Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG offers $3,331,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, the Nasdaq-100® Technology Sector and the Russell 2000® Index, due March 8, 2029.
The notes pay a 12.50% per annum contingent coupon only if each underlying index is at or above its coupon barrier on each observation date. UBS may call the notes on monthly observation dates beginning about six months after issuance; if not called, principal repayment at maturity is contingent on the least performing underlying asset meeting its 70% downside threshold, otherwise investors suffer a loss equal to that asset’s negative return. The issue price per note is $1,000 and the estimated initial value per note determined by UBS’ models is $970.70.
UBS AG files a preliminary pricing supplement for capped leveraged buffered S&P 500® index-linked medium-term notes. The notes have an upside participation rate of 160.00%, a 15.00% buffer (buffer rate ≈ 117.65%), and a cap level expected between 111.18% and 113.15% of the initial underlier level. The maximum settlement amount is expected to be between $1,178.88 and $1,210.40 per $1,000 face amount. The term is expected to be between 21 and 24 months. The estimated initial value on the trade date is expected to be between $967.00 and $997.00 per $1,000 face amount, while the issue price is 100.00% of face amount. These are non-interest bearing, unsecured notes; you can lose some or all of your investment and the payment is subject to UBS credit risk.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, the Nasdaq-100® Technology Sector and the Russell 2000® Index. Each Note has a Principal Amount of $1,000, a contingent coupon rate shown on the cover of 14.55% per annum and is callable by UBS on monthly observation dates beginning after three months. If UBS calls a Note, holders receive principal plus any contingent coupon otherwise due on the call settlement date. If UBS does not call the Notes, repayment at maturity depends on the final levels of each underlying asset: if every underlying asset is at or above its downside threshold (specified as 70.00% of its initial level on the cover), holders receive principal; if any underlying asset is below its downside threshold, the payment at maturity declines proportionately to the negative return of the least performing underlying asset and could result in a substantial loss, including total loss. Trade date and expected settlement are shown as March 20, 2026 and March 25, 2026, with a final valuation date of March 20, 2029 and maturity on or about March 23, 2029. The estimated initial value on the trade date is stated as between $948.10 and $978.10. All payments are subject to UBS credit risk.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, Russell 2000 and EURO STOXX 50. The notes have a principal amount of $10 per Note, a contingent coupon rate of 13.00% per annum (if each underlying asset meets its coupon barrier on every trading day of an observation period), and observation periods with quarterly coupon payment dates. The trade date is March 4, 2026, settlement March 6, 2026 and scheduled maturity December 6, 2028.
The notes are issuer-callable on each observation end date (other than the final valuation date); if called, holders receive principal plus any contingent coupon then due. At maturity, if no call occurs and every underlying asset is at or above its downside threshold (equal to 60.00% of its initial level), holders receive principal; otherwise the cash payment equals $10 times (1 + underlying return of the least performing underlying asset), which can result in substantial loss, including loss of all principal. Minimum purchase is 100 Notes ($1,000). The estimated initial value range is $9.59 to $9.89.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500®, Russell 2000® and Nasdaq-100® Technology Sector. The Notes pay a contingent coupon of 12.75% per annum only when each underlying meets its coupon barrier and are issuer-callable monthly beginning after six months. The Notes have downside thresholds of 70.00% of initial levels and coupon barriers of 75.00%. If not called and any final level is below its downside threshold, principal repayment is reduced pro rata to the loss in the least performing underlying asset. The preliminary estimated initial value is between $955.20 and $985.20 and the issue price per Note is $1,000.00 with underwriting compensation of $2.50 per Note; final terms will be set on the strike date.
UBS AG offers Airbag Callable Contingent Yield Notes linked to the least performing of the Global X Copper Miners ETF (COPX), the State Street Energy Select Sector SPDR ETF (XLE) and the State Street SPDR S&P Metals & Mining ETF (XME), maturing September 9, 2026. Each Note has a $1,000 principal amount, a contingent coupon rate of 15.00% per annum (contingent coupon = $12.50 per period) and is callable by UBS on monthly observation dates beginning after three months.
The initial levels were set on the strike date March 3, 2026; coupon barriers and downside thresholds are 75.00% of initial levels (threshold percentage = 25.00%) and downside leverage is approximately 1.3333. If not called, repayment at maturity depends on the least performing underlying asset and may result in a principal loss; estimated initial value range on the trade date was $941.50–$971.50.
UBS AG is offering Buffer Autocallable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index. The preliminary pricing supplement dated March 4, 2026 shows a contingent coupon of 6.70% per annum (illustrated), monthly observation dates with the first call opportunity callable after 12 months, a strike/trade date of March 27, 2026, a final valuation date of March 27, 2031 and a maturity date of April 1, 2031. The terms include a 15% buffer, call threshold of 100% of the initial level, downside thresholds of 85% of initial levels and coupon/coupon-barrier mechanics described in the supplement. Payments, including any contingent coupons or principal repayment, are subject to UBS credit risk and the final pricing supplement will set the definitive terms.
UBS AG is offering Contingent Income Auto-Callable Securities linked to the worst performing of the common stock of Intuit Inc. and ServiceNow, Inc.. The securities have a pricing date expected to be March 4, 2026, an original issue date expected to be March 9, 2026, and a maturity date expected to be March 9, 2028.
Each security has a stated principal amount of $1,000.00. A contingent payment of $20.00 (equivalent to 24.00% per annum) may be paid on scheduled contingent payment dates only if the closing prices of both underlying equities meet or exceed their coupon barrier levels (60% of initial price). If the securities are not called and any underlying final price is below its downside threshold (60% of initial price), investors may suffer significant loss of principal up to a total loss. All payments are subject to UBS AG credit risk.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, the Nasdaq-100® Technology Sector and the Russell 2000® Index. The notes have a principal amount of $1,000 per Note, an expected term of approximately 4.5 years, a contingent coupon rate of 12.45% per annum (payable only if each underlying asset meets its coupon barrier on an observation date), and monthly observation dates; final terms will be set on the trade date.
The trade date is March 13, 2026, settlement is expected March 18, 2026, the final valuation date is September 13, 2030 and the maturity date is September 18, 2030. The estimated initial value range is $955.70 to $985.70, before the underwriting discount and other costs.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index. The Notes pay a contingent coupon of 8.35% per annum if both underlyings meet coupon barriers and are callable by UBS after 12 months.
The strike date is March 3, 2026, the final valuation date is March 5, 2029 and maturity is March 8, 2029. Initial levels were RTY 2,608.357 and SPX 6,816.63; coupon barriers are 70.00% and downside thresholds are 50.00% of initial levels. Principal repayment at maturity is contingent: if any underlying is below its downside threshold you may suffer a loss equal to the decline of the least performing underlying. Issue price per Note is $1,000, underwriting discount $2.50, proceeds to UBS $997.50. All payments are subject to UBS credit risk.