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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of the referenced issuer, with a $10 principal per Note and final maturity on May 29, 2029. The Notes pay periodic contingent coupons only if the underlying closing level meets the coupon barrier on observation dates and may be automatically called quarterly after ~6 months if the underlying closes at or above the initial level. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise repayment is reduced pro rata to the underlying return, potentially causing a significant or total loss. The estimated initial value on the trade date is $9.61. All payments are subject to UBS credit risk.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation with a term maturing on May 29, 2029. The Notes pay periodic contingent coupons only if the underlying meets a coupon barrier on observation dates and may be automatically called early if the underlying equals or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise repayment falls proportionally with the underlying return and could result in substantial or total loss. Trade date is May 22, 2026 with settlement on May 27, 2026. The Notes are unsecured obligations of UBS and payments depend on UBS creditworthiness. The offering is preliminary and final terms will be set on the trade date.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of the referenced underlying asset with an expected term to maturity of approximately three years.

The Notes pay a contingent coupon only when the underlying's closing level meets or exceeds the coupon barrier on observation dates, include a quarterly automatic call beginning about six months after trade date if the underlying meets or exceeds the initial level, and provide contingent principal protection at maturity only if the final level is at or above the downside threshold; otherwise principal at maturity may be reduced proportionally to the underlying return. All payments are subject to UBS's creditworthiness. Trade date is May 22, 2026 and maturity is May 29, 2029.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Advanced Micro Devices, Inc. stock maturing May 29, 2029. The Notes pay a contingent coupon on coupon payment dates only if the underlying closing level on an observation date meets or exceeds the coupon barrier. UBS will automatically call the Notes early if the underlying closing level on any observation date prior to the final valuation date is equal to or greater than the initial level; in that case you receive principal plus any contingent coupon and no further payments will be made.

If the Notes are not called and the final level is below the downside threshold, the maturity payment equals $10 × (1 + Underlying Return), exposing you to the negative return of the underlying and possible loss of a significant portion or all of your investment. All payments, including any principal repayment, are subject to the creditworthiness of UBS. The Notes have an estimated initial value of $9.70 as of the trade date and are offered in minimum increments of 100 Notes.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Alphabet Inc. Class C stock due May 29, 2029. The Notes pay periodic contingent coupons only if the underlying closing level on an observation date is at or above the coupon barrier. They are automatically called if the underlying closes at or above the initial level on any quarterly observation date beginning after six months, in which case holders receive principal plus any contingent coupon payable on that call settlement date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise principal is reduced pro rata to the underlying return, potentially causing a substantial or total loss of principal. The Notes are unsubordinated, unsecured obligations of UBS and any payment is subject to UBS credit risk. Trade date is May 22, 2026, expected settlement May 27, 2026; final valuation date is May 24, 2029 and maturity is May 29, 2029.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Advanced Micro Devices, Inc. stock due on or about May 29, 2029. The Notes pay a contingent coupon only if the underlying stock closes at or above a coupon barrier on observation dates and may be automatically called early if the underlying equals or exceeds the initial level on any observation date. If not called, principal repayment at maturity is contingent: if the final level is below the downside threshold the cash payment per Note will decline proportionally to the underlying return, possibly resulting in total loss. Trade date and settlement are May 22, 2026 and May 27, 2026. The principal amount per Note is $10 and minimum investment is 100 Notes ($1,000). Estimated initial value is stated as between $9.37 and $9.62. All payments depend on UBS's creditworthiness.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Alphabet Inc. Class C stock with a term of approximately three years. The preliminary pricing supplement sets the trade date as May 22, 2026, expected settlement May 27, 2026, final valuation date May 24, 2029 and maturity May 29, 2029.

The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates, and are automatically called if the underlying closes at or above the initial level on any quarterly observation (beginning ~6 months). Principal repayment at maturity is contingent: if the final level is below the disclosed downside threshold, repayment may be reduced and could result in total loss of principal. The Notes are unsecured obligations of UBS and subject to UBS credit risk. The estimated initial value per $10 Note is between $9.36 and $9.61, and the minimum investment is 100 Notes ($1,000).

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to CrowdStrike Holdings, Inc. common stock due May 30, 2028. The notes pay periodic contingent coupons only if the underlying stock closes at or above the coupon barrier on observation dates and are automatically called if the stock closes at or above the initial level on any prior observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold, repayment reflects the percentage decline in the underlying, and you could lose a significant portion or all of your investment. The notes are unsecured obligations of UBS and repayment is subject to UBS credit risk. The estimated initial value was $9.83 per $10 Note, and the offering shows an aggregate referenced amount of $422,000.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Intel common stock due May 30, 2028. The Notes pay a contingent coupon on each coupon payment date only if the underlying closing level on the applicable observation date is at or above the coupon barrier; otherwise no coupon is paid.

If the Notes are automatically called because the underlying closes at or above the initial level on any observation date prior to the final valuation date, UBS will pay principal plus any contingent coupon on the related call settlement date and the Notes will terminate. If not called, repayment at maturity depends on the final level relative to the downside threshold: if the final level is at or above the downside threshold you receive principal; if below, you receive a reduced cash amount equal to $10 x (1 + Underlying Return), which can result in substantial loss up to the full principal. Payments are subject to UBS credit risk. Trade date is May 22, 2026, final valuation date is May 25, 2028, and maturity is May 30, 2028. The estimated initial value on the trade date was $9.74 per Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc. The Notes pay periodic contingent coupons only if the underlying closing level meets a coupon barrier on observation dates and may be automatically called early if the underlying closes at or above the initial level. At maturity, if the Notes are not called and the final level is below the downside threshold, the cash payment per Note will be reduced proportionally to the underlying return, potentially resulting in a substantial loss or complete loss of the principal. Trade date is May 22, 2026, settlement is May 27, 2026, final valuation date is May 25, 2028, and maturity is May 30, 2028. The Notes have a $10 principal amount per Note, an estimated initial value range of $9.46 to $9.71, and any payment is subject to UBS's creditworthiness.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on May 22, 2026.