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UBS AG (AMUB) SEC Filings, May 27, 2026

AMUB NYSE
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UBS AG is offering $2,870,000 in Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500, maturing December 1, 2027. The Notes pay a contingent coupon of 8.65% per annum if all three underlying indexes meet coupon barriers on observation dates. UBS may call the Notes in whole on monthly observation dates beginning after three months; if not called, principal repayment at maturity is contingent on the least performing underlying asset relative to its 70.00% downside thresholds. The issue price is $1,000 per Note, estimated initial value is $970.50, and the offering totals $2,870,000. The Notes are unsecured obligations of UBS and payments depend on UBS' creditworthiness; investors may lose a significant portion or all principal.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and Dow Jones Industrial Average, due on or about May 8, 2028. The notes pay a contingent coupon only when each underlying meets its coupon barrier on observation dates and are callable monthly at UBS's discretion beginning after approximately six months. If UBS does not call the notes and the final level of any underlying is below its 70.00% downside threshold, principal repayment will be reduced proportionally to the decline of the least performing underlying, and investors could lose a significant portion or all of their investment. The preliminary estimated initial value per $1,000 note is between $958.00 and $988.00; the issue price is $1,000 with underwriting compensation up to $7.25 per note and proceeds to UBS of at least $992.75 per note. Payments and any principal repayment are subject to UBS credit risk.

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UBS AG is offering $527,000 of Trigger Autocallable Contingent Yield Notes linked to CoreWeave, Inc. common stock, due June 1, 2028. The Notes pay a 32.50% per annum contingent coupon when the underlying closing level meets or exceeds the coupon barrier on monthly observation dates (callable after three months). UBS will automatically call the Notes early if the underlying closes at or above the call threshold (100.00% of the initial level). At maturity the principal is repaid only if the final level is at or above the downside threshold (50.00% of the initial level); if below, principal is reduced in proportion to the underlying return.

The issue price is $1,000 per Note (total $527,000); the estimated initial value per Note is $975.30. All payments, including contingent coupons and any principal repayment, are subject to the creditworthiness of UBS. The Notes will not be listed and may have limited secondary-market liquidity.

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UBS AG is offering a preliminary series of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector, the Russell 2000® Index and shares of the State Street® Utilities Select Sector SPDR® ETF, with an expected maturity on or about June 1, 2029.

The notes are callable monthly beginning after ~3 months and pay a contingent coupon of 13.10% per annum only if each underlying meets its coupon barrier on an observation date; principal repayment at maturity depends on the least performing underlying relative to a 70.00% downside threshold. Issue price is $1,000 per note and the estimated initial value range is $953.60–$983.60 as of the trade date. These terms are preliminary and subject to a final pricing supplement and related offering documents.

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UBS AG offers Buffer Autocallable Contingent Yield Notes with Memory Interest linked to the least performing of shares of the VanEck® Gold Miners ETF (GDX) and the State Street® Energy Select Sector SPDR® ETF (XLE). The offering totals $1,287,000 at an issue price of $1,000 per Note with an estimated initial value of $957.60 per Note. The Notes pay a contingent coupon at an 11.00% per annum rate when both ETFs meet monthly coupon barriers, feature quarterly call observation dates (beginning after six months), and mature on June 1, 2028. At maturity, if not called, principal is returned only if both final ETF levels are at or above their downside thresholds; otherwise principal is reduced by the underperformance of the least performing underlying asset in excess of a 20.00% buffer. All payments are subject to UBS creditworthiness and the Notes will not be listed on an exchange.

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UBS AG offers preliminary pricing terms for Trigger Callable Contingent Yield Notes due on or about May 8, 2028, linked to the least performing of the Dow Jones Industrial Average, the Russell 2000 and shares of the State Street Technology Select Sector SPDR ETF (XLK). The notes pay a contingent coupon only when each underlying meets a coupon barrier on observation dates and are callable at UBS's discretion on monthly observation dates beginning after three months. If not called and the final level of any underlying is below its downside threshold, principal repayment at maturity will be reduced pro rata to the decline of the least performing underlying. The preliminary estimated initial value range is $953.80 to $983.80 and the issue price is set at $1,000 per Note. Key features include an issuer call, potential loss of principal, exposure to three underlyings (least performing governs outcome), and credit risk of UBS.

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UBS AG offers $3,515,000 aggregate principal of Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, the S&P 500 and the Nasdaq-100. The Notes pay a contingent coupon of 10.05% per annum if each index meets its coupon barrier on observation dates and are callable monthly by UBS beginning after ~3 months; maturity is June 1, 2027. Principal repayment at maturity depends on the final level of the least performing underlying asset relative to its 70.00% downside threshold, and holders may lose a significant portion or all principal. The estimated initial value per Note is $990.60 and the issue price is $1,000.00 per Note.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500, maturing June 1, 2029. The offering aggregates $1,315,000 at an issue price of $1,000 per Note. Notes pay a contingent coupon of 9.30% per annum on each coupon date only if the closing level of each underlying asset is at or above its coupon barrier on the related observation date. UBS may call the Notes in whole on monthly observation dates beginning after six months. At maturity, if any underlying asset is below its downside threshold, repayment may be reduced pro rata to the negative return of the least performing underlying asset; in extreme cases you could lose all principal. The estimated initial value per Note on the trade date is $964.30, and all payments are subject to UBS credit risk.

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UBS AG is offering $484,000 of Buffer Autocallable Notes linked to the least performing of the Dow Jones Industrial Average® and the Russell 2000® Index, with a principal amount of $1,000 per Note.

The Notes mature on May 30, 2031 (final valuation date May 27, 2031) and include quarterly observation dates beginning after 12 months, an automatic call feature with increasing call prices, a 15.00% downside buffer and a stated call return rate of 7.60% per annum. Payments and principal are subject to UBS credit risk; the estimated initial value per Note on the trade date is $954.40 and the offering proceeds total $468,270.00 to UBS.

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The issuer UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of Alphabet Inc. Class C (GOOG) and Tesla, Inc. (TSLA). The offering totals $1,391,000 at an issue price $1,000 per Note with an estimated initial value $982.40. The Notes pay a contingent coupon of 21.75% per annum only if each underlying's closing level on an observation date is at or above its coupon barrier (both set at 60.00% of initial levels). UBS may call the Notes monthly beginning after about three months; if called you receive principal plus any contingent coupon due. If not called and the final level of any underlying is below its downside threshold (60.00% of initial level), principal repayment is reduced pro rata to the decline of the least performing underlying, and investors could lose a significant portion or all principal. All payments depend on UBS creditworthiness; the Notes are unsecured, unlisted, and carry issuer, market, liquidity and model-risk considerations.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on May 27, 2026.