Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to Tesla, Inc. common stock, with a principal amount of $1,000 per Note and a term of about 18 months, maturing on or about July 6, 2027. The Notes pay a contingent coupon at an annual rate between 18.50% and 20.50%, credited monthly only if Tesla’s closing price on each observation date is at or above a coupon barrier set at 70% of the initial level. Missed coupons can be paid later if the barrier is met, under the memory feature.
The Notes are autocallable quarterly if Tesla closes at or above 100% of the initial level on a call observation date, returning principal plus due and unpaid coupons. If not called and the final Tesla level is at or above the 70% downside threshold, investors receive their principal back; if it is below 70%, they receive Tesla shares worth $1,000 divided by the initial level, exposing them to stock losses that can result in a significant or total loss of principal.
The estimated initial value is expected between $935.70 and $965.70, below the $1,000 issue price. The Notes are unsecured UBS debt, not listed on any exchange, involve liquidity, credit, market and complex tax risks, and pay no Tesla dividends.
UBS AG is offering $6,683,000 of Contingent Income Auto-Callable Securities due December 15, 2028, linked to the common stock of Bank of America Corporation. Each $1,000 security can pay a quarterly contingent coupon of $27.50 (11.00% per annum) if on the relevant determination date BAC’s closing price is at or above the downside threshold of $44.11, which is 80.00% of the $55.14 initial price.
If on any determination date (other than the final one) the BAC share price is at or above the call threshold of $55.14, the notes are automatically redeemed for $1,000 plus the coupon. If the notes are not called and BAC’s final price is at or above the downside threshold, investors receive $1,000 plus the final coupon at maturity.
If the final BAC price is below the downside threshold, UBS will pay a cash value based on BAC’s final price and investors will lose a significant portion, up to all, of their principal. The securities pay no dividends on BAC, may have limited or no secondary market, and all payments depend on the credit of UBS AG.
UBS AG plans to issue three-year Trigger Callable Contingent Yield Notes linked to the worst performer among the Dow Jones Industrial Average, Nasdaq-100 Technology Sector Index and Russell 2000 Index. Each $1,000 Note pays a 12.25% per annum contingent coupon, credited quarterly only if all three indexes are at or above 75% of their initial level on the observation date. If any index is below its coupon barrier, that quarter’s coupon is skipped.
UBS may call the Notes in whole on any quarterly observation date (except the final one), repaying principal plus any due coupon, after which no further payments are made. If the Notes are not called and, at maturity, all three indexes are at or above 70% of their initial level, investors receive full principal back, plus the final contingent coupon if all barriers are met. If any index finishes below its downside threshold, repayment is reduced one-for-one with the loss on the worst index, and investors can lose some or all of their principal.
The Notes are unsecured, unsubordinated UBS debt, not deposits, and are not FDIC insured. Estimated initial value is between $957.40 and $987.40 per $1,000 Note, reflecting dealer discounts, hedging and issuance costs, and there may be limited or no secondary market liquidity.
UBS AG is offering $178,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average® and the Russell 2000® Index, maturing December 20, 2028. Each $1,000 Note pays a monthly contingent coupon of $6.9583 (8.35% per annum) only if both indices are at or above their coupon barriers, set at 70% of initial levels (33,891.59 for the Dow, 1,771.467 for the Russell 2000). UBS may call the Notes in whole on any monthly observation date beginning after six months, returning principal plus any due coupon, ending future payments.
If the Notes are not called and the final level of any index is below its downside threshold (also 70% of initial), repayment is reduced dollar-for-dollar with the loss on the worst index, and investors can lose all principal. The Notes are unsecured obligations exposed to UBS credit risk, are not listed, and carry an estimated initial value of $969.10 per $1,000, below the issue price.
UBS AG is offering $2,000,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index, maturing on December 20, 2027. The Notes pay a 10.55% per annum contingent coupon (about $8.79 per $1,000 monthly) only if, on each observation date, both indices close at or above their coupon barriers, set at 75% of initial levels. UBS can call the Notes in whole, beginning after three months, paying back principal plus any due coupon, after which no further payments are made. If not called and either index finishes below its downside threshold (70% of its initial level), investors take a loss equal to the index’s decline, up to a total loss of principal. All payments depend on UBS’s credit, and the estimated initial value is $979.00 per $1,000, below the issue price, reflecting fees and hedging costs.
UBS AG is offering $350,000 of Trigger Autocallable Contingent Yield Notes linked to Marvell Technology, Inc. stock, maturing December 16, 2027. These unsecured notes can pay a high contingent coupon, with an example rate of 18.39% per annum, but only if Marvell’s share price on each observation date is at or above a preset coupon barrier, set in the example at 60% of the initial level. If on any observation date before maturity the share price is at or above the initial level, the notes are automatically called and investors receive their principal plus the applicable contingent coupon.
If the notes are not called and Marvell’s share price on the final valuation date is at or above the downside threshold, investors receive full principal back, potentially with a final coupon. If it is below the downside threshold, repayment is reduced in line with the share price decline, and investors can lose all of their initial investment. All payments depend on UBS’s creditworthiness, and the notes are not listed on any exchange. The estimated initial value is $9.71 per $10 note, reflecting UBS’ internal pricing models.
UBS AG is offering $322,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Marvell Technology, Inc., maturing on December 16, 2027.
The Notes pay a contingent coupon only if Marvell’s share price on an observation date is at or above a specified coupon barrier; otherwise no coupon is paid. UBS will automatically call the Notes early if the share price on any observation date before maturity is at or above the initial level, returning principal plus any due coupon, with no further payments.
If the Notes are not called and the final share level is at or above the downside threshold, investors receive full principal at maturity; if it is below, repayment is reduced in line with the stock’s decline and can fall to zero. An example uses a 18.20% per annum contingent coupon rate and a downside threshold and coupon barrier set at 60% of the initial level. The minimum investment is 100 Notes at $10 each, and the estimated initial value is $9.71 per $10 Note. All payments depend on UBS’s credit, and the Notes will not be listed on any exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the SPDR® S&P® Regional Banking ETF (KRE), maturing on or about January 3, 2028. Each Note has a $1,000 principal amount and pays a contingent coupon at 8.55% per annum, in monthly installments of $7.125, but only when KRE’s closing level on an observation date is at or above the coupon barrier, set at 75% of the initial level.
The Notes may be automatically called after 3 months if KRE closes at or above the call threshold of 100% of the initial level on any observation date. In that case, investors receive principal plus the applicable contingent coupon and the Notes terminate. If not called, and KRE’s final level on the valuation date is at or above the downside threshold of 75% of the initial level, UBS repays the full principal (plus a final contingent coupon if the barrier is met.
If the Notes are not called and KRE’s final level is below the downside threshold, investors suffer a loss equal to KRE’s percentage decline, with the potential to lose all principal. The Notes are unsecured, unsubordinated obligations of UBS AG London Branch, not bank deposits and not FDIC insured. They will not be listed, and UBS expects the initial fair value to be only $938.50–$968.50 per $1,000 due to dealer discounts, hedging and internal funding costs.
UBS AG is offering Trigger Autocallable Notes linked to the least performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, with a principal amount of $1,000 per Note and a term of approximately five years, subject to early automatic call.
The Notes automatically call, and pay a cash amount equal to principal plus a call return, if on any semiannual observation date each index is at or above its call threshold level, set as a percentage of its initial level. The call return rate is 9.25% per annum, producing call prices from $1,092.50 after year one up to $1,462.50 at maturity if called on the final valuation date.
If the Notes are not called and each index finishes at or above its downside threshold of 70.00% of its initial level, investors receive only the $1,000 principal. If any index closes below its downside threshold, repayment is reduced in line with the negative return of the worst-performing index and can fall to zero. The estimated initial value ranges from $922.50 to $952.50 per Note, and all payments depend on the creditworthiness of UBS. The Notes pay no interest, are not listed on an exchange and offer no dividends or voting rights.
UBS AG is offering $2,017,000 in Trigger Autocallable Contingent Yield Notes linked to the least performing of the Russell 2000 Index and the S&P 500 Index, maturing December 20, 2028. Each $1,000 Note pays a contingent coupon at 7.88% per annum (about $19.70 per quarter) only if, on an observation date, both indices close at or above their coupon barriers set at 75% of initial levels (1,898.000 for RTY and 5,112.38 for SPX). The Notes can be automatically called quarterly after six months if both indices are at or above their call thresholds, set at 100% of initial levels, returning principal plus any due coupon. If not called and any index finishes below its downside threshold (also 75% of initial), investors suffer a loss matching the decline of the worst index and can lose their entire investment. The estimated initial value is $955.90 per $1,000 Note, there is no exchange listing, coupons are not guaranteed, and all payments depend on UBS’s credit.
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