Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AMUB filings document UBS AG’s role as the foreign private issuer behind the ETRACS Alerian MLP Index ETN Series B and the broader debt-securities platform under which UBS offers registered securities. UBS AG’s Form 6-K materials include quarterly and annual reporting references, IFRS financial information, capitalization tables, debt issued, registration-statement updates, legal opinions and offering-related disclosures.
The filing record also covers UBS Group and UBS AG risk and capital management, Pillar 3 regulatory capital metrics, leverage, liquidity and funding, governance signatures, and material reports involving debt securities. These disclosures frame AMUB as a senior unsecured UBS AG obligation whose value and payments depend on the note terms and UBS AG credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc., with expected maturity on October 16, 2028. These unsecured notes pay a contingent coupon only if the underlying stock closes at or above a preset coupon barrier on an observation date; otherwise no coupon is paid. The notes are automatically called if the stock closes at or above the initial level on any observation date before the final valuation date.
If not called and the final level is at or above the downside threshold, investors receive the principal at maturity; if below, repayment is reduced in line with the stock’s decline, and total loss is possible. All payments depend on the creditworthiness of UBS.
Key dates include trade date October 14, 2025, settlement October 16, 2025, and final valuation October 12, 2028. The notes are offered at $10 per Note, with a minimum of 100 Notes. The estimated initial value is expected between $9.44 and $9.69 per Note. The notes will not be listed.
UBS AG is offering $2,453,000 of Trigger Autocallable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, Nasdaq-100 Technology Sector Index and Russell 2000 Index, due October 13, 2028.
The Notes pay an 8.65% per annum contingent coupon ($7.2083 monthly per $1,000) only if each index closes at or above its coupon barrier (80% of its initial level) on an observation date. The Notes are automatically callable after 6 months if all three indices are at or above their call thresholds (100% of initial). If not called, principal is repaid at maturity only if each index is at or above its downside threshold (70% of initial); otherwise, repayment is reduced by the decline of the least performing index, up to total loss.
Initial levels: INDU 45,479.60; NDXT 12,280.54; RTY 2,394.595. Estimated initial value: $963.70 per Note. Proceeds to UBS total $2,391,675 (per Note $975) with $61,325 underwriting compensation and a $4.50 per‑Note structuring fee. The Notes are unsecured obligations of UBS, unlisted, and subject to UBS credit risk.
UBS AG is offering $1,009,000 of Trigger Autocallable Contingent Yield Notes linked to the least performing of the SPDR S&P Regional Banking ETF (KRE) and the Nasdaq‑100 Technology Sector Index (NDXT), maturing on October 13, 2028.
The notes pay a 9.55% per annum contingent coupon for any monthly observation date when both underlyings are at or above their coupon barriers, set at 70% of initial levels (KRE $42.13; NDXT 8,596.38). They are automatically callable after six months if both are at or above 100% of initial (KRE $60.19; NDXT 12,280.54). If not called and any final level is below its downside threshold (70% of initial), repayment is reduced one‑for‑one with the least performer.
Issue price is $1,000 per note; underwriting discount $25; proceeds to UBS $975 per note (total $983,775). The estimated initial value is $957.80 per note. The notes are unsecured obligations of UBS, will not be listed, and payments depend on UBS’s credit.
UBS AG is offering $2,643,000 of Phoenix Autocallable Buffer Notes with Memory Interest linked to QUALCOMM (QCOM), due October 28, 2026. The notes pay a $40.625 contingent interest per note on each quarterly observation if QCOM’s closing price is at or above the interest barrier of $130.55 (85.00% of the $153.59 initial price). UBS will automatically call the notes if QCOM is at or above the initial price on any autocall observation date, returning principal plus any due and previously unpaid contingent interest.
If not called, and QCOM is at or above the downside threshold of $130.55 at valuation, UBS repays principal plus any due and previously unpaid contingent interest. If below the threshold, maturity pays a cash amount equal to the share delivery amount (per note, $1,000 divided by the downside threshold) multiplied by the final price, resulting in loss of principal; the cash equivalent declines by approximately 1.1765% for each 1% QCOM is below the threshold.
The estimated initial value is $983.80 per $1,000 note. Minimum investment is $10,000. Underwriting discount is $10 per note; proceeds to UBS are $990 per note. Payments depend on UBS’s credit. The notes are not listed.
UBS AG plans a primary offering of Trigger Autocallable Contingent Yield Notes linked to Meta Platforms, Inc. common stock, maturing on or about October 19, 2028.
The Notes pay a contingent coupon only if META’s closing level on a quarterly observation date is at or above the coupon barrier. The contingent coupon rate will be set on the trade date and is indicated at at least 12.80% per annum. The Notes auto-call if META closes at or above the call threshold level (100.00% of the initial level) on any observation date before the final valuation date; in that case, holders receive principal plus the applicable coupon and the Notes terminate.
If not called, and the final level is at or above the downside threshold (70.00% of the initial level), principal is repaid at maturity; otherwise, repayment is reduced one-for-one with META’s decline, and investors could lose all principal. The issue price is $1,000 per Note; UBS Securities LLC receives an underwriting discount of $20.00 per Note. The estimated initial value is expected between $943.00 and $973.00. These unsecured obligations of UBS will not be listed; payments depend on UBS’s credit. Key dates include an expected trade date of October 14, 2025 and quarterly observations through final valuation on October 16, 2028.
UBS AG is offering $3,274,000 of Phoenix Autocallable Buffer Notes with Memory Interest linked to UnitedHealth Group (UNH), maturing on October 28, 2026.
The Notes pay $37.125 per Note on each quarterly interest payment date if UNH’s closing price on the related observation date is at or above the $283.60 interest barrier (80.00% of the $354.50 initial price). The Notes are automatically called if UNH closes at or above the initial price on an autocall observation date, returning principal plus any due and previously unpaid contingent interest.
If not called, and UNH is at or above the $283.60 downside threshold on the valuation date, principal is repaid (plus any due/previously unpaid contingent interest). If below the threshold, the maturity payout is a cash equivalent that declines 1.25% for each 1% UNH falls below the threshold, risking loss of some or all principal. Minimum investment is $10,000. Underwriting discount is $10 per $1,000 Note (proceeds to UBS $990 per Note). The estimated initial value is $984.70. All payments are subject to UBS credit risk.