Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the common stock of CoreWeave, Inc. (CRWV), maturing on or about February 17, 2028. Each Note has a $1,000 principal amount and pays a high contingent coupon of 44.50% per annum (about $37.0833 per month) only when CoreWeave’s closing price on an observation date is at or above a coupon barrier set at 60% of the initial level.
UBS may call the Notes in whole, but not in part, on any monthly observation date beginning after three months, paying back principal plus any due coupon and ending the investment early. If the Notes are not called and CoreWeave’s final level on the valuation date is at or above the same 60% downside threshold, investors receive full principal at maturity. If the final level is below this threshold, repayment is reduced dollar-for-dollar with CoreWeave’s percentage loss, and investors can lose some or all of their investment.
The Notes are unsecured, unsubordinated debt obligations of UBS, so all payments depend on UBS’s credit. They are not listed on any exchange and may have limited or no secondary market. The preliminary estimated initial value is expected between $882.30 and $912.30 per $1,000 Note, reflecting underwriting discounts of $6.50 per Note, hedging and issuance costs.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the least performing of three underlying assets: the SPDR S&P Regional Banking ETF (KRE), the Nasdaq-100 Technology Sector Index (NDXT) and the Utilities Select Sector SPDR ETF (XLU). Each Note has a $1,000 principal amount, a term of about five years to a scheduled maturity on February 25, 2031, and pays a contingent coupon at 10.60% per annum (about $8.8333 per month) only when the closing level of each underlying is at or above its coupon barrier on the relevant monthly observation date.
The Notes may be automatically called on any observation date beginning after 12 months if all underlyings are at or above their call threshold levels, in which case holders receive principal plus the applicable contingent coupon and no further payments. If the Notes are not called and, at maturity, each underlying is at or above its downside threshold (70.00% of its initial level for each underlying in the illustrated terms), investors receive full principal. If any underlying finishes below its downside threshold, the maturity payment is reduced based on the negative return of the worst-performing underlying, and investors can lose all of their initial investment. All payments depend on the creditworthiness of UBS, the Notes are unsecured and unsubordinated, and they will not be listed on any exchange.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the worst performer of Amazon, Disney and UPS stock, maturing around February 24, 2031. Each Note has a $1,000 denomination and pays a 14.75% per annum contingent coupon when, on a monthly observation date, all three stocks close at or above 50% of their initial levels.
UBS can call the Notes in whole on any observation date starting after three months, paying back principal plus the applicable contingent coupon, ending all future payments. If the Notes are not called and each stock finishes at or above 77% of its initial level, investors receive full principal at maturity.
If any stock finishes below its 77% downside threshold, the maturity payment is reduced one-for-one with the worst stock’s loss, and investors can lose most or all of their investment. All payments depend on UBS’s credit, and the estimated initial value per Note is $938.30–$968.30, below the $1,000 issue price.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the VanEck Semiconductor ETF, maturing around February 25, 2031. Each Note has a $1,000 principal amount.
The Notes pay a 17.45% per annum contingent coupon only when all three underlyings are at or above 75% of their initial levels on monthly observation dates and are callable by UBS after 6 months. Principal is fully at risk below 60% downside thresholds and all payments depend on UBS’s credit.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000 Index, the S&P 500 Index and the State Street Utilities Select Sector SPDR ETF, with a term of about three years and a 10.17% per annum contingent coupon.
Coupons are paid monthly only if each underlying stays at or above its coupon barrier, set at 70% of the initial level for each asset. UBS can call the notes after three months, repaying principal plus any due coupon.
If the notes are not called and any underlying finishes below its downside threshold (also 70% of its initial level), repayment is reduced in line with the loss on the worst-performing underlying, and investors can lose up to all of their $1,000 principal per note. All payments depend on UBS’s credit.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, the Russell 2000® Index and the Nasdaq-100® Technology Sector, maturing on or about February 25, 2031. The Notes pay an annual contingent coupon of 11.05% only if, on each monthly observation date, the closing level of every index is at or above its coupon barrier, generally set at 75% of its initial level.
UBS may call the Notes monthly after six months; if called, investors receive principal plus any due coupon, with no further payments. At maturity, if the Notes are not called and any index finishes below its downside threshold, generally 60% of its initial level, repayment is reduced one-for-one with the worst index’s decline and investors can lose all principal. The Notes are unsecured, unsubordinated obligations of UBS, with an estimated initial value between $954 and $984 per $1,000 issue price, and will not be listed on any exchange.
UBS AG London Branch is offering capped leveraged buffered medium-term notes linked to an unequally weighted basket of five equity indices in the Eurozone, Japan, the UK, Switzerland and Australia. The notes pay no interest and are scheduled to mature on July 23, 2027.
For each $1,000 face amount, holders get 230.00% of any positive basket return, capped at a maximum settlement amount of $1,204.70, which is reached once the basket rises to 108.90% of its initial level. A 12.50% downside buffer protects principal against moderate declines, but below 87.50% of the initial basket level investors lose about 1.1429% of face value for each additional 1% drop and could lose their entire investment. The aggregate face amount is $19,372,000, the issue price is 100% of face, and the estimated initial value is $998.50 per $1,000, reflecting internal funding and hedging costs. The notes are unsecured obligations of UBS, are not FDIC insured, and may have limited or no secondary market liquidity.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the VanEck Gold Miners ETF, the SPDR S&P Regional Banking ETF and the Nasdaq‑100 Technology Sector Index, maturing on or about February 17, 2028.
The Notes pay a high contingent coupon of 18.70% per annum (monthly payments of $15.5833 per $1,000) only when each underlying is at or above its 70% coupon barrier on the observation date. UBS can call the Notes in whole, beginning after three months, paying back principal plus any due coupon, ending all future payments.
If the Notes are not called and each underlying finishes at or above its 60% downside threshold, investors receive full principal at maturity; otherwise, repayment is reduced one‑for‑one with the loss on the worst performer, and investors can lose their entire investment. The Notes are unsecured UBS debt, with an estimated initial value of $946.90–$976.90 per $1,000, and are not exchange‑listed, so liquidity may be limited.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the least performing of three State Street sector ETFs: Energy (XLE), Technology (XLK) and Utilities (XLU). The Notes have a $1,000 denomination and an expected term of about five years, maturing on or about February 21, 2031.
Investors may receive a contingent coupon at a 12.15% per annum rate (monthly coupons of $10.125 per Note) only when the closing level of each ETF is at or above its coupon barrier, set at 62% of its initial level. The Notes are automatically called if, on any monthly observation date after three months, all ETFs are at or above their call threshold level, equal to 100% of their initial levels.
If the Notes are not called and any ETF finishes below its downside threshold (62% of initial), the maturity payment is reduced one‑for‑one with the worst ETF’s decline, up to a total loss of principal. The Notes are unsecured obligations of UBS; repayment depends entirely on UBS’s credit. The estimated initial value is expected between $956.40 and $986.40 per $1,000 Note, reflecting fees, hedging and funding costs embedded in the issue price.
UBS AG is offering market-linked notes that pay back principal and potential upside based on how the South Korean won performs against the U.S. dollar through about February 2031. Each note has a $1,000 face amount and a 1.24 participation rate in any positive currency move.
If the won appreciates versus the dollar, holders receive $1,000 plus the positive percentage change multiplied by 1.24. If the currency is flat or weaker, the maturity payment is limited to $1,000, with no interest over the life of the notes.
The notes are unsecured debt of UBS AG London Branch, so all payments depend on UBS’s credit. They are not listed, may have little or no secondary market, and can be redeemed early if specified disruption events occur. The estimated initial value is between $898.80 and $928.80 per $1,000 note, reflecting dealer discounts, hedging and issuance costs.