Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering $300,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of NIKE, Inc., maturing on December 28, 2026. These unsecured debt notes may pay periodic contingent coupons only when NIKE’s closing stock price on a given observation date is at or above a preset coupon barrier; otherwise, no coupon is paid for that period.
The notes are automatically called early if NIKE’s stock closes at or above the initial level on any observation date before maturity, in which case investors receive the $10 principal per Note plus any due coupon, and the product terminates. If not called, and NIKE’s final level is at or above the downside threshold, investors receive full principal at maturity, with a coupon if the barrier is also met. If the final level is below the downside threshold, repayment is reduced in line with NIKE’s decline, and investors can lose all of their investment.
The notes are issued at $10 per Note, with a minimum investment of 100 Notes ($1,000). Any payment depends on the creditworthiness of UBS, and the notes will not be listed on any exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Fluor Corporation, maturing around December 26, 2028. These unsecured debt obligations can pay periodic contingent coupons, but only if Fluor’s share price on a given observation date is at or above a specified coupon barrier. If the share price meets or exceeds the initial level on an observation date before maturity, the Notes are automatically called and repay principal plus any due coupon, with no further payments.
If the Notes are not called and Fluor’s share price on the final valuation date is at or above a downside threshold, investors receive the $10 principal per Note. If it is below that threshold, repayment is reduced in line with Fluor’s negative return, and investors can lose most or all of their investment. The Notes are subject to UBS credit risk, are not insured, will not be listed on an exchange, and have an estimated initial value between $9.30 and $9.55 per $10 Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the shares of the VanEck Gold Miners ETF, maturing on or about December 28, 2026. Each Note has a principal amount of $10 and is an unsubordinated, unsecured debt obligation of UBS.
Investors may receive periodic contingent coupons, but only if the ETF’s closing level on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period. The Notes are automatically called if, on any observation date before maturity, the ETF’s level is at or above the initial level, in which case investors receive the principal plus any due coupon and no further payments.
If the Notes are not called and the ETF’s final level is at or above a downside threshold, investors receive their principal at maturity; if it is below that threshold, repayment is reduced in line with the ETF’s decline and investors can lose all of their initial investment. Any payment depends on UBS’s creditworthiness, the Notes are not FDIC insured or exchange-listed, and their estimated initial value is expected to be between $9.39 and $9.64 per $10 principal amount.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NIKE, Inc., maturing on or about December 28, 2026. These unsecured debt obligations pay a contingent coupon only if NIKE’s closing share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes are automatically called early if NIKE’s share price on any observation date before maturity is at or above the initial level, in which case investors receive the principal plus any due contingent coupon and no further payments. If the notes are not called and NIKE’s final share price is at or above the downside threshold, investors receive back the principal at maturity; if it is below the downside threshold, repayment is reduced in line with NIKE’s percentage decline, and the entire principal can be lost.
The notes are issued in $10 denominations with a minimum $1,000 investment. The estimated initial value per $10 note on the trade date is expected to range from $9.41 to $9.66, and all payments are subject to the credit risk of UBS.
UBS AG is offering $692,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., maturing on December 27, 2027. The Notes pay a contingent coupon only when Micron’s share price on an observation date is at or above a specified coupon barrier, and they can be called early if the share price is at or above the initial level on any observation date before maturity.
If the Notes are not automatically called and Micron’s share price on the final valuation date is at or above a downside threshold, investors receive back the $10 principal per Note; if it is below that threshold, the repayment is reduced in line with the stock’s decline and can fall to zero. The minimum investment is 100 Notes (a $1,000 investment), and the estimated initial value is $9.82 per Note. All payments depend on UBS’s creditworthiness, and the Notes will not be listed on any securities exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., maturing on or about December 27, 2027. These unsecured notes pay a contingent coupon only when Micron’s closing share price on an observation date is at or above a preset coupon barrier, and they are automatically called early if Micron’s price is at or above the initial level on any observation date before maturity.
If the notes are not called and Micron’s final level is at or above the downside threshold, investors receive the full $10 principal per note at maturity; if the final level is below the downside threshold, repayment is reduced in line with Micron’s decline and investors can lose their entire investment. The notes are not listed on any exchange, have a minimum investment of 100 notes at $10 each, and their estimated initial value is expected to range from $9.45 to $9.70 per $10 note, reflecting UBS’s internal pricing models and funding rate. All payments depend on the creditworthiness of UBS.
UBS AG is offering $123,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Freeport-McMoRan Inc., maturing on December 28, 2026. These unsecured, unsubordinated notes pay contingent coupons only when the stock closes at or above a preset coupon barrier on each observation date; otherwise no coupon is paid.
The notes can be automatically called before maturity if the stock closes at or above its initial level on an observation date, in which case investors receive the principal plus any due coupon and the notes terminate. If the notes are not called and the stock is at or above a downside threshold at maturity, investors receive their full principal; if it is below that threshold, repayment is reduced in line with the stock’s decline and investors can lose all of their investment. All payments depend on UBS’s credit, and the estimated initial value is $9.73 per $10 note.
UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, maturing on or about December 26, 2028. The Notes pay a contingent coupon only if, on each quarterly observation date (including the final valuation date), the Oracle share price is at or above a predefined coupon barrier. If the Oracle share price is at or above the initial level on any observation date after an initial period, the Notes are automatically called and pay back principal plus the applicable contingent coupon, with no further payments.
If the Notes are not called and the Oracle share price on the final valuation date is at or above a downside threshold, investors receive the full principal at maturity. If it is below the downside threshold, repayment is reduced in line with the negative underlying return, and investors can lose their entire principal. Any payment depends on the creditworthiness of UBS. The Notes are offered in minimum investments of 100 Notes at $10 per Note and will not be listed on any exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Zscaler, Inc., maturing on or about December 27, 2027. These unsecured debt obligations pay a contingent coupon only on observation dates when Zscaler’s share price is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The Notes feature an automatic call: if on any observation date before maturity Zscaler’s share price is at or above the initial level, UBS repays principal plus the applicable coupon and the Notes terminate. If not called, principal is repaid at maturity only if the final share price is at or above a downside threshold. If the final price is below this level, repayment is reduced in line with Zscaler’s percentage decline, and investors can lose all of their investment.
The Notes are subject to UBS’s credit risk, will not be listed on any exchange, and have a minimum investment of 100 Notes at $10 per Note.
UBS AG is offering unsecured Trigger Yield Notes linked to the common stock of Micron Technology, Inc., maturing on or about June 26, 2026. The Notes pay a coupon on each coupon payment date regardless of how the Micron share price performs.
At maturity, if Micron’s closing level on the final valuation date is at or above a downside threshold, investors receive the full $10 principal per Note plus the final coupon. If the final level is below the downside threshold, the cash payment per Note is reduced in line with the percentage decline in Micron from the initial level, and investors can lose some or all of their principal.
The Notes are unsubordinated debt obligations of UBS, not bank deposits and not insured, and all payments depend on UBS’s creditworthiness. The minimum investment is 100 Notes at $10 each, and the estimated initial value per Note on the trade date is expected to be between $9.64 and $9.89.