in line with the underlying return, potentially causing substantial or total loss. The principal amount per Note is $10, the example contingent coupon rate is 23.85% per annum, and the estimated initial value on the trade date is $9.77. All payments are subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on March 6, 2028. Each Note has a principal amount of $10 and a minimum investment of 100 Notes.
The Notes may pay periodic contingent coupons only if the closing level of NVIDIA meets or exceeds the coupon barrier on observation dates; otherwise no coupon is paid. The Notes are automatically called early if the closing level meets or exceeds the initial level on any observation date, in which case investors receive principal plus any contingent coupon then due. If not called and the final level is below the downside threshold (set at $50.00, or 50.00% of the initial level), repayment at maturity will be reduced pro rata, and investors can lose a significant portion or all of their investment. Estimated initial value on the trade date was $9.80.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the iShares Expanded Tech-Software Sector ETF. The Notes pay a periodic contingent coupon only if the underlying closes at or above a coupon barrier on an observation date and will be automatically called early if the underlying closes at or above the initial level on any observation date prior to maturity.
If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold, redemption at maturity will reflect the underlying return and could result in a substantial or total loss of principal. Key dates include Trade Date March 4, 2026, Settlement Date March 6, 2026, Final Valuation Date September 2, 2027 and Maturity Date September 7, 2027. Minimum investment is 100 Notes at $10 per Note; UBS estimates an initial value range of $9.37 to $9.62 per Note on the trade date.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to NVIDIA Corporation stock due March 6, 2031. The Notes pay contingent coupons only when the underlying closing level meets a coupon barrier on observation dates and can be automatically called quarterly if the underlying equals or exceeds the initial level. The Notes have a stated principal amount per Note of $10, an example contingent coupon rate of 11.81% per annum and an estimated initial value of $9.73 as of the trade date. Trade and settlement are shown as March 4, 2026 and March 6, 2026. If not called and the final level is below the downside threshold, repayment at maturity may be less than principal and may result in total loss of investment. Payments are subject to UBS creditworthiness. Minimum purchase is 100 Notes (a $1,000 investment).
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Albemarle Corporation due on or about March 6, 2028. The preliminary pricing supplement is dated March 4, 2026 and sets the trade date as March 4, 2026 and the expected settlement date as March 6, 2026. The Notes pay contingent coupons only if the underlying closing level on an observation date is at or above a coupon barrier; they are subject to automatic early call on bimonthly observation dates if the underlying is at or above the initial level. If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above the downside threshold, otherwise repayment equals $10 x (1 + underlying return), which can result in significant loss or a total loss of principal.
Key terms shown in the preliminary supplement: minimum investment 100 Notes ($1,000), estimated initial value range per Note between $9.40 and $9.65, hypothetical contingent coupon rate example 22.30% per annum, downside threshold example $50.00 (50% of initial level) and coupon barrier example $60.00 (60% of initial level). Payments depend on UBS creditworthiness and the final terms will be set on the trade date.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation due on or about March 6, 2028. The Notes pay a contingent coupon only if the underlying closes at or above a coupon barrier on observation dates and are automatically called if the underlying closes at or above the initial level on any prior observation date. If not called, repayment at maturity depends on the final level versus a downside threshold; if the final level is below that threshold, principal may be reduced proportionally to the underlying return.
Key terms in this preliminary pricing supplement include a trade date of March 4, 2026, settlement date of March 6, 2026, final valuation date of March 2, 2028, a minimum investment of 100 Notes (principal $1,000), and an estimated initial value range of $9.44 to $9.69 per Note. All payments are subject to the creditworthiness of UBS.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation due on or about March 6, 2031. The Notes pay a contingent coupon only if the underlying stock closes at or above the coupon barrier on each observation date and are automatically called if the stock closes at or above the initial level on any quarterly observation date beginning after six months. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if below, repayment equals $10 x (1 + underlying return), which can result in the loss of a substantial portion or all of the investment. Trade date is March 4, 2026, settlement March 6, 2026. Minimum investment is 100 Notes ($1,000); estimated initial value per Note is between $9.32 and $9.57.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The Notes have a trade date of March 4, 2026, expected settlement on March 6, 2026, a final valuation date of March 2, 2029, and maturity on March 6, 2029. UBS will pay periodic contingent coupons only if the underlying closing level meets the coupon barrier on observation dates; the Notes are automatically called if the underlying closing level meets or exceeds the initial level on any quarterly observation date beginning after six months. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise principal repayment is reduced proportionally to the underlying return and investors could lose a significant portion or all of their investment. Minimum investment is 100 Notes at $10 per Note; the document shows an estimated initial value of $9.75 per Note. All payments are subject to UBS credit risk.