Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Netflix, Inc., maturing on or about February 17, 2028. These are unsubordinated, unsecured debt obligations of UBS that pay a contingent coupon only when Netflix’s closing level on an observation date is at or above a preset coupon barrier.
The Notes are automatically called early if Netflix’s closing level on any observation date before maturity is at or above the initial level, in which case UBS repays principal plus the applicable coupon and the Notes terminate. If not called and Netflix’s final level is at or above a downside threshold, investors receive principal at maturity (and a coupon if the barrier is met). If the final level is below the downside threshold, repayment is reduced in proportion to the stock’s decline, and investors can lose all principal. Minimum investment is 100 Notes at $10 each, and the estimated initial value is expected to be between $9.44 and $9.69 per Note, based on UBS internal models. All payments depend on UBS’s credit, and the Notes are not listed or insured.
UBS AG is offering $100,000 of Trigger Autocallable Contingent Yield Notes linked to Dollar General common stock, maturing on February 17, 2028. These unsecured debt notes pay a contingent coupon only when Dollar General’s share price is at or above a preset coupon barrier on each observation date.
The notes can be automatically called early if the stock closes at or above the initial level on any observation date before maturity, returning principal plus the applicable coupon with no further payments. If not called and the final stock level is below the downside threshold, investors suffer a loss matching the stock’s decline and could lose their entire investment. An example describes a roughly two-year term note with a 12.68% per annum contingent coupon rate, a $0.317 coupon per $10 note and both the downside threshold and coupon barrier set at 70% of the initial level. All payments depend on UBS’s credit, and the notes will not be listed on an exchange; the estimated initial value per $10 note is $9.71.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Lam Research Corporation, maturing on or about February 17, 2028. These are unsecured, unsubordinated debt obligations of UBS and are not bank deposits or FDIC insured.
Investors receive a contingent coupon only if Lam Research’s share price on an observation date is at or above a specified coupon barrier; otherwise no coupon is paid for that period. The notes are automatically called early if the share price is at or above the initial level on any observation date before maturity, in which case investors receive principal plus the applicable contingent coupon, and the notes terminate.
If the notes are not called and the final share price is at or above a downside threshold, investors receive full principal at maturity (plus any final contingent coupon if the coupon barrier is met). If the final share price is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose some or all of their initial investment. The notes will not be listed, have a minimum purchase of 100 notes at $10 each, and the estimated initial value per note is expected between $9.43 and $9.68.
UBS AG is offering $876,000 of Trigger Autocallable Contingent Yield Notes linked to American Eagle Outfitters stock, maturing February 20, 2029. These unsecured debt securities pay a high contingent coupon only when the stock closes at or above a preset coupon barrier on quarterly observation dates.
The notes can be called early each quarter starting about six months after issuance if the stock is at or above its initial level. In that case, investors receive $10 per note plus the applicable coupon and the investment ends.
If the notes are not called and the stock finishes at or above the downside threshold (50% of the initial level in the examples) at maturity, investors receive back the $10 principal per note, plus any final coupon if the barrier is met. If the stock finishes below the downside threshold, repayment is reduced one-for-one with the stock’s loss, and investors can lose most or all of their investment.
The notes carry UBS credit risk, are not FDIC insured, will not be listed on an exchange, require a minimum $1,000 purchase, and have an estimated initial value of $9.67 per $10 note due to issuer pricing and funding costs.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Freeport-McMoRan Inc., maturing around February 17, 2028. These unsecured debt securities pay a contingent coupon only if the stock closes at or above a specified coupon barrier on each observation date.
The notes can be called early if the stock closes at or above the initial level on an observation date, in which case investors receive the principal plus any due coupon and no further payments. If the notes are not called and the final stock level is below the downside threshold, repayment at maturity is reduced in line with the stock’s decline, and investors could lose their entire investment. Payments depend on UBS’s credit, the notes are not listed, require a minimum $1,000 purchase (100 notes at $10), and have an estimated initial value between $9.41 and $9.66 per note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., maturing on or about February 20, 2029. These are unsecured, unsubordinated debt obligations of UBS, not bank deposits and not FDIC-insured.
Investors may receive periodic contingent coupons only if Micron’s closing share price on each observation date is at or above a preset coupon barrierautomatically called before maturity if Micron’s stock is at or above the initial level on any observation date, in which case investors receive principal plus the applicable coupon and no further payments.
If the notes are not called and Micron’s final share price is at or above the downside threshold, investors receive full principal at maturity (plus any final coupon if the coupon barrier is met). If the final price is below the downside threshold, repayment is reduced in line with Micron’s decline, and investors can lose all of their investment. An example shows a 22.94% per annum coupon rate and a downside threshold and coupon barrier set at 50% of the initial level. All payments depend on UBS’s creditworthiness.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of American Eagle Outfitters, Inc., maturing around February 20, 2029. These unsecured notes pay a coupon only if the stock closes at or above a preset coupon barrier on each quarterly observation date.
The notes are automatically called if the stock is at or above its initial level on any observation date after six months, returning principal plus that period’s coupon, with no further payments. If not called and the stock is at or above the downside threshold at maturity, investors receive principal back; if below, repayment falls in line with the stock’s loss, and all principal can be lost.
All payments depend on UBS’s credit, the notes are not listed on an exchange, and the estimated initial value on the trade date is expected between $9.29 and $9.54 per $10 note. The minimum investment is 100 notes at $10 each.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Dollar General Corporation, maturing on or about February 17, 2028. These are unsecured, unsubordinated debt obligations of UBS with principal at risk.
Investors may receive periodic contingent coupons only if the stock closes at or above a preset coupon barrier on each observation date. The notes are automatically called early if the stock closes at or above the initial level on any observation date before maturity, returning principal plus the applicable coupon, with no further payments.
If the notes are not called and the final stock level is at or above the downside threshold, investors receive only the $10 principal per note at maturity, plus a final coupon if the coupon barrier is met. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose most or all of their investment. Payments depend on UBS’s credit. The minimum investment is 100 notes at $10 each, and the estimated initial value per note on the trade date is expected between $9.41 and $9.66.
UBS AG is offering $1,251,000 of Trigger Autocallable Yield Notes linked to the least performing of Moody’s Corporation stock and the State Street Financial Select Sector SPDR ETF. Each Note has a $1,000 principal amount and pays a fixed 9.00% per annum coupon in equal monthly installments while outstanding.
The Notes can be automatically called monthly starting after 12 months if both underlyings close at or above 100.00% of their initial levels, returning principal plus the coupon for that date. If not called, and at maturity both underlyings are at or above 70.00% of their initial levels, investors receive full principal back. If any underlying finishes below its 70.00% downside threshold, repayment is reduced in line with the worst performer, and investors can lose all principal. The Notes are unsecured UBS debt, not listed on an exchange, and their estimated initial value is $990.40 per $1,000 issue price.
UBS AG is offering $683,000 of Buffer Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the S&P 500® Index, maturing on February 14, 2029.
The notes pay an 8.65% per annum contingent coupon (about $21.625 per quarter per $1,000) only when all three indexes close at or above 70% of their initial levels. UBS can call the notes on any quarterly observation date, returning principal plus any due coupon. If not called and any index finishes below its 70% downside threshold, repayment at maturity is reduced in line with the worst index beyond a 30% buffer, and investors could lose almost all principal. All payments depend on UBS’s credit; the notes are unsecured and will not be listed.