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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc. The Notes pay periodic contingent coupons only if the underlying meets coupon barriers on observation dates, feature an automatic early-call if the underlying reaches the initial level, and have contingent principal repayment at maturity tied to a downside threshold.

The Notes have a $10 principal amount per Note, trade date May 21, 2026, settlement May 26, 2026, final valuation date May 24, 2028, and maturity May 26, 2028. Minimum investment is 100 Notes ($1,000). Any payment depends on UBS creditworthiness; investors may lose a significant portion or all of principal.

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UBS AG is offering UBS Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Constellation Energy Corporation, maturing on or about December 1, 2027. The notes pay contingent coupons only if the underlying closing level meets a coupon barrier on quarterly observation dates and are subject to an automatic call if the underlying equals or exceeds a call threshold prior to maturity. At maturity, if not called and the final level is below the downside threshold, repayment of principal is contingent and may result in a loss equal to the underlying return, including a potential total loss. The contingent coupon rate range is 16.25% to 17.25% per annum. Issue price and final coupon rate will be set on the trade date; the estimated initial value range on the trade date is $931.10 to $961.10. All payments depend on UBS’s creditworthiness and the notes will not be listed on any exchange.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Texas Instruments common stock due May 26, 2028. The Notes pay quarterly contingent coupons only if the underlying closing level meets a coupon barrier, may be automatically called early if the underlying meets the initial level on an observation date, and repay principal at maturity only if the final level is at or above a downside threshold; otherwise principal repayment is reduced in line with the underlying return. Payments, including principal, are subject to UBS credit risk. Trade date is May 21, 2026, settlement is May 26, 2026, final valuation date is May 24, 2028, and maturity is May 26, 2028.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Newmont Corporation stock due May 26, 2028. The Notes pay periodic contingent coupons only if the underlying closing level meets a coupon barrier, can be automatically called early if the underlying meets an initial level, and repay principal at maturity only if the final level is at or above a downside threshold; otherwise principal is reduced in line with the underlying return and investors may lose a significant portion or all of their investment. The Notes are unsecured obligations of UBS and any payment is subject to UBS's creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Accenture plc common stock due May 26, 2028. The Notes have a $10 principal amount per Note, a quarterly observation/autocall schedule beginning after 12 months, and contingent coupons that pay only if the underlying closing level meets a coupon barrier on observation dates. If autocalled early, holders receive principal plus any contingent coupon due on the call settlement date. If not autocalled, principal is repayable at maturity only if the final level is at or above a stated downside threshold; otherwise principal is reduced pro rata to the underlying return and investors can lose a significant portion or all principal. The Notes are unsecured obligations of UBS and any payment is subject to UBS credit risk. Trade and settlement are expected May 21, 2026 and May 26, 2026, respectively. The estimated initial value as of the trade date is $9.68 per Note and the minimum investment is 100 Notes ($1,000).

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Texas Instruments Incorporated, due on or about May 26, 2028. The Notes pay contingent coupons only if the underlying stock meets coupon barriers on observation dates and are subject to automatic early call on quarterly observation dates beginning ~12 months after Trade Date. Each Note has a principal amount of $10 and a minimum purchase of 100 Notes ($1,000). The estimated initial value on the trade date is between $9.47 and $9.72, determined using UBS internal pricing models. If not called, repayment at maturity is contingent: if the final level is below the downside threshold the cash payment per Note will be reduced and investors may lose a significant portion or all of their investment. All payments are subject to the creditworthiness of UBS; final terms are set on the trade date and the Offering Documents must be delivered in final form.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Newmont Corporation, with a scheduled trade date of May 21, 2026, expected settlement on May 26, 2026, a final valuation date of May 24, 2028 and a maturity date of May 26, 2028. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a stated coupon barrier on an observation date and are automatically called early if the underlying closes at or above the initial level on any observation date prior to maturity. If not called, repayment at maturity is contingent: full principal is returned only if the final level is at or above the disclosed downside threshold; otherwise principal is reduced in direct proportion to the underlying return, and investors can lose a substantial portion or all of their investment. The Notes are unsecured obligations of UBS and all payments depend on UBScreditworthiness. The estimated initial value range as of the trade date is $9.41 to $9.66 per $10 Note.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Generac Holdings Inc. The preliminary pricing supplement dated May 21, 2026 sets final terms on the trade date; trade date is May 21, 2026, settlement May 26, 2026, final valuation date May 24, 2028, and maturity May 26, 2028.

The Notes pay periodic contingent coupons only if the underlying closing level meets or exceeds a coupon barrier on observation dates, and are automatically called if the underlying equals or exceeds the initial level on an observation date. Principal repayment at maturity is contingent: if the final level is below the downside threshold the cash payment per Note will be reduced pro rata; in extreme cases an investor could lose all principal. The Notes are unsecured obligations of UBS and payments depend on UBS creditworthiness. The Notes are offered in minimum increments of 100 Notes at $10 per Note; the estimated initial value is between $9.08 and $9.33 per Note.

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UBS AG published a preliminary pricing supplement for $• Trigger Autocallable Contingent Yield Notes linked to the common stock of Accenture plc, maturing on May 26, 2028. The Notes pay contingent quarterly coupons only if observation-date closing levels meet a coupon barrier and are subject to automatic early call if the underlying equals or exceeds the initial level on a quarterly observation (beginning after 12 months). Principal is denominated as $10 per Note with a minimum investment of 100 Notes. The preliminary terms show an example contingent coupon rate of 15.28% per annum, an estimated initial value range of $9.31–$9.56 per Note, and a downside threshold and coupon barrier equal to 60.00% of the initial level. The final terms will be set on the trade date; any payments, including contingent coupons and principal at maturity, remain subject to the creditworthiness of UBS.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the VanEck® Semiconductor ETF with a term of approximately one year. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and may be automatically called early if the underlying equals or exceeds the initial level on any observation date prior to the final valuation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise repayment is reduced in proportion to the underlying return, and investors could lose a significant portion or all of their investment. Trade date is May 20, 2026, settlement May 22, 2026, final valuation date May 20, 2027 and maturity May 24, 2027. Example terms show a hypothetical contingent coupon rate of 22.56% per annum and illustrative outcomes for a $10 Note.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on May 21, 2026.