Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AMUB filings document UBS AG’s role as the foreign private issuer behind the ETRACS Alerian MLP Index ETN Series B and the broader debt-securities platform under which UBS offers registered securities. UBS AG’s Form 6-K materials include quarterly and annual reporting references, IFRS financial information, capitalization tables, debt issued, registration-statement updates, legal opinions and offering-related disclosures.
The filing record also covers UBS Group and UBS AG risk and capital management, Pillar 3 regulatory capital metrics, leverage, liquidity and funding, governance signatures, and material reports involving debt securities. These disclosures frame AMUB as a senior unsecured UBS AG obligation whose value and payments depend on the note terms and UBS AG credit risk.
UBS AG is offering $15,041,000 of Capped Market‑Linked Notes tied to the least performing of the Dow Jones Industrial Average and the S&P 500 Index, due April 15, 2027.
At maturity, if the least performing index shows a positive return, the payout equals principal plus that return capped at a maximum gain of 11.20% (maximum payment $1,112 per $1,000 note). If the least performing return is zero or negative, repayment is principal only. The Notes pay no interest and are subject to UBS credit risk.
Key terms include an estimated initial value of $997.10 per note, an issue price of $1,000, and an underwriting discount of $1.50 per note (proceeds to UBS $998.50 per note). Trade date is October 10, 2025; final valuation April 12, 2027. The Notes will not be listed on any exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc., maturing on or about October 18, 2027. The Notes pay contingent coupons only if the underlying’s closing level on an observation date is at or above a coupon barrier, and they may be automatically called if the underlying closes at or above the initial level on any observation date before the final valuation date.
If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise, repayment is reduced in line with the underlying’s decline, and you could lose all of your investment. All payments are subject to the creditworthiness of UBS.
The Notes will not be listed. The expected trade date is October 14, 2025; final valuation is October 14, 2027. Minimum investment is 100 Notes at $10 per Note. The estimated initial value is expected to be between $9.54 and $9.79 per Note. Initial delivery is T+2; secondary trades generally settle T+1 unless otherwise arranged.
UBS AG is offering $881,000 of Buffer Callable Contingent Yield Notes linked to the least performing of the Russell 2000 Index and the S&P 500 Index, due October 13, 2028. The notes pay a 9.20% per annum contingent coupon only when both indices close at or above their coupon barriers on observation dates.
UBS may call the notes quarterly after 12 months; if called, holders receive principal plus any due coupon on the call settlement date. If not called, principal is repaid at maturity only if each index finishes at or above its downside threshold, set at 85% of the initial level (a 15% buffer). If any index finishes below its threshold, repayment is reduced by the decline beyond the buffer, based on the worst performer, and losses could be substantial.
Economics per note: issue price $1,000, underwriting discount $5, proceeds to UBS $995, and estimated initial value $974. Key dates include a trade date of October 10, 2025, monthly coupon observations, quarterly call dates (after 12 months), and maturity on October 13, 2028. Payments depend on UBS’s credit.
UBS AG announced preliminary terms for Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, Nasdaq‑100 Technology Sector Index, and Russell 2000, maturing on or about September 22, 2027.
The Notes offer a contingent coupon of 11.75% per annum, paid only if each index closes on or above its coupon barrier on monthly observation dates; both the coupon barrier and the downside threshold are set at 70% of the initial level for each index. UBS may call the Notes, in whole, on any observation date beginning after 3 months; if called, investors receive principal plus any due coupon, and the Notes terminate.
If not called, and any index finishes below its downside threshold at maturity, repayment is reduced 1‑for‑1 with the negative return of the least performing index, which can result in loss of all principal. The issue price is $1,000 per Note, underwriting compensation is up to $7.25 per Note, and proceeds to UBS are at least $992.75 per Note. The estimated initial value is expected between $956.30 and $986.30. Payments depend on UBS’s credit; the Notes will not be listed.
UBS AG plans to issue Step Down Trigger Autocallable Notes linked to the least performing of Arm Holdings ADRs (ARM) and Broadcom Inc. (AVGO), maturing on or about October 25, 2028. The Notes may be automatically called on quarterly observation dates (beginning after 6 months) if each underlying is at or above its call threshold; on interim dates that threshold equals 100% of the initial level and on the final valuation date it equals the downside threshold.
The Notes offer a call return rate of 17.70% per annum, with a call price schedule rising up to 53.100% at maturity if called then. If not called and any underlying finishes below its 50% downside threshold, holders receive the share delivery amount of the least performing underlying (fractional shares paid in cash), which can result in a significant loss of principal. Payments are subject to UBS credit risk.
The issue price is $1,000 per Note. Estimated initial value is expected between $877.90 and $907.90. Underwriting compensation is up to $29.50 per Note, with proceeds to UBS AG of at least $970.50 per Note. The Notes will not be listed on an exchange.
UBS AG filed a preliminary 424(b)(2) pricing supplement for Trigger Autocallable Contingent Yield Notes linked to the common stock of Spotify Technology S.A. The Notes pay a contingent coupon only if the underlying closes at or above a set coupon barrier on each observation date; they auto-call if the underlying is at or above the initial level before maturity.
If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise, repayment is reduced in line with the underlying’s decline, and losses can reach 100%. Any payments depend on the creditworthiness of UBS. The estimated initial value is expected between $9.54 and $9.79 per $10 Note. Minimum investment is 100 Notes at $10 each. Key dates include trade date October 13, 2025 and maturity on or about October 15, 2026. The Notes will not be listed.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc., with expected maturity on October 16, 2028. These unsecured notes pay a contingent coupon only if the underlying stock closes at or above a preset coupon barrier on an observation date; otherwise no coupon is paid. The notes are automatically called if the stock closes at or above the initial level on any observation date before the final valuation date.
If not called and the final level is at or above the downside threshold, investors receive the principal at maturity; if below, repayment is reduced in line with the stock’s decline, and total loss is possible. All payments depend on the creditworthiness of UBS.
Key dates include trade date October 14, 2025, settlement October 16, 2025, and final valuation October 12, 2028. The notes are offered at $10 per Note, with a minimum of 100 Notes. The estimated initial value is expected between $9.44 and $9.69 per Note. The notes will not be listed.
UBS AG is offering $2,453,000 of Trigger Autocallable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, Nasdaq-100 Technology Sector Index and Russell 2000 Index, due October 13, 2028.
The Notes pay an 8.65% per annum contingent coupon ($7.2083 monthly per $1,000) only if each index closes at or above its coupon barrier (80% of its initial level) on an observation date. The Notes are automatically callable after 6 months if all three indices are at or above their call thresholds (100% of initial). If not called, principal is repaid at maturity only if each index is at or above its downside threshold (70% of initial); otherwise, repayment is reduced by the decline of the least performing index, up to total loss.
Initial levels: INDU 45,479.60; NDXT 12,280.54; RTY 2,394.595. Estimated initial value: $963.70 per Note. Proceeds to UBS total $2,391,675 (per Note $975) with $61,325 underwriting compensation and a $4.50 per‑Note structuring fee. The Notes are unsecured obligations of UBS, unlisted, and subject to UBS credit risk.
UBS AG is offering $1,009,000 of Trigger Autocallable Contingent Yield Notes linked to the least performing of the SPDR S&P Regional Banking ETF (KRE) and the Nasdaq‑100 Technology Sector Index (NDXT), maturing on October 13, 2028.
The notes pay a 9.55% per annum contingent coupon for any monthly observation date when both underlyings are at or above their coupon barriers, set at 70% of initial levels (KRE $42.13; NDXT 8,596.38). They are automatically callable after six months if both are at or above 100% of initial (KRE $60.19; NDXT 12,280.54). If not called and any final level is below its downside threshold (70% of initial), repayment is reduced one‑for‑one with the least performer.
Issue price is $1,000 per note; underwriting discount $25; proceeds to UBS $975 per note (total $983,775). The estimated initial value is $957.80 per note. The notes are unsecured obligations of UBS, will not be listed, and payments depend on UBS’s credit.
UBS AG is offering $2,643,000 of Phoenix Autocallable Buffer Notes with Memory Interest linked to QUALCOMM (QCOM), due October 28, 2026. The notes pay a $40.625 contingent interest per note on each quarterly observation if QCOM’s closing price is at or above the interest barrier of $130.55 (85.00% of the $153.59 initial price). UBS will automatically call the notes if QCOM is at or above the initial price on any autocall observation date, returning principal plus any due and previously unpaid contingent interest.
If not called, and QCOM is at or above the downside threshold of $130.55 at valuation, UBS repays principal plus any due and previously unpaid contingent interest. If below the threshold, maturity pays a cash amount equal to the share delivery amount (per note, $1,000 divided by the downside threshold) multiplied by the final price, resulting in loss of principal; the cash equivalent declines by approximately 1.1765% for each 1% QCOM is below the threshold.
The estimated initial value is $983.80 per $1,000 note. Minimum investment is $10,000. Underwriting discount is $10 per note; proceeds to UBS are $990 per note. Payments depend on UBS’s credit. The notes are not listed.