Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AMUB filings document UBS AG’s role as the foreign private issuer behind the ETRACS Alerian MLP Index ETN Series B and the broader debt-securities platform under which UBS offers registered securities. UBS AG’s Form 6-K materials include quarterly and annual reporting references, IFRS financial information, capitalization tables, debt issued, registration-statement updates, legal opinions and offering-related disclosures.
The filing record also covers UBS Group and UBS AG risk and capital management, Pillar 3 regulatory capital metrics, leverage, liquidity and funding, governance signatures, and material reports involving debt securities. These disclosures frame AMUB as a senior unsecured UBS AG obligation whose value and payments depend on the note terms and UBS AG credit risk.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000 Index, the S&P 500 Index, the iShares 20+ Year Treasury Bond ETF (TLT) and the Utilities Select Sector SPDR Fund (XLU), maturing on or about October 17, 2030. The notes pay a 10.00% per annum contingent coupon on monthly observation dates only if each underlying is at or above its coupon barrier. UBS may call the notes, in whole, on any observation date beginning after 3 months; if called, holders receive principal plus any due coupon.
If not called and each final level is at or above its downside threshold, investors receive principal at maturity; otherwise, repayment is reduced by the negative return of the least performing underlying, potentially to zero. Barriers are set at 70% of initial level and downside thresholds at 60% of initial level. Issue price is $1,000 per note, with a $6.00 underwriting discount and $994.00 proceeds to UBS. The estimated initial value is expected between $930.50 and $960.50. The notes are unsecured obligations of UBS, will not be listed, and are subject to UBS credit risk.
UBS AG filed a preliminary pricing supplement for Trigger Callable Contingent Yield Notes linked to Constellation Energy Corporation (CEG), maturing on or about October 19, 2028. The Notes pay a 14.60% per annum contingent coupon when the stock closes at or above the coupon barrier on quarterly observation dates and are callable after 6 months at UBS’s discretion.
Both the coupon barrier and downside threshold are set at 52.50% of the initial level. If not called and the final level is below the downside threshold, the maturity payment will reflect the full negative return of the underlying, up to total loss of principal. The estimated initial value is expected between $938.80 and $968.80 per $1,000 Note. Per-Note economics include a $1,000 issue price, $23.50 underwriting discount and $976.50 proceeds to UBS.
The Notes are unsecured obligations of UBS and will not be listed. Any payment depends on UBS’s credit. Quarterly observation and coupon dates run from January 2026 through the final valuation date on October 16, 2028.
UBS AG is offering $5,424,000 of Trigger Jump Securities with an auto‑call feature tied to the worst‑performing of the S&P 500 (initial level 6,552.51) and Russell 2000 (initial level 2,394.595), maturing on October 16, 2031.
The notes pay no interest. On any determination date before maturity, if both indices close at or above their initial levels, the notes are automatically redeemed at $1,000 plus a premium that steps up based on ~8.30% per annum. If held to maturity and both indices finish at or above initial, investors receive $1,498.00 per $1,000. If any index finishes below initial but both remain at or above 80% of initial (5,242.01 for the S&P 500; 1,915.676 for the Russell 2000), investors receive $1,000. If any index finishes below its 80% downside threshold, repayment is reduced one‑for‑one with the worst performer and can be zero.
Issue price is $1,000 per note; total fees are 3.50% (3.00% sales, 0.50% structuring), with proceeds to UBS of 96.50%. The estimated initial value is $950.10. The notes are unsecured obligations of UBS AG, will not be listed, and are subject to UBS credit risk.
UBS AG is offering $1,985,000 of Trigger Autocallable Contingent Yield Notes linked to Meta Platforms common stock, maturing on October 19, 2028. The notes pay a 13.15% per annum contingent coupon only when META’s closing level on a quarterly observation date is at or above the coupon barrier of $496.06 (70% of the initial level).
The notes are automatically called if META is at or above the call threshold of $708.65 (100% of the initial level) on any observation date before final maturity, returning principal plus the applicable coupon. If not called, and META’s final level is at or above $496.06, holders receive principal at maturity. If the final level is below $496.06, the maturity payment is reduced one-for-one with META’s decline, and investors could lose all principal.
Issue price is $1,000 per note; estimated initial value is $973.00. Underwriting discount is $20.00 per note, for proceeds to UBS of $980.00 per note. Payments depend on UBS’s credit. The notes will not be listed.
UBS AG plans to offer Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, Nasdaq‑100, and Russell 2000. The Notes pay a contingent coupon only if each index closes at or above its coupon barrier on the monthly observation date; otherwise no coupon is paid. UBS may call the Notes, in whole, on any observation date beginning after 3 months, returning principal plus any due coupon. If not called and each index finishes at or above its downside threshold at maturity, investors receive principal back.
If any index finishes below its downside threshold at maturity, the repayment is reduced by that index’s percentage decline, up to total loss of principal. Key terms include a contingent coupon rate of 10.75% per annum, coupon barriers and downside thresholds at 70.00% of initial levels, monthly observations, expected trade date October 24, 2025, and maturity on or about October 28, 2027. Issue price is $1,000 per Note, with an underwriting discount of $6.50 and proceeds to UBS of $993.50 per Note. The estimated initial value is expected between $961.50 and $991.50, and payments are subject to UBS credit risk.
UBS AG announced preliminary terms for Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, Nasdaq‑100 Technology Sector Index, and Russell 2000, maturing on or about September 22, 2027.
The Notes offer a contingent coupon of 11.75% per annum, paid only if each index closes on or above its coupon barrier on monthly observation dates; both the coupon barrier and the downside threshold are set at 70% of the initial level for each index. UBS may call the Notes, in whole, on any observation date beginning after 3 months; if called, investors receive principal plus any due coupon, and the Notes terminate.
If not called, and any index finishes below its downside threshold at maturity, repayment is reduced 1‑for‑1 with the negative return of the least performing index, which can result in loss of all principal. The issue price is $1,000 per Note, underwriting compensation is up to $7.25 per Note, and proceeds to UBS are at least $992.75 per Note. The estimated initial value is expected between $956.30 and $986.30. Payments depend on UBS’s credit; the Notes will not be listed.
UBS AG plans to issue Step Down Trigger Autocallable Notes linked to the least performing of Arm Holdings ADRs (ARM) and Broadcom Inc. (AVGO), maturing on or about October 25, 2028. The Notes may be automatically called on quarterly observation dates (beginning after 6 months) if each underlying is at or above its call threshold; on interim dates that threshold equals 100% of the initial level and on the final valuation date it equals the downside threshold.
The Notes offer a call return rate of 17.70% per annum, with a call price schedule rising up to 53.100% at maturity if called then. If not called and any underlying finishes below its 50% downside threshold, holders receive the share delivery amount of the least performing underlying (fractional shares paid in cash), which can result in a significant loss of principal. Payments are subject to UBS credit risk.
The issue price is $1,000 per Note. Estimated initial value is expected between $877.90 and $907.90. Underwriting compensation is up to $29.50 per Note, with proceeds to UBS AG of at least $970.50 per Note. The Notes will not be listed on an exchange.
UBS AG filed a preliminary 424(b)(2) pricing supplement for Trigger Autocallable Contingent Yield Notes linked to the common stock of Spotify Technology S.A. The Notes pay a contingent coupon only if the underlying closes at or above a set coupon barrier on each observation date; they auto-call if the underlying is at or above the initial level before maturity.
If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise, repayment is reduced in line with the underlying’s decline, and losses can reach 100%. Any payments depend on the creditworthiness of UBS. The estimated initial value is expected between $9.54 and $9.79 per $10 Note. Minimum investment is 100 Notes at $10 each. Key dates include trade date October 13, 2025 and maturity on or about October 15, 2026. The Notes will not be listed.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc., with expected maturity on October 16, 2028. These unsecured notes pay a contingent coupon only if the underlying stock closes at or above a preset coupon barrier on an observation date; otherwise no coupon is paid. The notes are automatically called if the stock closes at or above the initial level on any observation date before the final valuation date.
If not called and the final level is at or above the downside threshold, investors receive the principal at maturity; if below, repayment is reduced in line with the stock’s decline, and total loss is possible. All payments depend on the creditworthiness of UBS.
Key dates include trade date October 14, 2025, settlement October 16, 2025, and final valuation October 12, 2028. The notes are offered at $10 per Note, with a minimum of 100 Notes. The estimated initial value is expected between $9.44 and $9.69 per Note. The notes will not be listed.
UBS AG is offering $2,453,000 of Trigger Autocallable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, Nasdaq-100 Technology Sector Index and Russell 2000 Index, due October 13, 2028.
The Notes pay an 8.65% per annum contingent coupon ($7.2083 monthly per $1,000) only if each index closes at or above its coupon barrier (80% of its initial level) on an observation date. The Notes are automatically callable after 6 months if all three indices are at or above their call thresholds (100% of initial). If not called, principal is repaid at maturity only if each index is at or above its downside threshold (70% of initial); otherwise, repayment is reduced by the decline of the least performing index, up to total loss.
Initial levels: INDU 45,479.60; NDXT 12,280.54; RTY 2,394.595. Estimated initial value: $963.70 per Note. Proceeds to UBS total $2,391,675 (per Note $975) with $61,325 underwriting compensation and a $4.50 per‑Note structuring fee. The Notes are unsecured obligations of UBS, unlisted, and subject to UBS credit risk.