UBS AG SEC Filings

UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, Russell 2000 and the Nasdaq-100 Technology Sector, with final maturity on or about June 1, 2029. The notes pay a contingent coupon (stated example 9.60% per annum) only on observation dates when each underlying asset meets its coupon barrier; otherwise no coupon is paid.

The issuer may call the notes monthly beginning after roughly six months; if called, holders receive principal plus any contingent coupon then due. If not called, repayment at maturity depends on the final levels: if every underlying asset is at or above its downside threshold (65.00% of initial level), principal is repaid; if any underlying is below its downside threshold, holders bear the full negative return of the least performing underlying asset and could lose all principal. The preliminary pricing shows an issue price of $1,000 per Note and an estimated initial value range of $936.70 to $966.70.

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the common stock of Tesla, Inc. and NVIDIA Corporation. The offering size is $950,000 in total, at an issue price of $1,000 per Note. The Notes pay a contingent coupon of 25.25% per annum only when each underlying's closing level on an observation date is at or above its coupon barrier; otherwise no coupon is paid. Each underlying's downside threshold and coupon barrier equal 60.00% of its initial level ($253.34 for TSLA; $135.19 for NVDA). UBS may call the Notes monthly beginning after approximately three months; if not called and any final level is below its downside threshold, principal repayment is reduced in proportion to the least performing underlying, potentially to zero. All payments are subject to UBS's creditworthiness and the Notes will not be listed on an exchange.

UBS AG priced a preliminary offering of Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, Russell 2000 and the Nasdaq-100 Technology Sector, with a stated contingent coupon rate of 11.45% per annum and a maturity expected on or about June 1, 2029. The notes are issuer-callable monthly (beginning after six months), pay contingent coupons only if each underlying meets its coupon barrier on observation dates, and repay principal at maturity only if each underlying is equal to or above its downside threshold; otherwise principal will be reduced in proportion to the least performing underlying asset. The issue price per note is $1,000.00 with an underwriting discount of $7.00 and proceeds to UBS of $993.00. The estimated initial value range is $958.80 to $988.80, and payments are subject to UBS credit risk.

UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Take-Two Interactive Software, Inc. with final maturity on November 19, 2027. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and are autocallable quarterly beginning about six months after trade date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above a disclosed downside threshold; if below that threshold, principal is reduced pro rata by the underlying return and investors may lose a significant portion or all of their investment. Payments (coupons and principal) are subject to the creditworthiness of UBS AG.

UBS AG is offering $1,972,000 of Trigger Autocallable Contingent Yield Notes linked to the Solactive U.S. Large Cap Volatility Navigator 40 Index. The Notes pay a 16.00% per annum contingent coupon when the index meets the coupon barrier on monthly observation dates and are callable monthly beginning after 12 months if the index meets the call threshold.

The Notes have a $1,000 principal per Note, an estimated initial value of $967.20 as of the trade date, a principal repayment at maturity only if the final index level is at or above the 50.00% downside threshold, and full downside exposure otherwise; all payments depend on UBS creditworthiness.

UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500, due on or about April 27, 2028. The notes reference a 12.00% per annum contingent coupon, are callable monthly by UBS beginning after ~3 months, and pay principal at maturity only if each underlying is at or above a 70.00% downside threshold.

The notes have a $1,000 per-note issue price and an estimated initial value range of $961.10 to $991.10 as of the trade date. Payments, including repayment of principal, are subject to UBS credit risk; holders may lose a significant portion or all of their investment if the final level of the least performing underlying asset is below its downside threshold.

UBS AG is offering Trigger Autocallable Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 indices. Each Note has a principal amount of $1,000 and a term of approximately five years, with semiannual observation dates beginning after 12 months. The Notes are automatically called if on any observation date the closing level of each underlying asset is at or above its call threshold; a cash call price (principal plus a call return) is paid if called. The stated call return rate is 10.40% per annum, increasing at later observation dates, and the Notes provide contingent repayment of principal at maturity tied to the least performing underlying asset (70.00% downside threshold per underlying asset). Estimated initial value on the trade date is shown as between $924.30 and $954.30. All payments are subject to UBS credit risk and the Notes will not be listed on an exchange.

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500, maturing on or about June 1, 2027. The notes pay a contingent coupon (stated example: 11.60% per annum) only when each underlying meets its coupon barrier on an observation date and are callable monthly by UBS beginning after ~3 months. If not called, principal repayment at maturity depends on the final level of the least performing underlying relative to a 70.00% downside threshold; a shortfall can produce a loss of principal, potentially the full investment. The estimated initial value range per $1,000 note was $961.00–$991.00 on the trade date and the issue price per note is $1,000.00 with an underwriting discount of $6.50.

UBS AG is offering $3,250,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to American Airlines Group Inc. common stock due November 18, 2027. The Notes pay a contingent coupon of 15.45% per annum on scheduled coupon dates only if the underlying closing level meets or exceeds a coupon barrier. The Notes are callable quarterly beginning after six months if the underlying meets the call threshold. If not called and the final level is below the downside threshold, principal repayment at maturity is contingent and may result in substantial loss or complete loss of principal equal to the percentage decline in the underlying.

Payments (including principal) are obligations of UBS and subject to UBS credit risk; the issue price per Note is $1,000 and the estimated initial value per Note is $976.70. The offering documents describe liquidity, tax and calculation-agent risks and potential conflicts of interest.