STOCK TITAN

UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Constellation Energy Corporation stock. The preliminary pricing supplement dated May 21, 2026 describes notes due on or about May 26, 2028 with a trade date of May 21, 2026 and expected settlement on May 26, 2026. Each Note has a principal amount of $10 and a minimum investment of 100 Notes ($1,000). The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates, feature an automatic call if the underlying closes at or above the initial level on an observation date, and provide contingent repayment of principal at maturity that can result in partial or total loss of principal if the final level is below the downside threshold. The preliminary supplement states an estimated initial value range of $9.43 to $9.68 per Note and discloses a contingent coupon example of 16.53% per annum ($0.4133 per $10 Note). All payments, including any contingent coupon and principal repayment, are subject to UBS’s creditworthiness.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Freeport-McMoRan Inc. due on or about May 26, 2028. The Notes pay a contingent coupon only if the underlying stock closes at or above a coupon barrier on observation dates and are automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, repayment at maturity depends on the final level relative to a downside threshold; if the final level is below that threshold, holders suffer a loss in principal equal to the underlying return. The Notes are unsecured obligations of UBS and any payments are subject to UBS's creditworthiness. The final terms, including exact coupons and barriers, will be set on the trade date.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Filing
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of First Solar, Inc. The Notes have a trade date of May 21, 2026, expected settlement on May 26, 2026, a final valuation date of May 24, 2028 and expected maturity on May 26, 2028. Each Note has a $10 principal amount and minimum purchase of 100 Notes ($1,000). The Notes pay periodic contingent coupons only when the underlying closes at or above a coupon barrier on observation dates and are automatically called if the underlying closes at or above the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above the downside threshold; if the final level is below the downside threshold, repayment is reduced pro rata to the underlying return and you could lose a significant portion or all of your investment. The preliminary pricing range for the estimated initial value is $9.41 to $9.66 per Note. All payments are subject to the creditworthiness of UBS.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of General Electric Company, due on or about May 26, 2028. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and are automatically called early if the stock closes at or above the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise repayment is reduced proportionally to the underlying return, with potential loss of the entire principal. Payments are subject to UBS credit risk.

The document lists key dates: trade date May 21, 2026, settlement date May 26, 2026, final valuation date May 24, 2028, and maturity May 26, 2028. Minimum investment is 100 Notes at $10 per Note. The estimated initial value range is $9.43 to $9.68 per Note. Example hypothetical terms include a contingent coupon rate of 11.60% per annum, a coupon amount of $0.29 per $10 Note, and a downside threshold of $70.00 (70% of the initial level).

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to NVIDIA Corporation stock due May 26, 2028. The Notes pay a contingent coupon only if the underlying closing level on an observation date meets or exceeds the coupon barrier; otherwise no coupon is paid. The Notes will be automatically called early if the underlying closing level on any observation date prior to the final valuation date is equal to or greater than the initial level, in which case UBS pays principal plus the contingent coupon on the related call settlement date and the Notes terminate. If not called, repayment at maturity depends on the final level relative to the downside threshold: if the final level is at or above the downside threshold you receive the $10 principal; if below, you receive $10 x (1 + underlying return), which can produce a large loss, up to the full principal. Trade date is May 21, 2026, settlement May 26, 2026, final valuation May 24, 2028 and maturity May 26, 2028. Minimum investment is 100 Notes at $10 per Note; the estimated initial value was $9.78. The Notes are unsecured obligations of UBS and repayment is subject to UBS creditworthiness; they will not be listed on an exchange.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Chipotle Mexican Grill, Inc. The Notes pay periodic contingent coupons only when the underlying stock closes at or above the coupon barrier on an observation date and will autocall early if the stock closes at or above the initial level on any observation date prior to maturity. If not called, principal repayment at maturity depends on the final stock level relative to the downside threshold; a final level below that threshold causes a loss equal to the underlying return and could result in a total loss of principal. The Notes mature May 26, 2028, have an estimated initial value of $9.72 per $10 Note as of the trade date, and are offered in minimum investments of 100 Notes ($1,000). All payments are subject to UBS credit risk.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Corning Incorporated that mature on May 26, 2028. The Notes pay contingent coupons only when the underlying stock closes at or above a coupon barrier on observation dates and are automatically called early if the underlying closes at or above the initial level on any prior observation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; if the final level is below that threshold, repayment is reduced in proportion to the underlying return and investors could lose a significant portion or all of their investment. Any payments are subject to UBS credit risk. The Notes have a minimum investment of 100 Notes at $10 per Note and an estimated initial value of $9.73 on the trade date.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to NVIDIA Corporation stock due on or about May 26, 2028. The notes pay a contingent coupon only when the underlying closes at or above a coupon barrier on observation dates and can be automatically called if the underlying closes at or above the initial level on an observation date prior to maturity. If not called and the final level is below the downside threshold, principal repayment is contingent and can result in a loss equal to the underlying return; in extreme cases an investor could lose all principal. Trade date is May 21, 2026 with settlement expected May 26, 2026. The preliminary estimated initial value range is $9.42 to $9.67 per $10 note. Payments are subject to UBS credit risk.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Chipotle Mexican Grill, Inc. The preliminary pricing supplement dated May 21, 2026 sets trade and settlement expectations and describes contingent coupons, an automatic call feature and contingent principal repayment at maturity.

The Notes pay a contingent coupon only if the underlying stock closes at or above a coupon barrier on observation dates; they are automatically called if the stock closes at or above the initial level on an observation date. If not called and the final level is below the downside threshold, principal repayment at maturity is reduced proportionally to the underlying return, potentially resulting in a total loss. Payments depend on UBS creditworthiness. The final terms will be set on the trade date.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Nu Holdings Ltd. ordinary shares due May 26, 2028. The Notes pay periodic contingent coupons only when the underlying closing level on observation dates meets or exceeds a coupon barrier and are automatically called early if the underlying closes at or above the initial level on any quarterly observation date beginning after six months. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise repayment is reduced in proportion to the underlying return and investors can lose a significant portion or all principal. Trade date is May 21, 2026, settlement May 26, 2026, final valuation May 24, 2028, and maturity May 26, 2028. Minimum investment is 100 Notes ($1,000) and the estimated initial value per Note is $9.78. All payments are subject to UBS credit risk.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus

FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on May 21, 2026.