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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the American depositary receipts of Baidu, Inc., maturing on or about February 17, 2028. These unsecured debt obligations pay coupons only if Baidu’s ADRs stay at or above a preset coupon barrier on each observation date.

The notes are automatically called early if Baidu’s ADRs are at or above the initial level on any observation date before maturity, returning principal plus the applicable contingent coupon. If not called and the final level is at or above a downside threshold, investors receive only principal back. If the final level is below the downside threshold, repayment is reduced in line with Baidu’s percentage decline, and all principal can be lost. The minimum investment is 100 notes at $10 each, and the estimated initial value per note is expected between $9.39 and $9.64, with all payments subject to UBS’s creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Humana Inc., maturing on February 17, 2028. These unsecured debt notes pay contingent coupons only when Humana’s share price is at or above a set coupon barrier on observation dates.

The notes are automatically called early if Humana’s price on an observation date (before maturity) is at or above the initial level, returning principal plus the contingent coupon, with no further payments. If not called and the final level is at or above the downside threshold, investors receive only their principal back.

If the notes are not called and the final level is below the downside threshold, repayment is reduced in line with Humana’s percentage decline and can fall to zero, causing a total loss of principal. Any payment depends on UBS’s creditworthiness. The notes are not exchange-listed, require a minimum investment of 100 notes at $10 each, and have an estimated initial value of $9.70 per note.

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UBS AG is offering $397,000 of Trigger Autocallable Contingent Yield Notes linked to Micron Technology common stock, maturing on February 17, 2028. These unsecured debt notes pay contingent coupons only when Micron’s closing share price on an observation date is at or above a preset coupon barrier.

The notes can be automatically called before maturity if Micron’s price on any observation date (other than the final one) is at or above the initial level. In that case, investors receive the $10 principal per note plus any due coupon, and the notes terminate.

If the notes are not called and Micron’s final level is at or above a downside threshold, investors receive principal back at maturity, potentially with a final coupon. If the final level is below the downside threshold, repayment is reduced in line with Micron’s decline, and investors can lose their entire investment.

The notes are subject to UBS’s credit risk, will not be listed on any exchange, require a minimum $1,000 purchase, and have an estimated initial value of $9.78 per $10 note as of the trade date.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc., maturing in February 2028. These unsecured debt notes can pay contingent coupons only when the underlying stock closes at or above a preset coupon barrier on observation dates.

The notes are automatically called if the stock closes at or above the initial level on any observation date before maturity, returning principal plus the applicable coupon and ending further payments. If not called and the final stock level is at or above the downside threshold, investors receive only their principal back at maturity.

If the final level is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors can lose most or all of their investment. All payments depend on UBS’s creditworthiness. The notes are not listed, require a minimum investment of 100 notes at $10 each, and have an estimated initial value between $9.44 and $9.69 per note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Netflix common stock, maturing on February 17, 2028. The Notes pay a contingent coupon only when Netflix’s closing level on an observation date is at or above a preset coupon barrier.

If on any observation date before maturity Netflix’s level is at or above the initial level, the Notes are automatically called and pay back principal plus the applicable contingent coupon, with no further payments. If never called and the final level is at or above the downside threshold, investors receive principal at maturity, plus any due contingent coupon.

If the Notes are not called and Netflix’s final level is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors can lose their entire investment. Payments depend on UBS’s credit, the Notes are not listed, the minimum investment is 100 Notes at $10 each, and the estimated initial value is $9.74 per Note. An illustrative contingent coupon rate is 14.20% per year with a 70% barrier.

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UBS AG is offering $364,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Lam Research Corporation, maturing on February 17, 2028. Each Note has a $10 principal amount and is designed to pay contingent coupons only when Lam Research’s share price closes at or above a preset coupon barrier on the relevant observation date.

The Notes are automatically called early if the stock closes at or above its initial level on any observation date before maturity, in which case investors receive $10 per Note plus the applicable contingent coupon and no further payments. If the Notes are not called and the final stock level is at or above the downside threshold, investors receive $10 per Note at maturity.

If the Notes are not called and the final level is below the downside threshold, repayment is reduced in line with the stock’s negative return, and investors can lose all of their principal. An illustrative contingent coupon rate of 19.77% per annum (paying $0.4943 per quarter) is shown. The minimum investment is 100 Notes, or $1,000, and the estimated initial value is $9.79 per Note. Payments depend entirely on UBS’s credit and the Notes will not be listed on any exchange.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Freeport-McMoRan Inc., with $10 principal per Note and a scheduled maturity on February 17, 2028.

Investors receive contingent coupons only if Freeport-McMoRan’s share price on each observation date is at or above a preset coupon barrier. The Notes are automatically called early, returning principal plus any due coupon, if the share price is at or above the initial level on any observation date before maturity.

If the Notes are not called and the final share price is at or above a defined downside threshold, principal is repaid at maturity. If the final share price is below that threshold, repayment is reduced in line with the stock’s decline, and investors can lose up to their entire investment. All payments depend on the creditworthiness of UBS, and the Notes are not listed on any exchange.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Humana Inc., maturing on or about February 17, 2028. These unsecured, unsubordinated debt securities pay a contingent coupon only when Humana’s share price on an observation date is at or above a specified coupon barrier.

The notes can be called early if Humana’s stock closes at or above the initial level on any observation date before maturity, in which case investors receive the principal plus the applicable contingent coupon and no further payments. If the notes are not called and the final stock level is at or above a downside threshold, principal is repaid; if it is below that threshold, repayment is reduced in line with the stock’s decline and investors can lose all of their investment.

The notes are subject to UBS’s credit risk, will not be listed on an exchange, and are offered in minimums of 100 notes at $10 each. The estimated initial value is expected to be between $9.40 and $9.65 per note, reflecting UBS’s internal pricing models and funding rate.

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UBS AG is offering trigger autocallable contingent yield notes linked to the common stock of Micron Technology, Inc., maturing on or about February 17, 2028. These unsubordinated, unsecured notes pay a contingent coupon only when Micron’s stock closes at or above a preset coupon barrier on scheduled observation dates.

The notes are automatically called early if Micron’s stock closes at or above the initial level on any observation date before the final valuation date, in which case holders receive principal plus the applicable contingent coupon and no further payments. If the notes are not called and Micron’s final stock level is at or above the downside threshold, holders receive principal at maturity; if it is below the downside threshold, repayment is reduced in line with the stock’s decline and all principal can be lost.

Payments depend on the creditworthiness of UBS, the notes will not be listed on any exchange, and the minimum investment is 100 notes at $10 per note. The estimated initial value per $10 note is expected to be between $9.42 and $9.67, based on UBS’ internal pricing models.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Micron Technology common stock, maturing on February 20, 2029. Each Note has a $10 principal amount and may pay a 24.00% per annum contingent coupon if Micron’s share price is at or above a specified coupon barrier.

The Notes can be automatically called before maturity if Micron’s stock closes at or above the initial level on an observation date, returning principal plus any due coupon. If not called and the final stock level is below the downside threshold, investors incur losses matching Micron’s percentage decline, potentially losing their entire investment.

Payments depend on UBS’s credit, the Notes will not be listed, the minimum investment is 100 Notes ($1,000), and the estimated initial value is $9.67 per $10 Note, reflecting UBS’s internal pricing and funding costs.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8004 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on February 12, 2026.