Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG launched a preliminary 424B2 for Trigger Autocallable Contingent Yield Notes linked to the American depositary receipts of Petróleo Brasileiro S.A. The Notes pay contingent coupons only if the ADR’s closing level on an observation date is at or above a coupon barrier, and they may be automatically called if the ADR closes at or above the initial level on any observation date before maturity.
The Notes are expected to trade on a T+2 basis at issuance, have a final valuation date of November 13, 2026 and a maturity date of November 17, 2026. Payments, including any repayment of principal, depend on the creditworthiness of UBS. If not called and the final level is below the downside threshold, repayment at maturity will be reduced in line with the ADR’s decline, up to total loss. The offering is in $10 denominations with a minimum investment of 100 Notes ($1,000). The estimated initial value per Note on the trade date is expected to be between $9.35 and $9.60.
UBS AG is offering $181,000 Trigger Autocallable Contingent Yield Notes linked to Constellation Energy Corporation common stock, due November 17, 2026.
The Notes pay a contingent coupon only when the underlying stock closes at or above a coupon barrier on an observation date. They are automatically called if, on any observation date before maturity, the underlying closes at or above the initial level; in that case, holders receive principal plus the applicable contingent coupon and no further payments. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise, repayment is reduced in line with the underlying’s decline and could be zero.
Key dates include a trade date of November 13, 2025, settlement on November 17, 2025, final valuation on November 13, 2026, and maturity on November 17, 2026. The estimated initial value is $9.82 per $10 Note. Minimum investment is 100 Notes at $10 each. Payments depend on UBS’s credit. The Notes will not be listed on any exchange.
UBS AG is offering preliminary Trigger Autocallable Contingent Yield Notes linked to the common stock of Dow Inc., scheduled to mature on November 17, 2028. These unsecured, unsubordinated debt obligations may pay contingent coupons only if the underlying closes at or above a coupon barrier on scheduled observation dates. The notes are subject to an automatic call if the underlying closes at or above the initial level on an observation date prior to maturity.
If not called and the final level is at or above the downside threshold, principal is repaid at maturity; if below, repayment is reduced one-for-one with the underlying’s decline, and investors could lose all principal. All payments depend on the creditworthiness of UBS.
The expected trade date is November 13, 2025, settlement is November 17, 2025, the final valuation date is November 15, 2028, and maturity is November 17, 2028. The estimated initial value per $10 Note is expected to be between $9.31 and $9.56. The notes will not be listed. The minimum investment is 100 Notes at $10 per Note.
UBS AG filed a preliminary 424(b)(2) pricing supplement for Trigger Autocallable Contingent Yield Notes linked to the common stock of Alaska Air Group, Inc., due on or about February 17, 2027. The Notes pay a contingent coupon only when the underlying closes at or above the coupon barrier on an observation date and are automatically called if the underlying closes at or above the initial level on any observation date before the final valuation date.
If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise, repayment is reduced in line with the underlying’s decline, and investors could lose all principal. Payments depend on UBS’s credit. The Notes are not listed on any exchange.
Key terms include an issue price of $10 per Note (minimum investment 100 Notes), trade date November 13, 2025, settlement November 17, 2025, final valuation February 12, 2027, and an estimated initial value between $9.42 and $9.67 per $10 Note.
UBS AG is offering $400,000 of Trigger Autocallable Contingent Yield Notes linked to the American depositary receipts of Baidu, Inc., maturing on November 17, 2026. These unsubordinated, unsecured notes pay a contingent coupon only when the Baidu ADR closing level on an observation date meets or exceeds a preset coupon barrier, and may be automatically called early if the ADR level is at or above the initial level on any observation date.
If not called, investors receive the principal at maturity only if the final ADR level is at or above the downside threshold; otherwise, repayment is reduced in line with the ADR’s decline, and a total loss is possible. All payments are subject to the creditworthiness of UBS.
Key dates include trade date November 13, 2025, settlement November 17, 2025, final valuation November 13, 2026, and maturity November 17, 2026. The notes are issued in $10 denominations with a $1,000 minimum. The estimated initial value is $9.78 per note. The notes will not be listed on an exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation. The notes pay a contingent coupon only if the underlying closes at or above a coupon barrier on an observation date; otherwise no coupon is paid. The notes may be automatically called if the underlying closes at or above the initial level on any observation date before maturity, returning principal plus any due coupon on the call settlement date.
If not called, and the final level is at or above the downside threshold, principal is repaid at maturity. If the final level is below the downside threshold, repayment is reduced in line with the underlying’s decline, and investors could lose all principal. All payments are subject to UBS’s credit. The notes are expected to trade on a T+2 initial settlement with observation dates leading to a final valuation on November 13, 2026 and maturity on November 17, 2026. Minimum purchase is 100 notes at $10 per note. The estimated initial value is expected to be between $9.59 and $9.84. The notes will not be listed on any exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the American depositary receipts of Baidu, Inc. These unsecured notes pay a contingent coupon only if the Baidu ADR closes at or above a coupon barrier on each observation date. The notes may be automatically called early if the ADR closes at or above the initial level on any observation date before the final valuation date.
If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise, repayment is reduced in line with the underlying’s decline and could be zero. All payments depend on UBS’s credit. Key dates include a trade date of November 13, 2025, settlement on November 17, 2025, a final valuation date on November 13, 2026, and maturity on November 17, 2026.
The estimated initial value is expected to be between $9.51 and $9.76 per $10 note. The offering contemplates a minimum purchase of 100 notes at $10 each. The notes will not be listed on any exchange.
UBS AG is offering $100,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Intel Corporation, maturing on November 17, 2026. These unsecured debt securities pay a contingent coupon only when Intel’s share price on an observation date is at or above a preset coupon barrier; otherwise, no coupon is paid for that period.
The notes can be automatically called early if Intel’s stock closes at or above the initial level on any observation date before maturity, in which case investors receive the $10 principal per note plus the applicable coupon and the product terminates. If the notes are not called and Intel’s final share level is at or above the downside threshold, investors receive full principal at maturity, potentially plus a final coupon. If the final level is below the downside threshold, repayment is reduced in proportion to Intel’s decline, and investors can lose all of their investment. The notes are offered in minimum denominations of 100 notes at $10 each, and the estimated initial value per note is $9.75, with all payments subject to UBS’s credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Meta Platforms, Inc., due November 17, 2026. The Notes pay a contingent coupon on each observation date only if the Meta share price closes at or above a coupon barrier; otherwise no coupon is paid. The Notes are automatically called early if Meta’s closing level on any observation date before the final valuation date is at or above the initial level; in that case, investors receive principal plus any due coupon and the Notes end.
If not called, and Meta’s final level on November 13, 2026 is at or above the downside threshold, investors receive the $10 principal per Note. If the final level is below the downside threshold, repayment is reduced in line with Meta’s decline, and investors could lose all principal. Payments are subject to UBS credit risk. The Notes will not be listed. Key dates: trade date November 13, 2025, settlement November 17, 2025, maturity November 17, 2026. Minimum investment is 100 Notes at $10 each; the estimated initial value is $9.81 per Note.
UBS AG outlined a preliminary pricing supplement for Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc., due on or about November 17, 2026. These unsecured debt obligations may pay contingent coupons only when the underlying stock closes at or above a coupon barrier on observation dates, and the notes may be automatically called if the stock closes at or above the initial level on any observation date before maturity.
If not called, holders receive the principal at maturity only if the final level is at or above a downside threshold; otherwise, repayment is reduced in line with the underlying’s decline, and total loss is possible. Payments are subject to UBS credit risk. The notes are offered in $10 denominations with a minimum investment of 100 Notes, and the estimated initial value is expected to be between $9.61 and $9.86. Key dates include trade on November 13, 2025, settlement on November 17, 2025, final valuation on November 13, 2026, and maturity on November 17, 2026.
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