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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering $1,455,000 in Trigger Autocallable Contingent Yield Notes linked to the common stock of UnitedHealth Group, due May 22, 2029. The Notes pay a contingent coupon only if the underlying closing level on an observation date meets or exceeds the coupon barrier; otherwise no coupon is paid. The Notes will be automatically called early if the underlying closing level on any observation date prior to the final valuation date is equal to or greater than the initial level, in which case holders receive principal plus any contingent coupon on the related call settlement date. If not called and the final level is below the downside threshold, holders will receive a cash payment that can be less than principal, equal to $10 x (1 + Underlying Return), and could lose all of their investment in extreme situations. Trade date is May 20, 2026 and settlement is May 22, 2026; final valuation date is May 18, 2029 and maturity is May 22, 2029. The estimated initial value on the trade date is $9.72 per Note. Minimum investment is 100 Notes at $10 per Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Intel Corporation with expected trade and settlement on May 20, 2026 and May 22, 2026, and a final valuation date of May 18, 2028 and maturity about May 22, 2028. The notes pay periodic contingent coupons only if the underlying closing level meets or exceeds a coupon barrier on observation dates and automatically redeem early if the underlying closes at or above the initial level on an observation date. At maturity, if not called, principal is repaid only if the final level is at or above the disclosed downside threshold; if the final level is below that threshold, repayment is reduced pro rata, which can result in a substantial loss, including loss of the entire principal. The estimated initial value is stated as a range of $9.39 to $9.64 per $10 note, and the offering is subject to UBS credit risk and the final terms to be set on the trade date.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to shares of the VanEck® Semiconductor ETF maturing May 24, 2027. The notes pay periodic contingent coupons only if the underlying meets a coupon barrier on observation dates and may be automatically called earlier if the underlying reaches the initial level.

The notes repay principal at maturity only if the final level is at or above a disclosed downside threshold; if below that threshold, principal repayment is reduced in percentage terms by the underlying return. Payments are subject to UBS credit risk; estimated initial value per $10 Note is $9.79.

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UBS AG priced a preliminary offering for Trigger Autocallable Contingent Yield Notes linked to ADRs of Petróleo Brasileiro S.A., with final terms set on the trade date.

The Notes have an expected approximately 1-year term (Trade Date May 20, 2026, Final Valuation Date May 20, 2027, Maturity May 24, 2027). They pay periodic contingent coupons only if the underlying ADR closes at or above a coupon barrier on observation dates, are automatically called if the underlying closes at or above the initial level on an observation date, and repay principal at maturity only if the final level is at or above a disclosed downside threshold; otherwise principal is reduced proportionally to the underlying return.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Amazon.com, Inc. The $2,000,000 offering (minimum investment $1,000) has a Trade Date of May 20, 2026, settlement on May 22, 2026, final valuation on May 18, 2029, and maturity on May 22, 2029. The notes pay periodic contingent coupons only if the underlying closing level meets the coupon barrier and may be automatically called early if the underlying closes at or above the initial level on an observation date. Principal repayment at maturity is contingent: if the final level is below the downside threshold, investors suffer a loss equal to the underlying return; in extreme cases, they could lose the entire principal. The estimated initial value at trade is $9.75 per Note. All payments are subject to the creditworthiness of UBS.

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UBS AG is offering preliminary terms for Trigger Autocallable Contingent Yield Notes linked to the common stock of UnitedHealth Group Incorporated, with an expected trade date of May 20, 2026 and settlement on May 22, 2026. The notes mature on May 22, 2029, with the final valuation date of May 18, 2029. Each Note has a principal amount of $10 and a minimum purchase of 100 Notes ($1,000). The Notes pay contingent coupons only when the underlying closing level on an observation date meets or exceeds a coupon barrier and may autocall early if the underlying meets or exceeds the initial level on an observation date. If not autocalled, repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise repayment declines pro rata with the underlying, potentially resulting in substantial loss. The preliminary estimated initial value range is $9.34 to $9.59 per Note. All payments are subject to UBS credit risk.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the VanEck® Semiconductor ETF with final terms set on the trade date. The preliminary pricing supplement dated May 20, 2026 lists a trade date of May 20, 2026, expected settlement date May 22, 2026, a final valuation date of May 20, 2027 and maturity of May 24, 2027.

The Notes pay periodic contingent coupons only if the underlying ETF closes at or above the coupon barrier on observation dates and are automatically called early if the underlying closes at or above the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise the cash repayment declines pro rata and could result in a total loss of principal. Minimum purchase is 100 Notes at $10 per Note (a $1,000 initial investment). The estimated initial value range is $9.47–$9.72 per Note as of the trade date. Risks include credit exposure to UBS and the possibility of losing a significant portion or all of the investment.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Meta Platforms, Inc. with final maturity on May 22, 2029. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and may be automatically called early if the underlying closes at or above the initial level on any prior observation date. If not called, repayment of principal at maturity is contingent on the final level being at or above a downside threshold; if the final level is below that threshold, holders suffer a loss linked to the percentage decline in the underlying and could lose their entire investment. Terms shown include a minimum purchase of $1,000 (100 Notes), an estimated initial value of $9.75 per Note as of the trade date, trade/settlement dates of May 20, 2026 and May 22, 2026, and example final maturity of May 22, 2029. All payments are subject to UBS credit risk.

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UBS AG offers $2,117,000 Trigger Autocallable Contingent Yield Notes linked to the common stock of Dow Inc., due May 22, 2028. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and are subject to an automatic call if the underlying closes at or above the initial level on any observation date prior to maturity. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold; a final level below that threshold produces a cash payment that can be less than principal, potentially resulting in a full loss. Payments depend on UBS creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc. (underlying), with a trade date of May 20, 2026, expected settlement date May 22, 2026 and maturity on or about May 22, 2029.

The Notes pay periodic contingent coupons only if the underlying's closing level on observation dates is at or above the coupon barrier; they autocall early if the underlying closes at or above the initial level on an observation date. If not called, principal repayment at maturity is contingent: if the final level is below the downside threshold you may suffer a loss equal to the underlying return, potentially losing your entire principal. Estimated initial value is stated as between $9.36 and $9.61 per $10 Note. Minimum investment is 100 Notes ($1,000).

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on May 20, 2026.